Rockley Photonics Holdings Ltd
RKLYDelisted Feb 8, 2023- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001852117
Rockley Photonics Holdings Ltd was delisted on Feb 8, 2023; its insiders filed their last Form 4 on Oct 21, 2022; 68 institutions reported holding it in 13F filings for Q4 2022, worth $2.39M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Rockley Photonics Holdings Ltd as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- +9 vs. Q1 2022
- Shares held
- 19.4M
- +9.14M (+89.5%) vs. Q1 2022
- Total value
- $42.2M
- +$1.10M (+2.7%) vs. Q1 2022
- New holders
- 20
- 32 more added
- Sold out
- 11
- 13 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RKLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 1 | $0 |
| Q4 2022 | 68 | $2.39M |
| Q3 2022 | 70 | $14.8M |
| Q2 2022 | 72 | $42.2M |
| Q1 2022 | 64 | $41.3M |
| Q4 2021 | 60 | $38.6M |
| Q3 2021 | 31 | $69.4M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Rockley Photonics Holdings Ltd; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 5,830,223 | $12.7M | 0.00% | +4,339,636+291.1% | Added |
| Vanguard Group Inc | 1,799,196 | $3.92M | 0.00% | +518,825+40.5% | Added |
| Geode Capital Management, LLC | 1,690,325 | $3.68M | 0.00% | +864,575+104.7% | Added |
| State Street Corp | 1,585,865 | $3.46M | 0.00% | +1,095,464+223.4% | Added |
| Pekin Hardy Strauss, Inc. | 943,110 | $2.06M | 0.32% | +179,950+23.6% | Added |
| Northern Trust Corp | 895,082 | $1.95M | 0.00% | +693,523+344.1% | Added |
| Ieq Capital, LLC | 755,367 | $1.65M | 0.05% | +272,104+56.3% | Added |
| HighTower Advisors, LLC | 634,817 | $1.38M | 0.00% | +234,986+58.8% | Added |
| Credit Agricole S A | 539,582 | $1.18M | 0.05% | +7,000+1.3% | Added |
| HRT Financial LP | 493,340 | $1.07M | 0.01% | +329,468+201.1% | Added |
| Susquehanna International Group, LLP | 463,175 | $1.01M | 0.00% | +373,055+414.0% | Added |
| Banque Pictet & Cie SA | 405,026 | $883.0K | 0.01% | +200,000+97.5% | Added |
| Intrinsic Edge Capital Management LLC | 380,000 | $828.0K | 0.07% | +50,000+15.2% | Added |
| Bank of New York Mellon Corp | 287,682 | $627.0K | 0.00% | +228,451+385.7% | Added |
| Charles Schwab Investment Management Inc | 265,295 | $579.0K | 0.00% | +225,428+565.5% | Added |
| Nuveen Asset Management, LLC | 214,922 | $468.0K | 0.00% | +214,922 | New |
| Swiss National Bank | 212,300 | $463.0K | 0.00% | +17,000+8.7% | Added |
| State of Wisconsin Investment Board | 179,238 | $391.0K | 0.00% | +21,738+13.8% | Added |
| Banque Cantonale Vaudoise | 147,720 | $322.0K | 0.02% | +12,115+8.9% | Added |
| D. E. Shaw & Co., Inc. | 139,906 | $305.0K | 0.00% | +85,782+158.5% | Added |
| California State Teachers Retirement System | 120,967 | $264.0K | 0.00% | +40,059+49.5% | Added |
| Rhumbline Advisers | 110,830 | $242.0K | 0.00% | +110,830 | New |
| Morgan Stanley | 102,746 | $222.0K | 0.00% | +58,035+129.8% | Added |
| Game Plan Financial Advisors, LLC | 80,000 | $169.0K | 0.14% | +5,000+6.7% | Added |
| New York State Common Retirement Fund | 72,000 | $157.0K | 0.00% | +72,000 | New |
| Citadel Advisors LLC | 65,589 | $143.0K | 0.00% | +65,589 | New |
| Deutsche Bank AG | 63,050 | $137.0K | 0.00% | +63,050 | New |
| MetLife Investment Management | 60,167 | $131.2K | 0.00% | +60,167 | New |
| Goldman Sachs Group Inc | 58,141 | $127.0K | 0.00% | −81,897−58.5% | Reduced |
| JPMorgan Chase & Co | 54,986 | $120.0K | 0.00% | +33,587+157.0% | Added |
| Credit Suisse AG | 54,383 | $119.0K | 0.00% | +2,193+4.2% | Added |
| Invesco Ltd. | 49,456 | $108.0K | 0.00% | +49,456 | New |
| American International Group, Inc. | 47,712 | $104.0K | 0.00% | +47,712 | New |
