RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in RiskOn International, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- +9 vs. Q3 2021
- Shares held
- 6.12M
- −893.5K (−12.7%) vs. Q3 2021
- Total value
- $13.6M
- −$23.2M (−63.1%) vs. Q3 2021
- New holders
- 13
- 11 more added
- Sold out
- 4
- 10 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nepsis, Inc. | 2,910,208 | $6.49M | 1.88% | +54,591+1.9% | Added |
| Vanguard Group Inc | 1,026,025 | $2.29M | 0.00% | −1,371−0.1% | Reduced |
| Hexagon Capital Partners LLC | 360,601 | $804.0K | 0.21% | +16,000+4.6% | Added |
| Advisor Group Holdings, Inc. | 285,455 | $636.0K | 0.00% | +129,299+82.8% | Added |
| Armistice Capital, LLC | 269,879 | $602.0K | 0.01% | −1,100,960−80.3% | Reduced |
| Hudson Portfolio Management LLC | 149,684 | $333.0K | 0.29% | −4,700−3.0% | Reduced |
| Pacific Capital Wealth Advisors, Inc | 109,366 | $244.0K | 0.07% | 00.0% | Unchanged |
| Stephens Inc | 98,100 | $219.0K | 0.00% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 94,505 | $211.0K | 0.01% | 00.0% | Unchanged |
| State Street Corp | 71,000 | $158.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 60,514 | $135.0K | 0.00% | 00.0% | Unchanged |
| Personal Capital Advisors Corp | 55,558 | $124.0K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 55,828 | $124.0K | 0.00% | +26,120+87.9% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 55,299 | $123.0K | 0.01% | −32,111−36.7% | Reduced |
| Commonwealth Equity Services, LLC | 50,713 | $113.0K | 0.00% | −500−1.0% | Reduced |
| Northern Trust Corp | 44,617 | $99.0K | 0.00% | +22,918+105.6% | Added |
| Brighton Jones LLC | 39,773 | $89.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 34,265 | $76.0K | 0.00% | −155,565−81.9% | Reduced |
| Avantax Planning Partners, Inc. | 29,324 | $65.0K | 0.00% | +16,567+129.9% | Added |
| Vise Technologies, Inc. | 28,632 | $64.0K | 0.02% | +28,632 | New |
| Silverhawk Asset Management, LLC | 26,644 | $52.0K | 0.04% | +26,644 | New |
| Susquehanna International Group, LLP | 21,552 | $48.0K | 0.00% | +21,552 | New |
| Sunbelt Securities, Inc. | 19,400 | $45.0K | 0.01% | +19,400 | New |
| Wagner Wealth Management, LLC | 19,716 | $44.0K | 0.03% | +10,000+102.9% | Added |
| Fort Point Capital Partners LLC | 19,239 | $43.0K | 0.01% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 15,355 | $41.0K | 0.00% | +5,293+52.6% | Added |
| NEXT Financial Group, Inc | 15,300 | $34.0K | 0.00% | −5,700−27.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 14,740 | $33.0K | 0.00% | +4,000+37.2% | Added |
| Tradition Wealth Management, LLC | 14,000 | $31.0K | 0.00% | −1,040−6.9% | Reduced |
| Citadel Advisors LLC | 12,633 | $28.0K | 0.00% | +12,633 | New |
| Kestra Advisory Services, LLC | 12,168 | $27.0K | 0.00% | +12,168 | New |
| EP Wealth Advisors, LLC | 11,868 | $26.0K | 0.00% | −7,500−38.7% | Reduced |
| TD Waterhouse Canada Inc. | 10,000 | $24.7K | 0.00% | +10,000 | New |
| Charles Schwab Investment Management Inc | 10,671 | $24.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 10,901 | $24.0K | 0.00% | +10.0% | Added |
| Royal Bank of Canada | 10,334 | $23.0K | 0.00% | −2,000−16.2% | Reduced |
| FMR LLC | 2,496 | $6.00K | 0.00% | +2,496 | New |
| First Community Trust NA | 2,500 | $5.58K | 0.00% | +2,500 | New |
| Cullen/Frost Bankers, Inc. | 1,695 | $4.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,340 | $3.00K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 1,371 | $3.00K | 0.00% | +1,371 | New |
| BerganKDV Wealth Management, LLC | 600 | $1.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 646 | $1.00K | 0.00% | +646 | New |
| Tower Research Capital LLC (TRC) | 440 | $1.00K | 0.00% | +440 | New |
| Wells Fargo & Company | 145 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 81 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 245 | $0 | 0.00% | +245 | New |
| Sabby Management, LLC | 32,103 | – | – | +17,500+119.8% | Added |
| LPL Financial LLC | 0 | $0 | 0.00% | −14,371−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −6,420−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −2,221−100.0% | Sold out |
| Cahill Financial Advisors Inc | 0 | $0 | 0.00% | −62−100.0% | Sold out |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |