Rockley Photonics Holdings Ltd
RKLYDelisted Feb 8, 2023- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001852117
Rockley Photonics Holdings Ltd was delisted on Feb 8, 2023; its insiders filed their last Form 4 on Oct 21, 2022; 68 institutions reported holding it in 13F filings for Q4 2022, worth $2.39M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Rockley Photonics Holdings Ltd as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 64
- +4 vs. Q4 2021
- Shares held
- 10.3M
- +1.37M (+15.4%) vs. Q4 2021
- Total value
- $41.3M
- +$2.62M (+6.8%) vs. Q4 2021
- New holders
- 21
- 27 more added
- Sold out
- 17
- 7 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RKLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 1 | $0 |
| Q4 2022 | 68 | $2.39M |
| Q3 2022 | 70 | $14.8M |
| Q2 2022 | 72 | $42.2M |
| Q1 2022 | 64 | $41.3M |
| Q4 2021 | 60 | $38.6M |
| Q3 2021 | 31 | $69.4M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Rockley Photonics Holdings Ltd; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 155 | $0 | 0.00% | +155 | New |
| Wells Fargo & Company | 572 | $2.00K | 0.00% | +572 | New |
| Blue Bell Private Wealth Management, LLC | 400 | $2.00K | 0.00% | +400 | New |
| Wolff Wiese Magana LLC | 996 | $4.00K | 0.00% | 00.0% | Unchanged |
| CFS Investment Advisory Services, LLC | 22,165 | $6.00K | 0.03% | +22,165 | New |
| Royal Bank of Canada | 2,006 | $8.00K | 0.00% | +1,820+978.5% | Added |
| State of Wyoming | 2,385 | $10.0K | 0.01% | −637−21.1% | Reduced |
| Citigroup Inc | 2,628 | $11.0K | 0.00% | +1,110+73.1% | Added |
| Sargent Bickham Lagudis LLC | 3,861 | $15.0K | 0.00% | +3,335+634.0% | Added |
| Tower Research Capital LLC (TRC) | 5,079 | $20.0K | 0.00% | +5,079 | New |
| UBS Group AG | 4,963 | $20.0K | 0.00% | +4,963 | New |
| Cutler Group LP | 5,509 | $22.0K | 0.00% | −11,425−67.5% | Reduced |
| Penserra Capital Management LLC | 6,764 | $27.0K | 0.00% | +353+5.5% | Added |
| Millennium Management LLC | 12,078 | $49.0K | 0.00% | +1,121+10.2% | Added |
| Stratos Wealth Partners, LTD. | 13,101 | $53.0K | 0.00% | +13,101 | New |
| Clarius Group, LLC | 12,611 | $55.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 14,544 | $59.0K | 0.00% | +14,544 | New |
| Kore Private Wealth LLC | 16,091 | $65.0K | 0.01% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 16,943 | $68.0K | 0.00% | +1,261+8.0% | Added |
| Wolverine Asset Management LLC | 17,288 | $69.0K | 0.00% | −3,973−18.7% | Reduced |
| Truist Financial Corp | 18,165 | $73.0K | 0.00% | 00.0% | Unchanged |
| AQR Capital Management LLC | 19,785 | $80.0K | 0.00% | +19,785 | New |
| Janus Henderson Group PLC | 20,989 | $84.0K | 0.00% | +40.0% | Added |
| JPMorgan Chase & Co | 21,399 | $85.0K | 0.00% | +11,694+120.5% | Added |
| Powell Investment Advisors, LLC | 22,000 | $89.0K | 0.05% | 00.0% | Unchanged |
| Arizona State Retirement System | 22,320 | $90.0K | 0.00% | +160+0.7% | Added |
| Winton Group Ltd | 25,000 | $101.0K | 0.01% | 00.0% | Unchanged |
| Legal & General Group Plc | 25,843 | $104.0K | 0.00% | +25,843 | New |
| UBS Asset Management Americas Inc | 27,400 | $110.4K | 0.00% | +27,400 | New |
| Paloma Partners Management Co | 29,085 | $117.0K | 0.01% | +29,085 | New |
| Bank of America Corp | 35,598 | $144.0K | 0.00% | +24,994+235.7% | Added |
| Charles Schwab Investment Management Inc | 39,867 | $161.0K | 0.00% | +39,867 | New |
| National Bank of Canada | 41,000 | $165.0K | 0.00% | +26,000+173.3% | Added |