| Manufacturers Life Insurance Company, The | 42,803 | $93.3K | 0.00% | +42,803 | New |
| Voya Investment Management LLC | 38,706 | $84.0K | 0.00% | +38,706 | New |
| Legal & General Group Plc | 35,552 | $78.0K | 0.00% | +9,709+37.6% | Added |
| UBS Asset Management Americas Inc | 27,400 | $59.7K | 0.00% | 00.0% | Unchanged |
| Powell Investment Advisors, LLC | 26,000 | $57.0K | 0.03% | +4,000+18.2% | Added |
| National Bank of Canada | 26,000 | $56.0K | 0.00% | −15,000−36.6% | Reduced |
| Winton Group Ltd | 25,000 | $55.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 24,423 | $53.0K | 0.00% | +2,103+9.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 23,851 | $52.0K | 0.00% | +23,851 | New |
| STRS Ohio | 23,700 | $51.0K | 0.00% | +23,700 | New |
| Bank of America Corp | 21,105 | $46.0K | 0.00% | −14,493−40.7% | Reduced |
| Janus Henderson Group PLC | 21,165 | $46.0K | 0.00% | +176+0.8% | Added |
| Barclays PLC | 19,278 | $42.0K | 0.00% | +4,734+32.5% | Added |
| Truist Financial Corp | 18,165 | $40.0K | 0.00% | 00.0% | Unchanged |
| Kore Private Wealth LLC | 16,091 | $35.0K | 0.01% | 00.0% | Unchanged |
| Amalgamated Bank | 16,100 | $35.0K | 0.00% | +16,100 | New |
| Principal Financial Group Inc | 15,826 | $35.0K | 0.00% | +15,826 | New |
| LPL Financial LLC | 14,188 | $31.0K | 0.00% | +14,188 | New |
| Teacher Retirement System of Texas | 12,813 | $28.0K | 0.00% | −4,130−24.4% | Reduced |
| Stratos Wealth Partners, LTD. | 13,037 | $28.0K | 0.00% | −64−0.5% | Reduced |
| AQR Capital Management LLC | 11,624 | $25.0K | 0.00% | −8,161−41.2% | Reduced |
| ProShare Advisors LLC | 11,451 | $25.0K | 0.00% | +11,451 | New |
| Wolverine Asset Management LLC | 11,201 | $24.0K | 0.00% | −6,087−35.2% | Reduced |
| Tower Research Capital LLC (TRC) | 8,468 | $18.0K | 0.00% | +3,389+66.7% | Added |
| Citigroup Inc | 7,861 | $17.0K | 0.00% | +5,233+199.1% | Added |
| Ameritas Investment Partners, Inc. | 7,645 | $16.0K | 0.00% | +7,645 | New |
| Metropolitan Life Insurance Co | 6,983 | $15.2K | 0.00% | +6,983 | New |
| Penserra Capital Management LLC | 5,592 | $12.0K | 0.00% | −1,172−17.3% | Reduced |
| UBS Group AG | 4,954 | $11.0K | 0.00% | −9−0.2% | Reduced |
| Cutler Group LP | 4,230 | $9.00K | 0.00% | −1,279−23.2% | Reduced |
| Sargent Bickham Lagudis LLC | 3,842 | $8.00K | 0.00% | −19−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 3,310 | $7.00K | 0.00% | +3,310 | New |
| Wells Fargo & Company | 2,814 | $6.00K | 0.00% | +2,242+392.0% | Added |
| State of Wyoming | 1,871 | $4.00K | 0.00% | −514−21.6% | Reduced |
| Wolff Wiese Magana LLC | 996 | $2.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 574 | $1.00K | 0.00% | −1,432−71.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 400 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 434 | $1.00K | 0.00% | +434 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7 | $0 | 0.00% | 00.0% | Unchanged |
| Senvest Management, LLC | 0 | $0 | 0.00% | −1,006,565−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −175,104−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −116,348−100.0% | Sold out |
| CenterBook Partners LP | 0 | $0 | 0.00% | −60,304−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −55,300−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −43,150−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −29,085−100.0% | Sold out |
| Clarius Group, LLC | 0 | $0 | 0.00% | −12,611−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −12,078−100.0% | Sold out |
| CFS Investment Advisory Services, LLC | 0 | $0 | 0.00% | −22,165−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −155−100.0% | Sold out |
| Doheny Asset Management | – | – | – | – | Not filed |