Rockley Photonics Holdings Ltd
RKLYDelisted Feb 8, 2023- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001852117
Rockley Photonics Holdings Ltd was delisted on Feb 8, 2023; its insiders filed their last Form 4 on Oct 21, 2022; 68 institutions reported holding it in 13F filings for Q4 2022, worth $2.39M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Rockley Photonics Holdings Ltd as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −2 vs. Q2 2022
- Shares held
- 20.9M
- +1.53M (+7.9%) vs. Q2 2022
- Total value
- $14.8M
- −$27.3M (−64.8%) vs. Q2 2022
- New holders
- 9
- 24 more added
- Sold out
- 11
- 20 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RKLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 1 | $0 |
| Q4 2022 | 68 | $2.39M |
| Q3 2022 | 70 | $14.8M |
| Q2 2022 | 72 | $42.2M |
| Q1 2022 | 64 | $41.3M |
| Q4 2021 | 60 | $38.6M |
| Q3 2021 | 31 | $69.4M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Rockley Photonics Holdings Ltd; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 5,856,328 | $4.16M | 0.00% | +26,105+0.4% | Added |
| State Street Corp | 2,005,106 | $1.42M | 0.00% | +419,241+26.4% | Added |
| Vanguard Group Inc | 1,807,690 | $1.28M | 0.00% | +8,494+0.5% | Added |
| Compagnie Lombard Odier SCmA | 1,739,131 | $1.24M | 0.04% | +1,739,131 | New |
| Pekin Hardy Strauss, Inc. | 1,686,662 | $1.20M | 0.20% | +743,552+78.8% | Added |
| Geode Capital Management, LLC | 1,457,056 | $1.03M | 0.00% | −233,269−13.8% | Reduced |
| Northern Trust Corp | 857,933 | $609.0K | 0.00% | −37,149−4.2% | Reduced |
| HighTower Advisors, LLC | 785,150 | $558.0K | 0.00% | +150,333+23.7% | Added |
| Ieq Capital, LLC | 699,355 | $497.0K | 0.01% | −56,012−7.4% | Reduced |
| Credit Agricole S A | 539,582 | $383.0K | 0.01% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 357,864 | $254.0K | 0.00% | +70,182+24.4% | Added |
| Charles Schwab Investment Management Inc | 262,262 | $187.0K | 0.00% | −3,033−1.1% | Reduced |
| Nuveen Asset Management, LLC | 220,533 | $174.0K | 0.00% | +5,611+2.6% | Added |
| Swiss National Bank | 212,300 | $151.0K | 0.00% | 00.0% | Unchanged |
| Banque Pictet & Cie SA | 205,026 | $145.6K | 0.00% | −200,000−49.4% | Reduced |
| Morgan Stanley | 181,899 | $128.0K | 0.00% | +79,153+77.0% | Added |
| Intrinsic Edge Capital Management LLC | 179,523 | $127.0K | 0.01% | −200,477−52.8% | Reduced |
| Susquehanna International Group, LLP | 151,886 | $108.0K | 0.00% | −311,289−67.2% | Reduced |
| Banque Cantonale Vaudoise | 142,720 | $101.0K | 0.01% | −5,000−3.4% | Reduced |
| Goldman Sachs Group Inc | 139,938 | $99.0K | 0.00% | +81,797+140.7% | Added |
| Citadel Advisors LLC | 125,484 | $89.0K | 0.00% | +59,895+91.3% | Added |
| Rhumbline Advisers | 119,285 | $85.0K | 0.00% | +8,455+7.6% | Added |
| California State Teachers Retirement System | 117,942 | $84.0K | 0.00% | −3,025−2.5% | Reduced |
| Game Plan Financial Advisors, LLC | 96,000 | $68.0K | 0.06% | +16,000+20.0% | Added |
| New York State Common Retirement Fund | 72,900 | $52.0K | 0.00% | +900+1.3% | Added |
| Invesco Ltd. | 54,771 | $40.0K | 0.00% | +5,315+10.7% | Added |
| JPMorgan Chase & Co | 55,354 | $39.0K | 0.00% | +368+0.7% | Added |
| Credit Suisse AG | 54,918 | $39.0K | 0.00% | +535+1.0% | Added |
| American International Group, Inc. | 48,394 | $34.0K | 0.00% | +682+1.4% | Added |
| Deutsche Bank AG | 44,258 | $31.0K | 0.00% | −18,792−29.8% | Reduced |
| Manufacturers Life Insurance Company, The | 42,932 | $30.5K | 0.00% | +129+0.3% | Added |
