Rockley Photonics Holdings Ltd
RKLYDelisted Feb 8, 2023- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001852117
Rockley Photonics Holdings Ltd was delisted on Feb 8, 2023; its insiders filed their last Form 4 on Oct 21, 2022; 68 institutions reported holding it in 13F filings for Q4 2022, worth $2.39M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Rockley Photonics Holdings Ltd as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +29 vs. Q3 2021
- Shares held
- 8.89M
- −344.2K (−3.7%) vs. Q3 2021
- Total value
- $38.6M
- −$30.8M (−44.3%) vs. Q3 2021
- New holders
- 36
- 8 more added
- Sold out
- 7
- 10 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RKLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 1 | $0 |
| Q4 2022 | 68 | $2.39M |
| Q3 2022 | 70 | $14.8M |
| Q2 2022 | 72 | $42.2M |
| Q1 2022 | 64 | $41.3M |
| Q4 2021 | 60 | $38.6M |
| Q3 2021 | 31 | $69.4M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Rockley Photonics Holdings Ltd; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Compagnie Lombard Odier SCmA | 2,155,790 | $9.38M | 0.19% | 00.0% | Unchanged |
| Senvest Management, LLC | 2,006,565 | $8.73M | 0.25% | −555,578−21.7% | Reduced |
| Pekin Hardy Strauss, Inc. | 738,000 | $3.21M | 0.44% | +738,000 | New |
| Credit Agricole S A | 456,431 | $1.99M | 0.07% | +200,000+78.0% | Added |
| Intrinsic Edge Capital Management LLC | 330,000 | $1.44M | 0.11% | +50,000+17.9% | Added |
| BlackRock Inc. | 329,111 | $1.43M | 0.00% | +329,111 | New |
| Susquehanna International Group, LLP | 319,882 | $1.39M | 0.00% | −234,119−42.3% | Reduced |
| Two Sigma Investments, LP | 286,859 | $1.25M | 0.00% | +286,859 | New |
| HighTower Advisors, LLC | 212,870 | $926.0K | 0.00% | +134,392+171.2% | Added |
| Banque Pictet & Cie SA | 205,026 | $892.0K | 0.01% | +205,026 | New |
| Swiss National Bank | 181,200 | $788.0K | 0.00% | +181,200 | New |
| HRT Financial LP | 153,960 | $669.0K | 0.00% | +153,960 | New |
| Banque Cantonale Vaudoise | 132,835 | $579.0K | 0.02% | +132,835 | New |
| Goldman Sachs Group Inc | 130,085 | $566.0K | 0.00% | +115,085+767.2% | Added |
| Seven Grand Managers, LLC | 125,000 | $544.0K | 0.52% | +125,000 | New |
| Boothbay Fund Management, LLC | 111,513 | $485.0K | 0.02% | +111,513 | New |
| Morgan Stanley | 100,352 | $437.0K | 0.00% | +61,766+160.1% | Added |
| D. E. Shaw & Co., Inc. | 82,925 | $361.0K | 0.00% | −817,075−90.8% | Reduced |
| California State Teachers Retirement System | 69,529 | $302.0K | 0.00% | +69,529 | New |
| Vanguard Group Inc | 51,216 | $222.0K | 0.00% | +51,216 | New |
| Credit Suisse AG | 48,777 | $212.0K | 0.00% | +48,777 | New |
| State Street Corp | 44,428 | $193.0K | 0.00% | +44,428 | New |
| Northern Trust Corp | 40,714 | $177.0K | 0.00% | +40,714 | New |
| Alpha Paradigm Partners, LLC | 37,287 | $162.0K | 0.07% | +37,287 | New |
| Clear Harbor Asset Management, LLC | 32,000 | $139.0K | 0.02% | +32,000 | New |
| Simplex Trading, LLC | 27,203 | $118.0K | 0.00% | +27,203 | New |
| Winton Group Ltd | 25,000 | $109.0K | 0.01% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 25,000 | $109.0K | 0.00% | +25,000 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 23,851 | $104.0K | 0.00% | +23,851 | New |
| Belvedere Trading LLC | 32,788 | $101.0K | 0.02% | −44,629−57.6% | Reduced |
| ExodusPoint Capital Management, LP | 22,255 | $97.0K | 0.00% | +22,255 | New |
| Arizona State Retirement System | 22,160 | $96.0K | 0.00% | +22,160 | New |
| Powell Investment Advisors, LLC | 22,000 | $96.0K | 0.05% | +22,000 | New |
| Wolverine Asset Management LLC | 21,261 | $92.0K | 0.00% | −2,863−11.9% | Reduced |
| Janus Henderson Group PLC | 20,985 | $91.0K | 0.00% | +20,985 | New |
| Balyasny Asset Management LLC | 19,728 | $86.0K | 0.00% | −472−2.3% | Reduced |
| Truist Financial Corp | 18,165 | $79.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 17,600 | $77.0K | 0.00% | +17,600 | New |
| Citadel Advisors LLC | 16,946 | $74.0K | 0.00% | −5,237−23.6% | Reduced |
| Renaissance Technologies LLC | 16,900 | $74.0K | 0.00% | +16,900 | New |
| Cutler Group LP | 16,934 | $73.0K | 0.01% | −20,598−54.9% | Reduced |
| Kore Private Wealth LLC | 16,091 | $70.0K | 0.01% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 15,682 | $68.0K | 0.00% | +15,682 | New |
| National Bank of Canada | 15,000 | $65.0K | 0.00% | +15,000 | New |
| Jane Street Group, LLC | 12,728 | $55.0K | 0.00% | −4,714−27.0% | Reduced |
| Clarius Group, LLC | 12,611 | $55.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 12,188 | $53.0K | 0.00% | +12,188 | New |
| Fox Run Management, L.L.C. | 12,183 | $53.0K | 0.03% | +12,183 | New |
| Game Plan Financial Advisors, LLC | 12,000 | $52.0K | 0.03% | +12,000 | New |
| Engineers Gate Manager LP | 11,197 | $49.0K | 0.00% | +11,197 | New |
| Millennium Management LLC | 10,957 | $48.0K | 0.00% | +10,957 | New |
| Bank of America Corp | 10,604 | $46.0K | 0.00% | +7,204+211.9% | Added |
| JPMorgan Chase & Co | 9,705 | $42.0K | 0.00% | +9,705 | New |
| Penserra Capital Management LLC | 6,411 | $27.0K | 0.00% | −9,576−59.9% | Reduced |
| State of Wyoming | 3,022 | $13.0K | 0.01% | +2,997+11,988.0% | Added |
| Citigroup Inc | 1,518 | $7.00K | 0.00% | +1,518 | New |
| Wolff Wiese Magana LLC | 996 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 526 | $2.00K | 0.00% | +5+1.0% | Added |
| Royal Bank of Canada | 186 | $1.00K | 0.00% | +186 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7 | $0 | 0.00% | +7 | New |
| CVI Holdings, LLC | 0 | $0 | 0.00% | −1,124,488−100.0% | Sold out |
| Portsea Asset Management LLP | 0 | $0 | 0.00% | −667,800−100.0% | Sold out |
| Zweig-DiMenna Associates LLC | 0 | $0 | 0.00% | −182,500−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −71,553−100.0% | Sold out |
| Anson Funds Management LP | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −10,145−100.0% | Sold out |
| Barrett Asset Management, LLC | 0 | $0 | 0.00% | −360−100.0% | Sold out |