RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in RiskOn International, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 25
- +7 vs. Q3 2023
- Shares held
- 273.0K
- +114.5K (+72.2%) vs. Q3 2023
- Total value
- $90.0K
- −$43.2K (−32.4%) vs. Q3 2023
- New holders
- 8
- 2 more added
- Sold out
- 1
- 5 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nepsis, Inc. | 93,376 | $31.1K | 0.01% | −3,452−3.6% | Reduced |
| Virtu Financial LLC | 47,648 | $16.0K | 0.00% | +47,648 | New |
| Millennium Management LLC | 41,778 | $13.9K | 0.00% | +41,778 | New |
| Hexagon Capital Partners LLC | 19,142 | $6.37K | 0.00% | −332−1.7% | Reduced |
| Geode Capital Management, LLC | 15,436 | $5.13K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 13,832 | $4.60K | 0.00% | +13,832 | New |
| HRT Financial LP | 13,100 | $4.00K | 0.00% | +13,100 | New |
| Tower Research Capital LLC (TRC) | 9,116 | $3.04K | 0.00% | +988+12.2% | Added |
| Royal Bank of Canada | 10,515 | $3.00K | 0.00% | 00.0% | Unchanged |
| Pacific Capital Wealth Advisors, Inc | 3,649 | $1.21K | 0.00% | +3,649 | New |
| Advisor Group Holdings, Inc. | 3,162 | $1.05K | 0.00% | −1,261−28.5% | Reduced |
| Sunbelt Securities, Inc. | 627 | $209 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 383 | $127 | 0.00% | −1,320−77.5% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 315 | $104 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 334 | $78 | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 148 | $49 | 0.00% | −193−56.6% | Reduced |
| First Community Trust NA | 84 | $28 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 177 | $26 | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 50 | $17 | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 46 | $15 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 20 | $7 | 0.00% | +2+11.1% | Added |
| Greenwood Gearhart Inc | 19 | $6 | 0.00% | +19 | New |
| Advisory Services Network, LLC | 11 | $4 | 0.00% | +11 | New |
| Steward Partners Investment Advisory, LLC | 2 | $1 | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 21 | $0 | 0.00% | +21 | New |
| UBS Group AG | 0 | $0 | 0.00% | −1−100.0% | Sold out |