| BNP Paribas Arbitrage, SA | 39,041 | $27.7K | 0.00% | +39,041 | New |
| Voya Investment Management LLC | 38,706 | $27.5K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 35,552 | $26.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 32,657 | $26.0K | 0.00% | +32,657 | New |
| UBS Asset Management Americas Inc | 27,400 | $19.5K | 0.00% | 00.0% | Unchanged |
| Powell Investment Advisors, LLC | 26,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| Winton Group Ltd | 25,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 24,540 | $17.0K | 0.00% | +117+0.5% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 23,851 | $17.0K | 0.00% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 20,954 | $14.0K | 0.00% | −211−1.0% | Reduced |
| SG Americas Securities, LLC | 20,231 | $14.0K | 0.00% | +20,231 | New |
| Barclays PLC | 18,485 | $13.0K | 0.00% | −793−4.1% | Reduced |
| Truist Financial Corp | 18,165 | $13.0K | 0.00% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 16,776 | $12.0K | 0.00% | −162,462−90.6% | Reduced |
| Amalgamated Bank | 16,363 | $12.0K | 0.00% | +263+1.6% | Added |
| Kore Private Wealth LLC | 16,091 | $11.0K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 14,094 | $11.0K | 0.00% | +14,094 | New |
| Principal Financial Group Inc | 14,662 | $10.0K | 0.00% | −1,164−7.4% | Reduced |
| Alliancebernstein L.P. | 14,000 | $10.0K | 0.00% | +14,000 | New |
| Bank of America Corp | 13,558 | $9.00K | 0.00% | −7,547−35.8% | Reduced |
| Teacher Retirement System of Texas | 13,086 | $9.00K | 0.00% | +273+2.1% | Added |
| Stratos Wealth Partners, LTD. | 13,037 | $9.00K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 11,237 | $7.00K | 0.00% | −214−1.9% | Reduced |
| Wolverine Asset Management LLC | 11,201 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 10,259 | $7.00K | 0.00% | +1,791+21.2% | Added |
| Jane Street Group, LLC | 10,295 | $7.00K | 0.00% | +10,295 | New |
| Brandywine Oak Private Wealth LLC | 10,222 | $7.00K | 0.00% | +10,222 | New |
| Ameritas Investment Partners, Inc. | 7,645 | $5.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 6,574 | $5.00K | 0.00% | +6,140+1,414.7% | Added |
| National Bank of Canada | 4,000 | $3.00K | 0.00% | −22,000−84.6% | Reduced |
| Citigroup Inc | 3,765 | $3.00K | 0.00% | −4,096−52.1% | Reduced |
| Sargent Bickham Lagudis LLC | 3,842 | $3.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 3,200 | $2.00K | 0.00% | −1,030−24.3% | Reduced |
| Advisor Group Holdings, Inc. | 3,310 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,618 | $1.00K | 0.00% | −1,196−42.5% | Reduced |
| Wolff Wiese Magana LLC | 996 | $1.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,241 | $1.00K | 0.00% | +667+116.2% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7 | $0 | 0.00% | 00.0% | Unchanged |
| Clear Street Markets LLC | 256 | $0 | 0.00% | +256 | New |
| HRT Financial LP | 0 | $0 | 0.00% | −493,340−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −139,906−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −60,167−100.0% | Sold out |
| STRS Ohio | 0 | $0 | 0.00% | −23,700−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −14,188−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −11,624−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −6,983−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −5,592−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −4,954−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −1,871−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |