RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in RiskOn International, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- +4 vs. Q3 2022
- Shares held
- 5.66M
- +87.6K (+1.6%) vs. Q3 2022
- Total value
- $1.28M
- −$5.94M (−82.2%) vs. Q3 2022
- New holders
- 8
- 12 more added
- Sold out
- 4
- 11 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 30 | $7 | 0.00% | +30 | New |
| Steward Partners Investment Advisory, LLC | 40 | $9 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 56,062 | $13 | 0.00% | +56,062 | New |
| AdvisorNet Financial, Inc | 81 | $19 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 166 | $38 | 0.00% | +4+2.5% | Added |
| Advisory Services Network, LLC | 330 | $76 | 0.00% | +330 | New |
| BerganKDV Wealth Management, LLC | 600 | $138 | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,340 | $308 | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,500 | $345 | 0.00% | −20,562−93.2% | Reduced |
| Geneos Wealth Management Inc. | 3,569 | $821 | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 2,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 5,295 | $1.22K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 10,334 | $2.00K | 0.00% | −298−2.8% | Reduced |
| Simplex Trading, LLC | 9,112 | $2.00K | 0.00% | +5,927+186.1% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 9,358 | $2.15K | 0.00% | −44,446−82.6% | Reduced |
| AlphaStar Capital Management, LLC | 10,197 | $2.34K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 10,745 | $2.47K | 0.00% | +10,745 | New |
| Citadel Advisors LLC | 10,793 | $2.48K | 0.00% | +10,793 | New |
| TD Waterhouse Canada Inc. | 10,000 | $2.60K | 0.00% | 00.0% | Unchanged |
| Orion Portfolio Solutions, LLC | 11,807 | $2.71K | 0.00% | −3,883−24.7% | Reduced |
| Tradition Wealth Management, LLC | 14,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 12,322 | $3.00K | 0.00% | +6,429+109.1% | Added |
| Millennium Management LLC | 13,666 | $3.00K | 0.00% | +13,666 | New |
| Jane Street Group, LLC | 13,204 | $3.03K | 0.00% | +13,204 | New |
| Morgan Stanley | 16,350 | $3.76K | 0.00% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 18,632 | $4.28K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 18,800 | $4.32K | 0.00% | 00.0% | Unchanged |
| Fort Point Capital Partners LLC | 19,239 | $4.42K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 19,460 | $4.47K | 0.00% | +5,000+34.6% | Added |
| HB Wealth Management, LLC | 21,383 | $4.91K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 24,163 | $5.00K | 0.00% | −50−0.2% | Reduced |
| Virtu Financial LLC | 22,027 | $5.00K | 0.00% | +22,027 | New |
| Silverhawk Asset Management, LLC | 26,019 | $5.98K | 0.01% | −625−2.3% | Reduced |
| Avantax Planning Partners, Inc. | 29,324 | $6.74K | 0.00% | 00.0% | Unchanged |
| Brighton Jones LLC | 39,773 | $9.14K | 0.00% | 00.0% | Unchanged |
| Hudson Portfolio Management LLC | 40,000 | $9.19K | 0.01% | −109,684−73.3% | Reduced |
| Kestra Advisory Services, LLC | 40,814 | $9.38K | 0.00% | +20,000+96.1% | Added |
| Personal Capital Advisors Corp | 42,918 | $9.86K | 0.00% | −2,180−4.8% | Reduced |
| UBS Group AG | 44,405 | $10.2K | 0.00% | +36,628+471.0% | Added |
| Northern Trust Corp | 44,617 | $10.3K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 49,716 | $11.4K | 0.01% | 00.0% | Unchanged |
| BlackRock Inc. | 55,769 | $12.8K | 0.00% | +1,208+2.2% | Added |
| Susquehanna International Group, LLP | 61,741 | $14.2K | 0.00% | −44,296−41.8% | Reduced |
| State Street Corp | 78,974 | $18.1K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 101,647 | $24.0K | 0.00% | +41,133+68.0% | Added |
| Pacific Capital Wealth Advisors, Inc | 109,366 | $25.1K | 0.01% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 122,126 | $28.1K | 0.00% | +59,090+93.7% | Added |
| Geode Capital Management, LLC | 178,710 | $41.0K | 0.00% | −376−0.2% | Reduced |
| Advisor Group Holdings, Inc. | 222,172 | $49.0K | 0.00% | −92,258−29.3% | Reduced |
| Hexagon Capital Partners LLC | 523,883 | $120.4K | 0.04% | +38,000+7.8% | Added |
| Vanguard Group Inc | 567,650 | $130.4K | 0.00% | +376+0.1% | Added |
| Nepsis, Inc. | 2,902,008 | $666.9K | 0.22% | +108,598+3.9% | Added |
| IFP Advisors, Inc | 13,576 | – | – | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 0 | $0 | 0.00% | −18,631−100.0% | Sold out |
| Charter Oak Capital Management, LLC | 0 | $0 | 0.00% | −11,470−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −10,671−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −2,221−100.0% | Sold out |