RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in RiskOn International, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- +9 vs. Q3 2021
- Shares held
- 6.12M
- −893.5K (−12.7%) vs. Q3 2021
- Total value
- $13.6M
- −$23.2M (−63.1%) vs. Q3 2021
- New holders
- 13
- 11 more added
- Sold out
- 4
- 10 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 145 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 81 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 245 | $0 | 0.00% | +245 | New |
| BerganKDV Wealth Management, LLC | 600 | $1.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 646 | $1.00K | 0.00% | +646 | New |
| Tower Research Capital LLC (TRC) | 440 | $1.00K | 0.00% | +440 | New |
| Trustcore Financial Services, LLC | 1,340 | $3.00K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 1,371 | $3.00K | 0.00% | +1,371 | New |
| Cullen/Frost Bankers, Inc. | 1,695 | $4.00K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 2,500 | $5.58K | 0.00% | +2,500 | New |
| FMR LLC | 2,496 | $6.00K | 0.00% | +2,496 | New |
| Royal Bank of Canada | 10,334 | $23.0K | 0.00% | −2,000−16.2% | Reduced |
| Charles Schwab Investment Management Inc | 10,671 | $24.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 10,901 | $24.0K | 0.00% | +10.0% | Added |
| TD Waterhouse Canada Inc. | 10,000 | $24.7K | 0.00% | +10,000 | New |
| EP Wealth Advisors, LLC | 11,868 | $26.0K | 0.00% | −7,500−38.7% | Reduced |
| Kestra Advisory Services, LLC | 12,168 | $27.0K | 0.00% | +12,168 | New |
| Citadel Advisors LLC | 12,633 | $28.0K | 0.00% | +12,633 | New |
| Tradition Wealth Management, LLC | 14,000 | $31.0K | 0.00% | −1,040−6.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 14,740 | $33.0K | 0.00% | +4,000+37.2% | Added |
| NEXT Financial Group, Inc | 15,300 | $34.0K | 0.00% | −5,700−27.1% | Reduced |
| AlphaStar Capital Management, LLC | 15,355 | $41.0K | 0.00% | +5,293+52.6% | Added |
| Fort Point Capital Partners LLC | 19,239 | $43.0K | 0.01% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 19,716 | $44.0K | 0.03% | +10,000+102.9% | Added |
| Sunbelt Securities, Inc. | 19,400 | $45.0K | 0.01% | +19,400 | New |
| Susquehanna International Group, LLP | 21,552 | $48.0K | 0.00% | +21,552 | New |
| Silverhawk Asset Management, LLC | 26,644 | $52.0K | 0.04% | +26,644 | New |
| Vise Technologies, Inc. | 28,632 | $64.0K | 0.02% | +28,632 | New |
| Avantax Planning Partners, Inc. | 29,324 | $65.0K | 0.00% | +16,567+129.9% | Added |
| Millennium Management LLC | 34,265 | $76.0K | 0.00% | −155,565−81.9% | Reduced |
| Brighton Jones LLC | 39,773 | $89.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 44,617 | $99.0K | 0.00% | +22,918+105.6% | Added |
| Commonwealth Equity Services, LLC | 50,713 | $113.0K | 0.00% | −500−1.0% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 55,299 | $123.0K | 0.01% | −32,111−36.7% | Reduced |
| Personal Capital Advisors Corp | 55,558 | $124.0K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 55,828 | $124.0K | 0.00% | +26,120+87.9% | Added |
| HighTower Advisors, LLC | 60,514 | $135.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 71,000 | $158.0K | 0.00% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 94,505 | $211.0K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 98,100 | $219.0K | 0.00% | 00.0% | Unchanged |
| Pacific Capital Wealth Advisors, Inc | 109,366 | $244.0K | 0.07% | 00.0% | Unchanged |
| Hudson Portfolio Management LLC | 149,684 | $333.0K | 0.29% | −4,700−3.0% | Reduced |
| Armistice Capital, LLC | 269,879 | $602.0K | 0.01% | −1,100,960−80.3% | Reduced |
| Advisor Group Holdings, Inc. | 285,455 | $636.0K | 0.00% | +129,299+82.8% | Added |
| Hexagon Capital Partners LLC | 360,601 | $804.0K | 0.21% | +16,000+4.6% | Added |
| Vanguard Group Inc | 1,026,025 | $2.29M | 0.00% | −1,371−0.1% | Reduced |
| Nepsis, Inc. | 2,910,208 | $6.49M | 1.88% | +54,591+1.9% | Added |
| Sabby Management, LLC | 32,103 | – | – | +17,500+119.8% | Added |
| LPL Financial LLC | 0 | $0 | 0.00% | −14,371−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −6,420−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −2,221−100.0% | Sold out |
| Cahill Financial Advisors Inc | 0 | $0 | 0.00% | −62−100.0% | Sold out |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |