Rockley Photonics Holdings Ltd
RKLYDelisted Feb 8, 2023- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001852117
Rockley Photonics Holdings Ltd was delisted on Feb 8, 2023; its insiders filed their last Form 4 on Oct 21, 2022; 68 institutions reported holding it in 13F filings for Q4 2022, worth $2.39M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Rockley Photonics Holdings Ltd as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
RKLY is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 68
- −1 vs. Q3 2022
- Shares held
- 17.1M
- −3.82M (−18.3%) vs. Q3 2022
- Total value
- $2.39M
- −$12.5M (−83.9%) vs. Q3 2022
- New holders
- 16
- 17 more added
- Sold out
- 17
- 22 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RKLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 1 | $0 |
| Q4 2022 | 68 | $2.39M |
| Q3 2022 | 70 | $14.8M |
| Q2 2022 | 72 | $42.2M |
| Q1 2022 | 64 | $41.3M |
| Q4 2021 | 60 | $38.6M |
| Q3 2021 | 31 | $69.4M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Rockley Photonics Holdings Ltd; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 5,714,363 | $800.6K | 0.00% | −141,965−2.4% | Reduced |
| Vanguard Group Inc | 1,775,302 | $248.7K | 0.00% | −32,388−1.8% | Reduced |
| State Street Corp | 1,548,459 | $216.9K | 0.00% | −456,647−22.8% | Reduced |
| Geode Capital Management, LLC | 1,456,321 | $204.0K | 0.00% | −735−0.1% | Reduced |
| Compagnie Lombard Odier SCmA | 1,272,381 | $178.0K | 0.00% | −466,750−26.8% | Reduced |
| HighTower Advisors, LLC | 966,214 | $136.0K | 0.00% | +181,064+23.1% | Added |
| Northern Trust Corp | 766,131 | $107.3K | 0.00% | −91,802−10.7% | Reduced |
| Credit Agricole S A | 539,582 | $75.6K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 379,545 | $53.2K | 0.00% | +21,681+6.1% | Added |
| Morgan Stanley | 336,929 | $47.2K | 0.00% | +155,030+85.2% | Added |
| Charles Schwab Investment Management Inc | 247,130 | $34.6K | 0.00% | −15,132−5.8% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 213,585 | $29.9K | 0.00% | +213,585 | New |
| Banque Pictet & Cie SA | 205,026 | $28.7K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 121,168 | $17.0K | 0.00% | +1,883+1.6% | Added |
| Banque Cantonale Vaudoise | 125,220 | $16.0K | 0.00% | −17,500−12.3% | Reduced |
| Game Plan Financial Advisors, LLC | 88,500 | $12.4K | 0.01% | −7,500−7.8% | Reduced |
| Millennium Management LLC | 84,537 | $12.0K | 0.00% | +84,537 | New |
| Bank of America Corp | 76,248 | $10.7K | 0.00% | +62,690+462.4% | Added |
| New York State Common Retirement Fund | 72,900 | $10.2K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 60,882 | $8.53K | 0.00% | −91,004−59.9% | Reduced |
| UBS Group AG | 60,758 | $8.51K | 0.00% | +60,758 | New |
| JPMorgan Chase & Co | 60,632 | $8.00K | 0.00% | +5,278+9.5% | Added |
| Tower Research Capital LLC (TRC) | 56,509 | $8.00K | 0.00% | +46,250+450.8% | Added |
| Rathbone Brothers plc | 55,000 | $7.71K | 0.00% | +55,000 | New |
| American International Group, Inc. | 49,719 | $6.97K | 0.00% | +1,325+2.7% | Added |
| Goldman Sachs Group Inc | 47,534 | $6.66K | 0.00% | −92,404−66.0% | Reduced |
| National Bank of Canada | 47,100 | $6.59K | 0.00% | +43,100+1,077.5% | Added |
| Invesco Ltd. | 46,004 | $6.45K | 0.00% | −8,767−16.0% | Reduced |
| Deutsche Bank AG | 44,938 | $6.29K | 0.00% | +680+1.5% | Added |
| Barclays PLC | 42,384 | $5.94K | 0.00% | +23,899+129.3% | Added |
| California State Teachers Retirement System | 41,960 | $5.88K | 0.00% | −75,982−64.4% | Reduced |
| Citadel Advisors LLC | 33,449 | $4.69K | 0.00% | −92,035−73.3% | Reduced |
| Brandywine Oak Private Wealth LLC | 25,222 | $3.53K | 0.00% | +15,000+146.7% | Added |
