RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in RiskOn International, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −12 vs. Q4 2022
- Shares held
- 5.22M
- −279.7K (−5.1%) vs. Q4 2022
- Total value
- $609.2K
- −$635.7K (−51.1%) vs. Q4 2022
- New holders
- 5
- 4 more added
- Sold out
- 17
- 7 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nepsis, Inc. | 2,930,747 | $343.5K | 0.11% | +28,739+1.0% | Added |
| Hexagon Capital Partners LLC | 523,883 | $61.4K | 0.02% | 00.0% | Unchanged |
| Vanguard Group Inc | 231,959 | $27.2K | 0.00% | −335,691−59.1% | Reduced |
| Advisor Group Holdings, Inc. | 217,197 | $25.5K | 0.00% | −4,975−2.2% | Reduced |
| Renaissance Technologies LLC | 209,400 | $25.0K | 0.00% | +209,400 | New |
| Geode Capital Management, LLC | 178,710 | $20.9K | 0.00% | 00.0% | Unchanged |
| Pacific Capital Wealth Advisors, Inc | 109,366 | $12.8K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 94,647 | $11.0K | 0.00% | −7,000−6.9% | Reduced |
| Ergoteles LLC | 82,519 | $9.67K | 0.00% | +82,519 | New |
| State Street Corp | 78,974 | $9.26K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 57,629 | $6.75K | 0.00% | +1,860+3.3% | Added |
| GWM Advisors LLC | 56,062 | $6.57K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 49,716 | $5.83K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 44,617 | $5.23K | 0.00% | 00.0% | Unchanged |
| Empower Advisory Group, LLC | 42,918 | $5.11K | 0.00% | +42,918 | New |
| Brighton Jones LLC | 39,773 | $4.66K | 0.00% | 00.0% | Unchanged |
| Avantax Planning Partners, Inc. | 29,324 | $3.44K | 0.00% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 21,383 | $2.51K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 19,460 | $2.28K | 0.00% | 00.0% | Unchanged |
| Fort Point Capital Partners LLC | 19,239 | $2.25K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 18,800 | $2.24K | 0.00% | 00.0% | Unchanged |
| Silverhawk Asset Management, LLC | 18,019 | $2.11K | 0.00% | −8,000−30.7% | Reduced |
| Commonwealth Equity Services, LLC | 25,263 | $2.00K | 0.00% | +1,100+4.6% | Added |
| Goldman Sachs Group Inc | 14,734 | $1.73K | 0.00% | +14,734 | New |
| Morgan Stanley | 14,150 | $1.66K | 0.00% | −2,200−13.5% | Reduced |
| Kestra Advisory Services, LLC | 11,814 | $1.39K | 0.00% | −29,000−71.1% | Reduced |
| Foundations Investment Advisors, LLC | 10,745 | $1.26K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 10,000 | $1.10K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 9,358 | $1.10K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 11,912 | $1.00K | 0.00% | −410−3.3% | Reduced |
| Royal Bank of Canada | 10,334 | $1.00K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 14,619 | $1.00K | 0.00% | +14,619 | New |
| Global Retirement Partners, LLC | 5,295 | $370 | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 2,500 | $293 | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 600 | $71 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 330 | $39 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 190 | $22 | 0.00% | +24+14.5% | Added |
| Steward Partners Investment Advisory, LLC | 40 | $5 | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −61,741−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −44,405−100.0% | Sold out |
| Hudson Portfolio Management LLC | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −22,027−100.0% | Sold out |
| Vise Technologies, Inc. | 0 | $0 | 0.00% | −18,632−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −13,204−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −13,666−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −11,807−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −10,793−100.0% | Sold out |
| AlphaStar Capital Management, LLC | 0 | $0 | 0.00% | −10,197−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −9,112−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −3,569−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −81−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −13,576−100.0% | Sold out |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |
| Personal Capital Advisors Corp | – | – | – | – | Not filed |
| Trustcore Financial Services, LLC | – | – | – | – | Not filed |