Rockley Photonics Holdings Ltd
RKLYDelisted Feb 8, 2023- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001852117
Rockley Photonics Holdings Ltd was delisted on Feb 8, 2023; its insiders filed their last Form 4 on Oct 21, 2022; 68 institutions reported holding it in 13F filings for Q4 2022, worth $2.39M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Rockley Photonics Holdings Ltd as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
RKLY is no longer listed, and 13F filings after Q4 2022 list far fewer holders. See Q4 2022
- Institutional holders
- 1
- −65 vs. Q4 2022
- Shares held
- 125.2K
- −16.8M (−99.3%) vs. Q4 2022
- Total value
- $0
- −$2.38M (−100.0%) vs. Q4 2022
- New holders
- 0
- 0 more added
- Sold out
- 65
- 0 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RKLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 1 | $0 |
| Q4 2022 | 68 | $2.39M |
| Q3 2022 | 70 | $14.8M |
| Q2 2022 | 72 | $42.2M |
| Q1 2022 | 64 | $41.3M |
| Q4 2021 | 60 | $38.6M |
| Q3 2021 | 31 | $69.4M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Rockley Photonics Holdings Ltd; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Banque Cantonale Vaudoise | 125,220 | $0 | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 0 | $0 | 0.00% | −5,714,363−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −1,775,302−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −1,548,459−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −1,456,321−100.0% | Sold out |
| Compagnie Lombard Odier SCmA | 0 | $0 | 0.00% | −1,272,381−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −966,214−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −766,131−100.0% | Sold out |
| Credit Agricole S A | 0 | $0 | 0.00% | −539,582−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −379,545−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −336,929−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −247,130−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −213,585−100.0% | Sold out |
| Banque Pictet & Cie SA | 0 | $0 | 0.00% | −205,026−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −121,168−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −84,537−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −76,248−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −72,900−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −60,882−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −60,758−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −60,632−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −56,509−100.0% | Sold out |
| Rathbone Brothers plc | 0 | $0 | 0.00% | −55,000−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −49,719−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −47,534−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −47,100−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −46,004−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −44,938−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −42,384−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −41,960−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −33,449−100.0% | Sold out |
| Brandywine Oak Private Wealth LLC | 0 | $0 | 0.00% | −25,222−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Pekin Hardy Strauss, Inc. | 0 | $0 | 0.00% | −24,667−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −22,000−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −15,598−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −21,573−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −22,065−100.0% | Sold out |
| Unique Wealth, LLC | 0 | $0 | 0.00% | −19,885−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −18,165−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −16,089−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −16,091−100.0% | Sold out |
| Sawtooth Solutions, LLC | 0 | $0 | 0.00% | −15,121−100.0% | Sold out |
| Bleakley Financial Group, LLC | 0 | $0 | 0.00% | −15,121−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −14,094−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −16,363−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −13,983−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −13,717−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −13,524−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −13,487−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −13,037−100.0% | Sold out |
| Apollon Wealth Management, LLC | 0 | $0 | 0.00% | −11,759−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −11,035−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −7,645−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −7,717−100.0% | Sold out |
| CFS Investment Advisory Services, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −5,954−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −2,365−100.0% | Sold out |
| Wolff Wiese Magana LLC | 0 | $0 | 0.00% | −996−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −875−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −708−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −272−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −3,200−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −3,310−100.0% | Sold out |
| Game Plan Financial Advisors, LLC | – | – | – | – | Not filed |
| Sargent Bickham Lagudis LLC | – | – | – | – | Not filed |