| Winton Group Ltd | 25,000 | $3.50K | 0.00% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 24,667 | $3.46K | 0.00% | −1,661,995−98.5% | Reduced |
| Alliancebernstein L.P. | 22,000 | $3.08K | 0.00% | +8,000+57.1% | Added |
| SG Americas Securities, LLC | 21,573 | $3.00K | 0.00% | +1,342+6.6% | Added |
| Royal Bank of Canada | 15,598 | $3.00K | 0.00% | +14,357+1,156.9% | Added |
| Simplex Trading, LLC | 22,065 | $3.00K | 0.00% | +22,065 | New |
| Unique Wealth, LLC | 19,885 | $2.79K | 0.00% | +19,885 | New |
| Truist Financial Corp | 18,165 | $2.54K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 16,089 | $2.25K | 0.00% | +5,794+56.3% | Added |
| CI Private Wealth, LLC | 16,091 | $2.25K | 0.00% | +16,091 | New |
| Sawtooth Solutions, LLC | 15,121 | $2.12K | 0.00% | +15,121 | New |
| Bleakley Financial Group, LLC | 15,121 | $2.12K | 0.00% | +15,121 | New |
| Amalgamated Bank | 16,363 | $2.00K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 14,094 | $2.00K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 13,983 | $1.96K | 0.00% | +13,983 | New |
| Principal Financial Group Inc | 13,717 | $1.92K | 0.00% | −945−6.4% | Reduced |
| ProShare Advisors LLC | 13,524 | $1.90K | 0.00% | +2,287+20.4% | Added |
| Cubist Systematic Strategies, LLC | 13,487 | $1.89K | 0.00% | +13,487 | New |
| Stratos Wealth Partners, LTD. | 13,037 | $1.83K | 0.00% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 11,759 | $1.65K | 0.00% | +11,759 | New |
| Legal & General Group Plc | 11,035 | $1.55K | 0.00% | −24,517−69.0% | Reduced |
| Ameritas Investment Partners, Inc. | 7,645 | $1.42K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 7,717 | $1.08K | 0.00% | −3,484−31.1% | Reduced |
| CFS Investment Advisory Services, LLC | 10,000 | $1.00K | 0.00% | +10,000 | New |
| Group One Trading, L.P. | 5,954 | $834 | 0.00% | +5,954 | New |
| Sargent Bickham Lagudis LLC | 2,448 | $343 | 0.00% | −1,394−36.3% | Reduced |
| Point72 Middle East FZE | 2,365 | $331 | 0.00% | +2,365 | New |
| Wolff Wiese Magana LLC | 996 | $140 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 875 | $123 | 0.00% | −5,699−86.7% | Reduced |
| Citigroup Inc | 708 | $99 | 0.00% | −3,057−81.2% | Reduced |
| Ellevest, Inc. | 272 | $38 | 0.00% | +272 | New |
| Credit Suisse AG | 4 | $1 | 0.00% | −54,914−100.0% | Reduced |
| Cutler Group LP | 3,200 | $0 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 3,310 | $0 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7 | $0 | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 0 | $0 | 0.00% | −699,355−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −220,533−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −212,300−100.0% | Sold out |
| Intrinsic Edge Capital Management LLC | 0 | $0 | 0.00% | −179,523−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −42,932−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −39,041−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −38,706−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −32,657−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −27,400−100.0% | Sold out |
| Powell Investment Advisors, LLC | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −23,851−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −24,540−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −20,954−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −16,776−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −13,086−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −1,618−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −256−100.0% | Sold out |
| Kore Private Wealth LLC | – | – | – | – | Not filed |