RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in RiskOn International, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 18
- +2 vs. Q2 2023
- Shares held
- 158.5K
- +15.9K (+11.1%) vs. Q2 2023
- Total value
- $133.3K
- −$30.7K (−18.7%) vs. Q2 2023
- New holders
- 2
- 3 more added
- Sold out
- 0
- 2 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nepsis, Inc. | 96,828 | $81.4K | 0.02% | +1,361+1.4% | Added |
| Hexagon Capital Partners LLC | 19,474 | $16.4K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 15,436 | $12.9K | 0.00% | +15,436 | New |
| Royal Bank of Canada | 10,515 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,128 | $6.83K | 0.00% | −2,081−20.4% | Reduced |
| Advisor Group Holdings, Inc. | 4,423 | $3.71K | 0.00% | +1,213+37.8% | Added |
| GWM Advisors LLC | 1,703 | $1.43K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 627 | $527 | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 341 | $287 | 0.00% | −67−16.4% | Reduced |
| TD Waterhouse Canada Inc. | 334 | $264 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 315 | $264 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 177 | $150 | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 84 | $71 | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 50 | $42 | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 46 | $39 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 18 | $15 | 0.00% | +7+63.6% | Added |
| Steward Partners Investment Advisory, LLC | 2 | $2 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1 | $1 | 0.00% | +1 | New |
| BerganKDV Wealth Management, LLC | – | – | – | – | Not filed |