RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in RiskOn International, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +3 vs. Q4 2021
- Shares held
- 5.55M
- −554.4K (−9.1%) vs. Q4 2021
- Total value
- $12.8M
- −$763.6K (−5.6%) vs. Q4 2021
- New holders
- 11
- 10 more added
- Sold out
- 8
- 9 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 146 | $0 | 0.00% | +1+0.7% | Added |
| AdvisorNet Financial, Inc | 81 | $0 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,025 | $2.00K | 0.00% | +585+133.0% | Added |
| BlackRock Inc. | 1,371 | $3.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,340 | $3.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,533 | $3.00K | 0.00% | +887+137.3% | Added |
| Cullen/Frost Bankers, Inc. | 1,695 | $4.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 2,221 | $5.00K | 0.00% | +2,221 | New |
| First Community Trust NA | 2,500 | $6.00K | 0.01% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 2,590 | $6.00K | 0.00% | +1,990+331.7% | Added |
| Geneos Wealth Management Inc. | 3,569 | $8.00K | 0.00% | +3,569 | New |
| Global Retirement Partners, LLC | 5,375 | $11.0K | 0.00% | +5,375 | New |
| UBS Group AG | 5,564 | $13.0K | 0.00% | +5,564 | New |
| TD Waterhouse Canada Inc. | 10,000 | $23.7K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 10,334 | $24.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 10,671 | $25.0K | 0.00% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 13,169 | $30.0K | 0.00% | −2,186−14.2% | Reduced |
| Tradition Wealth Management, LLC | 14,000 | $32.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 14,500 | $33.0K | 0.00% | −240−1.6% | Reduced |
| Kestra Advisory Services, LLC | 16,814 | $39.0K | 0.00% | +4,646+38.2% | Added |
| Orion Portfolio Solutions, LLC | 17,929 | $41.0K | 0.00% | +17,929 | New |
| Wealthsource Partners, LLC | 18,631 | $43.0K | 0.00% | +18,631 | New |
| Fort Point Capital Partners LLC | 19,239 | $44.0K | 0.01% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 19,400 | $45.0K | 0.01% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 19,716 | $46.0K | 0.03% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 21,383 | $49.0K | 0.00% | +21,383 | New |
| Silverhawk Asset Management, LLC | 26,644 | $53.0K | 0.04% | 00.0% | Unchanged |
| Virtu Financial LLC | 23,035 | $53.0K | 0.00% | +23,035 | New |
| Commonwealth Equity Services, LLC | 23,713 | $54.0K | 0.00% | −27,000−53.2% | Reduced |
| Vise Technologies, Inc. | 28,632 | $66.0K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 29,505 | $68.0K | 0.00% | +16,872+133.6% | Added |
| Group One Trading, L.P. | 30,000 | $69.0K | 0.00% | +30,000 | New |
| Morgan Stanley | 35,650 | $82.0K | 0.00% | +24,749+227.0% | Added |
| Brighton Jones LLC | 39,773 | $92.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 44,617 | $103.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 51,669 | $119.0K | 0.00% | +30,117+139.7% | Added |
| Personal Capital Advisors Corp | 54,098 | $125.0K | 0.00% | −1,460−2.6% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 55,207 | $127.0K | 0.01% | −92−0.2% | Reduced |
| HighTower Advisors, LLC | 60,514 | $140.0K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 67,580 | $156.0K | 0.04% | +67,580 | New |
| Advisor Group Holdings, Inc. | 74,305 | $173.0K | 0.00% | −211,150−74.0% | Reduced |
| State Street Corp | 78,974 | $182.0K | 0.00% | +7,974+11.2% | Added |
| Stephens Inc | 98,100 | $227.0K | 0.00% | 00.0% | Unchanged |
| Pacific Capital Wealth Advisors, Inc | 109,366 | $253.0K | 0.07% | 00.0% | Unchanged |
| Hudson Portfolio Management LLC | 149,684 | $346.0K | 0.30% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 168,652 | $389.0K | 0.00% | +112,824+202.1% | Added |
| Hexagon Capital Partners LLC | 335,455 | $775.0K | 0.20% | −25,146−7.0% | Reduced |
| Vanguard Group Inc | 923,993 | $2.13M | 0.00% | −102,032−9.9% | Reduced |
| Nepsis, Inc. | 2,791,250 | $6.45M | 1.92% | −118,958−4.1% | Reduced |
| IFP Advisors, Inc | 12,576 | – | – | +12,576 | New |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −269,879−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −94,505−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −34,265−100.0% | Sold out |
| Avantax Planning Partners, Inc. | 0 | $0 | 0.00% | −29,324−100.0% | Sold out |
| EP Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,868−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2,496−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −245−100.0% | Sold out |
| Sabby Management, LLC | 0 | $0 | 0.00% | −32,103−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |