RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in RiskOn International, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- 0 vs. Q2 2022
- Shares held
- 5.57M
- −384.9K (−6.5%) vs. Q2 2022
- Total value
- $7.22M
- −$8.35M (−53.6%) vs. Q2 2022
- New holders
- 3
- 9 more added
- Sold out
- 3
- 9 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nepsis, Inc. | 2,793,410 | $3.63M | 1.31% | −17,044−0.6% | Reduced |
| Vanguard Group Inc | 567,274 | $737.0K | 0.00% | −356,719−38.6% | Reduced |
| Hexagon Capital Partners LLC | 485,883 | $632.0K | 0.19% | +20,469+4.4% | Added |
| Advisor Group Holdings, Inc. | 314,430 | $411.0K | 0.00% | +19,043+6.4% | Added |
| Geode Capital Management, LLC | 179,086 | $232.0K | 0.00% | +816+0.5% | Added |
| Hudson Portfolio Management LLC | 149,684 | $194.0K | 0.23% | 00.0% | Unchanged |
| Pacific Capital Wealth Advisors, Inc | 109,366 | $142.0K | 0.04% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 106,037 | $138.0K | 0.00% | +61,231+136.7% | Added |
| State Street Corp | 78,974 | $103.0K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 63,036 | $82.0K | 0.03% | −4,544−6.7% | Reduced |
| HighTower Advisors, LLC | 60,514 | $78.0K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 54,561 | $72.0K | 0.00% | −1,510−2.7% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 53,804 | $69.0K | 0.01% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 49,716 | $65.0K | 0.05% | 00.0% | Unchanged |
| Personal Capital Advisors Corp | 45,098 | $59.0K | 0.00% | −1,800−3.8% | Reduced |
| Northern Trust Corp | 44,617 | $58.0K | 0.00% | 00.0% | Unchanged |
| Brighton Jones LLC | 39,773 | $52.0K | 0.00% | 00.0% | Unchanged |
| Avantax Planning Partners, Inc. | 29,324 | $38.0K | 0.00% | 00.0% | Unchanged |
| Silverhawk Asset Management, LLC | 26,644 | $35.0K | 0.04% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 24,213 | $31.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 22,062 | $29.0K | 0.00% | −7,938−26.5% | Reduced |
| HB Wealth Management, LLC | 21,383 | $28.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 20,814 | $27.0K | 0.00% | 00.0% | Unchanged |
| Fort Point Capital Partners LLC | 19,239 | $25.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 18,800 | $24.0K | 0.01% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 18,631 | $24.0K | 0.00% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 18,632 | $24.0K | 0.01% | +18,632 | New |
| Morgan Stanley | 16,350 | $21.0K | 0.00% | 00.0% | Unchanged |
| Orion Portfolio Solutions, LLC | 15,690 | $20.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 14,460 | $19.0K | 0.00% | +360+2.6% | Added |
| Tradition Wealth Management, LLC | 14,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 11,470 | $15.0K | 0.00% | +11,470 | New |
| Charles Schwab Investment Management Inc | 10,671 | $14.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 10,632 | $13.0K | 0.00% | +298+2.9% | Added |
| AlphaStar Capital Management, LLC | 10,197 | $13.0K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 10,000 | $10.1K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 7,777 | $10.0K | 0.00% | +4,857+166.3% | Added |
| Tower Research Capital LLC (TRC) | 5,893 | $7.00K | 0.00% | −14,033−70.4% | Reduced |
| Simplex Trading, LLC | 3,185 | $4.00K | 0.00% | −10,604−76.9% | Reduced |
| Global Retirement Partners, LLC | 5,295 | $4.00K | 0.00% | −80−1.5% | Reduced |
| Geneos Wealth Management Inc. | 3,569 | $4.00K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 2,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 2,221 | $3.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,340 | $2.00K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 600 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 162 | $0 | 0.00% | +3+1.9% | Added |
| AdvisorNet Financial, Inc | 81 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 40 | $0 | 0.00% | +40 | New |
| IFP Advisors, Inc | 13,576 | – | – | +1,000+8.0% | Added |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −90,831−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −16,319−100.0% | Sold out |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −1,695−100.0% | Sold out |