Rockley Photonics Holdings Ltd
RKLYDelisted Feb 8, 2023- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001852117
Rockley Photonics Holdings Ltd was delisted on Feb 8, 2023; its insiders filed their last Form 4 on Oct 21, 2022; 68 institutions reported holding it in 13F filings for Q4 2022, worth $2.39M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Rockley Photonics Holdings Ltd as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 64
- +4 vs. Q4 2021
- Shares held
- 10.3M
- +1.37M (+15.4%) vs. Q4 2021
- Total value
- $41.3M
- +$2.62M (+6.8%) vs. Q4 2021
- New holders
- 21
- 27 more added
- Sold out
- 17
- 7 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RKLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 1 | $0 |
| Q4 2022 | 68 | $2.39M |
| Q3 2022 | 70 | $14.8M |
| Q2 2022 | 72 | $42.2M |
| Q1 2022 | 64 | $41.3M |
| Q4 2021 | 60 | $38.6M |
| Q3 2021 | 31 | $69.4M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Rockley Photonics Holdings Ltd; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 1,490,587 | $6.01M | 0.00% | +1,161,476+352.9% | Added |
| Vanguard Group Inc | 1,280,371 | $5.16M | 0.00% | +1,229,155+2,399.9% | Added |
| Senvest Management, LLC | 1,006,565 | $4.06M | 0.12% | −1,000,000−49.8% | Reduced |
| Geode Capital Management, LLC | 825,750 | $3.33M | 0.00% | +825,750 | New |
| Pekin Hardy Strauss, Inc. | 763,160 | $3.08M | 0.42% | +25,160+3.4% | Added |
| Credit Agricole S A | 532,582 | $2.15M | 0.07% | +76,151+16.7% | Added |
| State Street Corp | 490,401 | $1.98M | 0.00% | +445,973+1,003.8% | Added |
| Ieq Capital, LLC | 483,263 | $1.95M | 0.05% | +483,263 | New |
| HighTower Advisors, LLC | 399,831 | $1.61M | 0.00% | +186,961+87.8% | Added |
| Intrinsic Edge Capital Management LLC | 330,000 | $1.33M | 0.11% | 00.0% | Unchanged |
| Banque Pictet & Cie SA | 205,026 | $826.0K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 201,559 | $812.0K | 0.00% | +160,845+395.1% | Added |
| Swiss National Bank | 195,300 | $787.0K | 0.00% | +14,100+7.8% | Added |
| ExodusPoint Capital Management, LP | 175,104 | $706.0K | 0.01% | +152,849+686.8% | Added |
| HRT Financial LP | 163,872 | $660.0K | 0.00% | +9,912+6.4% | Added |
| State of Wisconsin Investment Board | 157,500 | $635.0K | 0.00% | +157,500 | New |
| Goldman Sachs Group Inc | 140,038 | $564.0K | 0.00% | +9,953+7.7% | Added |
| Banque Cantonale Vaudoise | 135,605 | $546.0K | 0.02% | +2,770+2.1% | Added |
| Squarepoint Ops LLC | 116,348 | $469.0K | 0.00% | +116,348 | New |
| Susquehanna International Group, LLP | 90,120 | $363.0K | 0.00% | −229,762−71.8% | Reduced |
| California State Teachers Retirement System | 80,908 | $326.0K | 0.00% | +11,379+16.4% | Added |
| Game Plan Financial Advisors, LLC | 75,000 | $302.0K | 0.18% | +63,000+525.0% | Added |
| CenterBook Partners LP | 60,304 | $243.0K | 0.09% | +60,304 | New |
| Bank of New York Mellon Corp | 59,231 | $239.0K | 0.00% | +34,231+136.9% | Added |
| Cubist Systematic Strategies, LLC | 55,300 | $223.0K | 0.00% | +55,300 | New |
| D. E. Shaw & Co., Inc. | 54,124 | $218.0K | 0.00% | −28,801−34.7% | Reduced |
| Credit Suisse AG | 52,190 | $210.0K | 0.00% | +3,413+7.0% | Added |
| Morgan Stanley | 44,711 | $181.0K | 0.00% | −55,641−55.4% | Reduced |
| Doheny Asset Management | 43,750 | $176.0K | 0.13% | +43,750 | New |
| Ensign Peak Advisors, Inc | 43,150 | $174.0K | 0.00% | +43,150 | New |
| National Bank of Canada | 41,000 | $165.0K | 0.00% | +26,000+173.3% | Added |
