RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in RiskOn International, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +3 vs. Q4 2021
- Shares held
- 5.55M
- −554.4K (−9.1%) vs. Q4 2021
- Total value
- $12.8M
- −$763.6K (−5.6%) vs. Q4 2021
- New holders
- 11
- 10 more added
- Sold out
- 8
- 9 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nepsis, Inc. | 2,791,250 | $6.45M | 1.92% | −118,958−4.1% | Reduced |
| Vanguard Group Inc | 923,993 | $2.13M | 0.00% | −102,032−9.9% | Reduced |
| Hexagon Capital Partners LLC | 335,455 | $775.0K | 0.20% | −25,146−7.0% | Reduced |
| Geode Capital Management, LLC | 168,652 | $389.0K | 0.00% | +112,824+202.1% | Added |
| Hudson Portfolio Management LLC | 149,684 | $346.0K | 0.30% | 00.0% | Unchanged |
| Pacific Capital Wealth Advisors, Inc | 109,366 | $253.0K | 0.07% | 00.0% | Unchanged |
| Stephens Inc | 98,100 | $227.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 78,974 | $182.0K | 0.00% | +7,974+11.2% | Added |
| Advisor Group Holdings, Inc. | 74,305 | $173.0K | 0.00% | −211,150−74.0% | Reduced |
| Heritage Wealth Management, LLC | 67,580 | $156.0K | 0.04% | +67,580 | New |
| HighTower Advisors, LLC | 60,514 | $140.0K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 55,207 | $127.0K | 0.01% | −92−0.2% | Reduced |
| Personal Capital Advisors Corp | 54,098 | $125.0K | 0.00% | −1,460−2.6% | Reduced |
| Susquehanna International Group, LLP | 51,669 | $119.0K | 0.00% | +30,117+139.7% | Added |
| Northern Trust Corp | 44,617 | $103.0K | 0.00% | 00.0% | Unchanged |
| Brighton Jones LLC | 39,773 | $92.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 35,650 | $82.0K | 0.00% | +24,749+227.0% | Added |
| Group One Trading, L.P. | 30,000 | $69.0K | 0.00% | +30,000 | New |
| Citadel Advisors LLC | 29,505 | $68.0K | 0.00% | +16,872+133.6% | Added |
| Vise Technologies, Inc. | 28,632 | $66.0K | 0.02% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 23,713 | $54.0K | 0.00% | −27,000−53.2% | Reduced |
| Silverhawk Asset Management, LLC | 26,644 | $53.0K | 0.04% | 00.0% | Unchanged |
| Virtu Financial LLC | 23,035 | $53.0K | 0.00% | +23,035 | New |
| HB Wealth Management, LLC | 21,383 | $49.0K | 0.00% | +21,383 | New |
| Wagner Wealth Management, LLC | 19,716 | $46.0K | 0.03% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 19,400 | $45.0K | 0.01% | 00.0% | Unchanged |
| Fort Point Capital Partners LLC | 19,239 | $44.0K | 0.01% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 18,631 | $43.0K | 0.00% | +18,631 | New |
| Orion Portfolio Solutions, LLC | 17,929 | $41.0K | 0.00% | +17,929 | New |
| Kestra Advisory Services, LLC | 16,814 | $39.0K | 0.00% | +4,646+38.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 14,500 | $33.0K | 0.00% | −240−1.6% | Reduced |
| Tradition Wealth Management, LLC | 14,000 | $32.0K | 0.00% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 13,169 | $30.0K | 0.00% | −2,186−14.2% | Reduced |
| Charles Schwab Investment Management Inc | 10,671 | $25.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 10,334 | $24.0K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 10,000 | $23.7K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 5,564 | $13.0K | 0.00% | +5,564 | New |
| Global Retirement Partners, LLC | 5,375 | $11.0K | 0.00% | +5,375 | New |
| Geneos Wealth Management Inc. | 3,569 | $8.00K | 0.00% | +3,569 | New |
| First Community Trust NA | 2,500 | $6.00K | 0.01% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 2,590 | $6.00K | 0.00% | +1,990+331.7% | Added |
| Meeder Asset Management Inc | 2,221 | $5.00K | 0.00% | +2,221 | New |
| Cullen/Frost Bankers, Inc. | 1,695 | $4.00K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 1,371 | $3.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,340 | $3.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,533 | $3.00K | 0.00% | +887+137.3% | Added |
| Tower Research Capital LLC (TRC) | 1,025 | $2.00K | 0.00% | +585+133.0% | Added |
| Wells Fargo & Company | 146 | $0 | 0.00% | +1+0.7% | Added |
| AdvisorNet Financial, Inc | 81 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 12,576 | – | – | +12,576 | New |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −269,879−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −94,505−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −34,265−100.0% | Sold out |
| Avantax Planning Partners, Inc. | 0 | $0 | 0.00% | −29,324−100.0% | Sold out |
| EP Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,868−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2,496−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −245−100.0% | Sold out |
| Sabby Management, LLC | 0 | $0 | 0.00% | −32,103−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |