RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in RiskOn International, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- +4 vs. Q3 2022
- Shares held
- 5.66M
- +87.6K (+1.6%) vs. Q3 2022
- Total value
- $1.28M
- −$5.94M (−82.2%) vs. Q3 2022
- New holders
- 8
- 12 more added
- Sold out
- 4
- 11 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nepsis, Inc. | 2,902,008 | $666.9K | 0.22% | +108,598+3.9% | Added |
| Vanguard Group Inc | 567,650 | $130.4K | 0.00% | +376+0.1% | Added |
| Hexagon Capital Partners LLC | 523,883 | $120.4K | 0.04% | +38,000+7.8% | Added |
| Advisor Group Holdings, Inc. | 222,172 | $49.0K | 0.00% | −92,258−29.3% | Reduced |
| Geode Capital Management, LLC | 178,710 | $41.0K | 0.00% | −376−0.2% | Reduced |
| Heritage Wealth Management, LLC | 122,126 | $28.1K | 0.00% | +59,090+93.7% | Added |
| Pacific Capital Wealth Advisors, Inc | 109,366 | $25.1K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 101,647 | $24.0K | 0.00% | +41,133+68.0% | Added |
| State Street Corp | 78,974 | $18.1K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 61,741 | $14.2K | 0.00% | −44,296−41.8% | Reduced |
| BlackRock Inc. | 55,769 | $12.8K | 0.00% | +1,208+2.2% | Added |
| Wagner Wealth Management, LLC | 49,716 | $11.4K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 44,617 | $10.3K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 44,405 | $10.2K | 0.00% | +36,628+471.0% | Added |
| Personal Capital Advisors Corp | 42,918 | $9.86K | 0.00% | −2,180−4.8% | Reduced |
| Kestra Advisory Services, LLC | 40,814 | $9.38K | 0.00% | +20,000+96.1% | Added |
| Hudson Portfolio Management LLC | 40,000 | $9.19K | 0.01% | −109,684−73.3% | Reduced |
| Brighton Jones LLC | 39,773 | $9.14K | 0.00% | 00.0% | Unchanged |
| Avantax Planning Partners, Inc. | 29,324 | $6.74K | 0.00% | 00.0% | Unchanged |
| Silverhawk Asset Management, LLC | 26,019 | $5.98K | 0.01% | −625−2.3% | Reduced |
| Commonwealth Equity Services, LLC | 24,163 | $5.00K | 0.00% | −50−0.2% | Reduced |
| Virtu Financial LLC | 22,027 | $5.00K | 0.00% | +22,027 | New |
| HB Wealth Management, LLC | 21,383 | $4.91K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 19,460 | $4.47K | 0.00% | +5,000+34.6% | Added |
| Fort Point Capital Partners LLC | 19,239 | $4.42K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 18,800 | $4.32K | 0.00% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 18,632 | $4.28K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 16,350 | $3.76K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 13,204 | $3.03K | 0.00% | +13,204 | New |
| Tradition Wealth Management, LLC | 14,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 12,322 | $3.00K | 0.00% | +6,429+109.1% | Added |
| Millennium Management LLC | 13,666 | $3.00K | 0.00% | +13,666 | New |
| Orion Portfolio Solutions, LLC | 11,807 | $2.71K | 0.00% | −3,883−24.7% | Reduced |
| TD Waterhouse Canada Inc. | 10,000 | $2.60K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 10,793 | $2.48K | 0.00% | +10,793 | New |
| Foundations Investment Advisors, LLC | 10,745 | $2.47K | 0.00% | +10,745 | New |
| AlphaStar Capital Management, LLC | 10,197 | $2.34K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 9,358 | $2.15K | 0.00% | −44,446−82.6% | Reduced |
| Royal Bank of Canada | 10,334 | $2.00K | 0.00% | −298−2.8% | Reduced |
| Simplex Trading, LLC | 9,112 | $2.00K | 0.00% | +5,927+186.1% | Added |
| Global Retirement Partners, LLC | 5,295 | $1.22K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 2,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,569 | $821 | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,500 | $345 | 0.00% | −20,562−93.2% | Reduced |
| Trustcore Financial Services, LLC | 1,340 | $308 | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 600 | $138 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 330 | $76 | 0.00% | +330 | New |
| Wells Fargo & Company | 166 | $38 | 0.00% | +4+2.5% | Added |
| AdvisorNet Financial, Inc | 81 | $19 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 56,062 | $13 | 0.00% | +56,062 | New |
| Steward Partners Investment Advisory, LLC | 40 | $9 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 30 | $7 | 0.00% | +30 | New |
| IFP Advisors, Inc | 13,576 | – | – | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 0 | $0 | 0.00% | −18,631−100.0% | Sold out |
| Charter Oak Capital Management, LLC | 0 | $0 | 0.00% | −11,470−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −10,671−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −2,221−100.0% | Sold out |