RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in RiskOn International, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- 0 vs. Q2 2022
- Shares held
- 5.57M
- −384.9K (−6.5%) vs. Q2 2022
- Total value
- $7.22M
- −$8.35M (−53.6%) vs. Q2 2022
- New holders
- 3
- 9 more added
- Sold out
- 3
- 9 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 162 | $0 | 0.00% | +3+1.9% | Added |
| AdvisorNet Financial, Inc | 81 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 40 | $0 | 0.00% | +40 | New |
| BerganKDV Wealth Management, LLC | 600 | $1.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,340 | $2.00K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 2,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 2,221 | $3.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 3,185 | $4.00K | 0.00% | −10,604−76.9% | Reduced |
| Global Retirement Partners, LLC | 5,295 | $4.00K | 0.00% | −80−1.5% | Reduced |
| Geneos Wealth Management Inc. | 3,569 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 5,893 | $7.00K | 0.00% | −14,033−70.4% | Reduced |
| UBS Group AG | 7,777 | $10.0K | 0.00% | +4,857+166.3% | Added |
| TD Waterhouse Canada Inc. | 10,000 | $10.1K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 10,632 | $13.0K | 0.00% | +298+2.9% | Added |
| AlphaStar Capital Management, LLC | 10,197 | $13.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 10,671 | $14.0K | 0.00% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 11,470 | $15.0K | 0.00% | +11,470 | New |
| Tradition Wealth Management, LLC | 14,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 14,460 | $19.0K | 0.00% | +360+2.6% | Added |
| Orion Portfolio Solutions, LLC | 15,690 | $20.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 16,350 | $21.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 18,800 | $24.0K | 0.01% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 18,631 | $24.0K | 0.00% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 18,632 | $24.0K | 0.01% | +18,632 | New |
| Fort Point Capital Partners LLC | 19,239 | $25.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 20,814 | $27.0K | 0.00% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 21,383 | $28.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 22,062 | $29.0K | 0.00% | −7,938−26.5% | Reduced |
| Commonwealth Equity Services, LLC | 24,213 | $31.0K | 0.00% | 00.0% | Unchanged |
| Silverhawk Asset Management, LLC | 26,644 | $35.0K | 0.04% | 00.0% | Unchanged |
| Avantax Planning Partners, Inc. | 29,324 | $38.0K | 0.00% | 00.0% | Unchanged |
| Brighton Jones LLC | 39,773 | $52.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 44,617 | $58.0K | 0.00% | 00.0% | Unchanged |
| Personal Capital Advisors Corp | 45,098 | $59.0K | 0.00% | −1,800−3.8% | Reduced |
| Wagner Wealth Management, LLC | 49,716 | $65.0K | 0.05% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 53,804 | $69.0K | 0.01% | 00.0% | Unchanged |
| BlackRock Inc. | 54,561 | $72.0K | 0.00% | −1,510−2.7% | Reduced |
| HighTower Advisors, LLC | 60,514 | $78.0K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 63,036 | $82.0K | 0.03% | −4,544−6.7% | Reduced |
| State Street Corp | 78,974 | $103.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 106,037 | $138.0K | 0.00% | +61,231+136.7% | Added |
| Pacific Capital Wealth Advisors, Inc | 109,366 | $142.0K | 0.04% | 00.0% | Unchanged |
| Hudson Portfolio Management LLC | 149,684 | $194.0K | 0.23% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 179,086 | $232.0K | 0.00% | +816+0.5% | Added |
| Advisor Group Holdings, Inc. | 314,430 | $411.0K | 0.00% | +19,043+6.4% | Added |
| Hexagon Capital Partners LLC | 485,883 | $632.0K | 0.19% | +20,469+4.4% | Added |
| Vanguard Group Inc | 567,274 | $737.0K | 0.00% | −356,719−38.6% | Reduced |
| Nepsis, Inc. | 2,793,410 | $3.63M | 1.31% | −17,044−0.6% | Reduced |
| IFP Advisors, Inc | 13,576 | – | – | +1,000+8.0% | Added |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −90,831−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −16,319−100.0% | Sold out |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −1,695−100.0% | Sold out |