| Ensign Peak Advisors, Inc | 43,150 | $174.0K | 0.00% | +43,150 | New |
| Doheny Asset Management | 43,750 | $176.0K | 0.13% | +43,750 | New |
| Morgan Stanley | 44,711 | $181.0K | 0.00% | −55,641−55.4% | Reduced |
| Credit Suisse AG | 52,190 | $210.0K | 0.00% | +3,413+7.0% | Added |
| D. E. Shaw & Co., Inc. | 54,124 | $218.0K | 0.00% | −28,801−34.7% | Reduced |
| Cubist Systematic Strategies, LLC | 55,300 | $223.0K | 0.00% | +55,300 | New |
| Bank of New York Mellon Corp | 59,231 | $239.0K | 0.00% | +34,231+136.9% | Added |
| CenterBook Partners LP | 60,304 | $243.0K | 0.09% | +60,304 | New |
| Game Plan Financial Advisors, LLC | 75,000 | $302.0K | 0.18% | +63,000+525.0% | Added |
| California State Teachers Retirement System | 80,908 | $326.0K | 0.00% | +11,379+16.4% | Added |
| Susquehanna International Group, LLP | 90,120 | $363.0K | 0.00% | −229,762−71.8% | Reduced |
| Squarepoint Ops LLC | 116,348 | $469.0K | 0.00% | +116,348 | New |
| Banque Cantonale Vaudoise | 135,605 | $546.0K | 0.02% | +2,770+2.1% | Added |
| Goldman Sachs Group Inc | 140,038 | $564.0K | 0.00% | +9,953+7.7% | Added |
| State of Wisconsin Investment Board | 157,500 | $635.0K | 0.00% | +157,500 | New |
| HRT Financial LP | 163,872 | $660.0K | 0.00% | +9,912+6.4% | Added |
| ExodusPoint Capital Management, LP | 175,104 | $706.0K | 0.01% | +152,849+686.8% | Added |
| Swiss National Bank | 195,300 | $787.0K | 0.00% | +14,100+7.8% | Added |
| Northern Trust Corp | 201,559 | $812.0K | 0.00% | +160,845+395.1% | Added |
| Banque Pictet & Cie SA | 205,026 | $826.0K | 0.01% | 00.0% | Unchanged |
| Intrinsic Edge Capital Management LLC | 330,000 | $1.33M | 0.11% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 399,831 | $1.61M | 0.00% | +186,961+87.8% | Added |
| Ieq Capital, LLC | 483,263 | $1.95M | 0.05% | +483,263 | New |
| State Street Corp | 490,401 | $1.98M | 0.00% | +445,973+1,003.8% | Added |
| Credit Agricole S A | 532,582 | $2.15M | 0.07% | +76,151+16.7% | Added |
| Pekin Hardy Strauss, Inc. | 763,160 | $3.08M | 0.42% | +25,160+3.4% | Added |
| Geode Capital Management, LLC | 825,750 | $3.33M | 0.00% | +825,750 | New |
| Senvest Management, LLC | 1,006,565 | $4.06M | 0.12% | −1,000,000−49.8% | Reduced |
| Vanguard Group Inc | 1,280,371 | $5.16M | 0.00% | +1,229,155+2,399.9% | Added |
| BlackRock Inc. | 1,490,587 | $6.01M | 0.00% | +1,161,476+352.9% | Added |
| Compagnie Lombard Odier SCmA | 0 | $0 | 0.00% | −2,155,790−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −286,859−100.0% | Sold out |
| Seven Grand Managers, LLC | 0 | $0 | 0.00% | −125,000−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −111,513−100.0% | Sold out |
| Alpha Paradigm Partners, LLC | 0 | $0 | 0.00% | −37,287−100.0% | Sold out |
| Clear Harbor Asset Management, LLC | 0 | $0 | 0.00% | −32,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −27,203−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −23,851−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −32,788−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −19,728−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −17,600−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −16,900−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −16,946−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,728−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −12,188−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −12,183−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −11,197−100.0% | Sold out |