Rockley Photonics Holdings Ltd
RKLYDelisted Feb 8, 2023- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001852117
Rockley Photonics Holdings Ltd was delisted on Feb 8, 2023; its insiders filed their last Form 4 on Oct 21, 2022; 68 institutions reported holding it in 13F filings for Q4 2022, worth $2.39M in total; no superinvestor held it.
Holders of 5% or more of RKLY
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Rockley Photonics Holdings Ltd, largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Rockley Photonics Holdings Ltd on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
Schedule 13D and 13G filings on Rockley Photonics Holdings Ltd, newest first.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Feb 14, 2023 | Morningside Technology Ventures Ltd | 13GOld format | – | – | – | SEC |
| Feb 14, 2023 | Armistice Capital, LLC | 13GOld format | – | New | – | SEC |
| Feb 14, 2023 | Whitebox Advisors LLC | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2023 | Roc SPV Xix LLC | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2023 | Wazee Street Capital Management LLC | 13G/AOld format | – | – | – | SEC |
| Jun 23, 2022 | Roc SPV Xix LLC | 13GOld format | – | New | – | SEC |
| Jun 13, 2022 | Wazee Street Capital Management LLC | 13GOld format | – | New | – | SEC |
| Jun 6, 2022 | Whitebox Advisors LLC | 13GOld format | – | New | – | SEC |
| Mar 29, 2022 | Morningside Technology Ventures Ltd | 13G/AOld format | – | – | – | SEC |
| Feb 16, 2022 | Morningside Technology Ventures Ltd | 13GOld format | – | New | – | SEC |
| Aug 23, 20219:08 PM ET | Rickman Andrew George | 13DOld format | – | New | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Rockley Photonics Holdings Ltd shares.
No Form 144 notices for Rockley Photonics Holdings Ltd are on file.