Rockley Photonics Holdings Ltd
RKLYDelisted Feb 8, 2023- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001852117
Rockley Photonics Holdings Ltd was delisted on Feb 8, 2023; its insiders filed their last Form 4 on Oct 21, 2022; 68 institutions reported holding it in 13F filings for Q4 2022, worth $2.39M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Rockley Photonics Holdings Ltd as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +29 vs. Q3 2021
- Shares held
- 8.89M
- −344.2K (−3.7%) vs. Q3 2021
- Total value
- $38.6M
- −$30.8M (−44.3%) vs. Q3 2021
- New holders
- 36
- 8 more added
- Sold out
- 7
- 10 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RKLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 1 | $0 |
| Q4 2022 | 68 | $2.39M |
| Q3 2022 | 70 | $14.8M |
| Q2 2022 | 72 | $42.2M |
| Q1 2022 | 64 | $41.3M |
| Q4 2021 | 60 | $38.6M |
| Q3 2021 | 31 | $69.4M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Rockley Photonics Holdings Ltd; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7 | $0 | 0.00% | +7 | New |
| Royal Bank of Canada | 186 | $1.00K | 0.00% | +186 | New |
| Sargent Bickham Lagudis LLC | 526 | $2.00K | 0.00% | +5+1.0% | Added |
| Wolff Wiese Magana LLC | 996 | $4.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,518 | $7.00K | 0.00% | +1,518 | New |
| State of Wyoming | 3,022 | $13.0K | 0.01% | +2,997+11,988.0% | Added |
| Penserra Capital Management LLC | 6,411 | $27.0K | 0.00% | −9,576−59.9% | Reduced |
| JPMorgan Chase & Co | 9,705 | $42.0K | 0.00% | +9,705 | New |
| Bank of America Corp | 10,604 | $46.0K | 0.00% | +7,204+211.9% | Added |
| Millennium Management LLC | 10,957 | $48.0K | 0.00% | +10,957 | New |
| Engineers Gate Manager LP | 11,197 | $49.0K | 0.00% | +11,197 | New |
| Game Plan Financial Advisors, LLC | 12,000 | $52.0K | 0.03% | +12,000 | New |
| LPL Financial LLC | 12,188 | $53.0K | 0.00% | +12,188 | New |
| Fox Run Management, L.L.C. | 12,183 | $53.0K | 0.03% | +12,183 | New |
| Jane Street Group, LLC | 12,728 | $55.0K | 0.00% | −4,714−27.0% | Reduced |
| Clarius Group, LLC | 12,611 | $55.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 15,000 | $65.0K | 0.00% | +15,000 | New |
| Teacher Retirement System of Texas | 15,682 | $68.0K | 0.00% | +15,682 | New |
| Kore Private Wealth LLC | 16,091 | $70.0K | 0.01% | 00.0% | Unchanged |
| Cutler Group LP | 16,934 | $73.0K | 0.01% | −20,598−54.9% | Reduced |
| Citadel Advisors LLC | 16,946 | $74.0K | 0.00% | −5,237−23.6% | Reduced |
| Renaissance Technologies LLC | 16,900 | $74.0K | 0.00% | +16,900 | New |
| Two Sigma Advisers, LP | 17,600 | $77.0K | 0.00% | +17,600 | New |
| Truist Financial Corp | 18,165 | $79.0K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 19,728 | $86.0K | 0.00% | −472−2.3% | Reduced |
| Janus Henderson Group PLC | 20,985 | $91.0K | 0.00% | +20,985 | New |
| Wolverine Asset Management LLC | 21,261 | $92.0K | 0.00% | −2,863−11.9% | Reduced |
| Arizona State Retirement System | 22,160 | $96.0K | 0.00% | +22,160 | New |
| Powell Investment Advisors, LLC | 22,000 | $96.0K | 0.05% | +22,000 | New |
| ExodusPoint Capital Management, LP | 22,255 | $97.0K | 0.00% | +22,255 | New |
| Belvedere Trading LLC | 32,788 | $101.0K | 0.02% | −44,629−57.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 23,851 | $104.0K | 0.00% | +23,851 | New |
| Winton Group Ltd | 25,000 | $109.0K | 0.01% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 25,000 | $109.0K | 0.00% | +25,000 | New |
| Simplex Trading, LLC | 27,203 | $118.0K | 0.00% | +27,203 | New |
| Clear Harbor Asset Management, LLC | 32,000 | $139.0K | 0.02% | +32,000 | New |
| Alpha Paradigm Partners, LLC | 37,287 | $162.0K | 0.07% | +37,287 | New |
| Northern Trust Corp | 40,714 | $177.0K | 0.00% | +40,714 | New |
| State Street Corp | 44,428 | $193.0K | 0.00% | +44,428 | New |
| Credit Suisse AG | 48,777 | $212.0K | 0.00% | +48,777 | New |
| Vanguard Group Inc | 51,216 | $222.0K | 0.00% | +51,216 | New |
| California State Teachers Retirement System | 69,529 | $302.0K | 0.00% | +69,529 | New |
| D. E. Shaw & Co., Inc. | 82,925 | $361.0K | 0.00% | −817,075−90.8% | Reduced |
| Morgan Stanley | 100,352 | $437.0K | 0.00% | +61,766+160.1% | Added |
| Boothbay Fund Management, LLC | 111,513 | $485.0K | 0.02% | +111,513 | New |
| Seven Grand Managers, LLC | 125,000 | $544.0K | 0.52% | +125,000 | New |
| Goldman Sachs Group Inc | 130,085 | $566.0K | 0.00% | +115,085+767.2% | Added |
| Banque Cantonale Vaudoise | 132,835 | $579.0K | 0.02% | +132,835 | New |
| HRT Financial LP | 153,960 | $669.0K | 0.00% | +153,960 | New |
| Swiss National Bank | 181,200 | $788.0K | 0.00% | +181,200 | New |
| Banque Pictet & Cie SA | 205,026 | $892.0K | 0.01% | +205,026 | New |
| HighTower Advisors, LLC | 212,870 | $926.0K | 0.00% | +134,392+171.2% | Added |
| Two Sigma Investments, LP | 286,859 | $1.25M | 0.00% | +286,859 | New |
| Susquehanna International Group, LLP | 319,882 | $1.39M | 0.00% | −234,119−42.3% | Reduced |
| BlackRock Inc. | 329,111 | $1.43M | 0.00% | +329,111 | New |
| Intrinsic Edge Capital Management LLC | 330,000 | $1.44M | 0.11% | +50,000+17.9% | Added |
| Credit Agricole S A | 456,431 | $1.99M | 0.07% | +200,000+78.0% | Added |
| Pekin Hardy Strauss, Inc. | 738,000 | $3.21M | 0.44% | +738,000 | New |
| Senvest Management, LLC | 2,006,565 | $8.73M | 0.25% | −555,578−21.7% | Reduced |
| Compagnie Lombard Odier SCmA | 2,155,790 | $9.38M | 0.19% | 00.0% | Unchanged |
| CVI Holdings, LLC | 0 | $0 | 0.00% | −1,124,488−100.0% | Sold out |
| Portsea Asset Management LLP | 0 | $0 | 0.00% | −667,800−100.0% | Sold out |
| Zweig-DiMenna Associates LLC | 0 | $0 | 0.00% | −182,500−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −71,553−100.0% | Sold out |
| Anson Funds Management LP | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −10,145−100.0% | Sold out |
| Barrett Asset Management, LLC | 0 | $0 | 0.00% | −360−100.0% | Sold out |