| Charles Schwab Investment Management Inc | 39,867 | $161.0K | 0.00% | +39,867 | New |
| Bank of America Corp | 35,598 | $144.0K | 0.00% | +24,994+235.7% | Added |
| Paloma Partners Management Co | 29,085 | $117.0K | 0.01% | +29,085 | New |
| UBS Asset Management Americas Inc | 27,400 | $110.4K | 0.00% | +27,400 | New |
| Legal & General Group Plc | 25,843 | $104.0K | 0.00% | +25,843 | New |
| Winton Group Ltd | 25,000 | $101.0K | 0.01% | 00.0% | Unchanged |
| Arizona State Retirement System | 22,320 | $90.0K | 0.00% | +160+0.7% | Added |
| Powell Investment Advisors, LLC | 22,000 | $89.0K | 0.05% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 21,399 | $85.0K | 0.00% | +11,694+120.5% | Added |
| Janus Henderson Group PLC | 20,989 | $84.0K | 0.00% | +40.0% | Added |
| AQR Capital Management LLC | 19,785 | $80.0K | 0.00% | +19,785 | New |
| Truist Financial Corp | 18,165 | $73.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 17,288 | $69.0K | 0.00% | −3,973−18.7% | Reduced |
| Teacher Retirement System of Texas | 16,943 | $68.0K | 0.00% | +1,261+8.0% | Added |
| Kore Private Wealth LLC | 16,091 | $65.0K | 0.01% | 00.0% | Unchanged |
| Barclays PLC | 14,544 | $59.0K | 0.00% | +14,544 | New |
| Clarius Group, LLC | 12,611 | $55.0K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 13,101 | $53.0K | 0.00% | +13,101 | New |
| Millennium Management LLC | 12,078 | $49.0K | 0.00% | +1,121+10.2% | Added |
| Penserra Capital Management LLC | 6,764 | $27.0K | 0.00% | +353+5.5% | Added |
| Cutler Group LP | 5,509 | $22.0K | 0.00% | −11,425−67.5% | Reduced |
| Tower Research Capital LLC (TRC) | 5,079 | $20.0K | 0.00% | +5,079 | New |
| UBS Group AG | 4,963 | $20.0K | 0.00% | +4,963 | New |
| Sargent Bickham Lagudis LLC | 3,861 | $15.0K | 0.00% | +3,335+634.0% | Added |
| Citigroup Inc | 2,628 | $11.0K | 0.00% | +1,110+73.1% | Added |
| State of Wyoming | 2,385 | $10.0K | 0.01% | −637−21.1% | Reduced |
| Royal Bank of Canada | 2,006 | $8.00K | 0.00% | +1,820+978.5% | Added |
| CFS Investment Advisory Services, LLC | 22,165 | $6.00K | 0.03% | +22,165 | New |
| Wolff Wiese Magana LLC | 996 | $4.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 572 | $2.00K | 0.00% | +572 | New |
| Blue Bell Private Wealth Management, LLC | 400 | $2.00K | 0.00% | +400 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 155 | $0 | 0.00% | +155 | New |
| Compagnie Lombard Odier SCmA | 0 | $0 | 0.00% | −2,155,790−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −286,859−100.0% | Sold out |
| Seven Grand Managers, LLC | 0 | $0 | 0.00% | −125,000−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −111,513−100.0% | Sold out |
| Alpha Paradigm Partners, LLC | 0 | $0 | 0.00% | −37,287−100.0% | Sold out |
| Clear Harbor Asset Management, LLC | 0 | $0 | 0.00% | −32,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −27,203−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −23,851−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −32,788−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −19,728−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −17,600−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −16,900−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −16,946−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,728−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −12,188−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −12,183−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −11,197−100.0% | Sold out |