Rockley Photonics Holdings Ltd
RKLYDelisted Feb 8, 2023- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001852117
Rockley Photonics Holdings Ltd was delisted on Feb 8, 2023; its insiders filed their last Form 4 on Oct 21, 2022; 68 institutions reported holding it in 13F filings for Q4 2022, worth $2.39M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Rockley Photonics Holdings Ltd as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
RKLY is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 68
- −1 vs. Q3 2022
- Shares held
- 17.1M
- −3.82M (−18.3%) vs. Q3 2022
- Total value
- $2.39M
- −$12.5M (−83.9%) vs. Q3 2022
- New holders
- 16
- 17 more added
- Sold out
- 17
- 22 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RKLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 1 | $0 |
| Q4 2022 | 68 | $2.39M |
| Q3 2022 | 70 | $14.8M |
| Q2 2022 | 72 | $42.2M |
| Q1 2022 | 64 | $41.3M |
| Q4 2021 | 60 | $38.6M |
| Q3 2021 | 31 | $69.4M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Rockley Photonics Holdings Ltd; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 3,200 | $0 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 3,310 | $0 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 4 | $1 | 0.00% | −54,914−100.0% | Reduced |
| Ellevest, Inc. | 272 | $38 | 0.00% | +272 | New |
| Citigroup Inc | 708 | $99 | 0.00% | −3,057−81.2% | Reduced |
| FMR LLC | 875 | $123 | 0.00% | −5,699−86.7% | Reduced |
| Wolff Wiese Magana LLC | 996 | $140 | 0.00% | 00.0% | Unchanged |
| Point72 Middle East FZE | 2,365 | $331 | 0.00% | +2,365 | New |
| Sargent Bickham Lagudis LLC | 2,448 | $343 | 0.00% | −1,394−36.3% | Reduced |
| Group One Trading, L.P. | 5,954 | $834 | 0.00% | +5,954 | New |
| CFS Investment Advisory Services, LLC | 10,000 | $1.00K | 0.00% | +10,000 | New |
| Wolverine Asset Management LLC | 7,717 | $1.08K | 0.00% | −3,484−31.1% | Reduced |
| Ameritas Investment Partners, Inc. | 7,645 | $1.42K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 11,035 | $1.55K | 0.00% | −24,517−69.0% | Reduced |
| Apollon Wealth Management, LLC | 11,759 | $1.65K | 0.00% | +11,759 | New |
| Stratos Wealth Partners, LTD. | 13,037 | $1.83K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 13,487 | $1.89K | 0.00% | +13,487 | New |
| ProShare Advisors LLC | 13,524 | $1.90K | 0.00% | +2,287+20.4% | Added |
| Principal Financial Group Inc | 13,717 | $1.92K | 0.00% | −945−6.4% | Reduced |
| Two Sigma Investments, LP | 13,983 | $1.96K | 0.00% | +13,983 | New |
| Amalgamated Bank | 16,363 | $2.00K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 14,094 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 15,121 | $2.12K | 0.00% | +15,121 | New |
| Bleakley Financial Group, LLC | 15,121 | $2.12K | 0.00% | +15,121 | New |
| Jane Street Group, LLC | 16,089 | $2.25K | 0.00% | +5,794+56.3% | Added |
| CI Private Wealth, LLC | 16,091 | $2.25K | 0.00% | +16,091 | New |
| Truist Financial Corp | 18,165 | $2.54K | 0.00% | 00.0% | Unchanged |
| Unique Wealth, LLC | 19,885 | $2.79K | 0.00% | +19,885 | New |
| SG Americas Securities, LLC | 21,573 | $3.00K | 0.00% | +1,342+6.6% | Added |
| Royal Bank of Canada | 15,598 | $3.00K | 0.00% | +14,357+1,156.9% | Added |
| Simplex Trading, LLC | 22,065 | $3.00K | 0.00% | +22,065 | New |
| Alliancebernstein L.P. | 22,000 | $3.08K | 0.00% | +8,000+57.1% | Added |
| Pekin Hardy Strauss, Inc. | 24,667 | $3.46K | 0.00% | −1,661,995−98.5% | Reduced |
| Winton Group Ltd | 25,000 | $3.50K | 0.00% | 00.0% | Unchanged |
| Brandywine Oak Private Wealth LLC | 25,222 | $3.53K | 0.00% | +15,000+146.7% | Added |
| Citadel Advisors LLC | 33,449 | $4.69K | 0.00% | −92,035−73.3% | Reduced |
| California State Teachers Retirement System | 41,960 | $5.88K | 0.00% | −75,982−64.4% | Reduced |
| Barclays PLC | 42,384 | $5.94K | 0.00% | +23,899+129.3% | Added |
| Deutsche Bank AG | 44,938 | $6.29K | 0.00% | +680+1.5% | Added |
| Invesco Ltd. | 46,004 | $6.45K | 0.00% | −8,767−16.0% | Reduced |
| National Bank of Canada | 47,100 | $6.59K | 0.00% | +43,100+1,077.5% | Added |
| Goldman Sachs Group Inc | 47,534 | $6.66K | 0.00% | −92,404−66.0% | Reduced |
| American International Group, Inc. | 49,719 | $6.97K | 0.00% | +1,325+2.7% | Added |
| Rathbone Brothers plc | 55,000 | $7.71K | 0.00% | +55,000 | New |
| JPMorgan Chase & Co | 60,632 | $8.00K | 0.00% | +5,278+9.5% | Added |
| Tower Research Capital LLC (TRC) | 56,509 | $8.00K | 0.00% | +46,250+450.8% | Added |
| UBS Group AG | 60,758 | $8.51K | 0.00% | +60,758 | New |
| Susquehanna International Group, LLP | 60,882 | $8.53K | 0.00% | −91,004−59.9% | Reduced |
| New York State Common Retirement Fund | 72,900 | $10.2K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 76,248 | $10.7K | 0.00% | +62,690+462.4% | Added |
| Millennium Management LLC | 84,537 | $12.0K | 0.00% | +84,537 | New |
| Game Plan Financial Advisors, LLC | 88,500 | $12.4K | 0.01% | −7,500−7.8% | Reduced |
| Banque Cantonale Vaudoise | 125,220 | $16.0K | 0.00% | −17,500−12.3% | Reduced |
| Rhumbline Advisers | 121,168 | $17.0K | 0.00% | +1,883+1.6% | Added |
| Banque Pictet & Cie SA | 205,026 | $28.7K | 0.00% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 213,585 | $29.9K | 0.00% | +213,585 | New |
| Charles Schwab Investment Management Inc | 247,130 | $34.6K | 0.00% | −15,132−5.8% | Reduced |
| Morgan Stanley | 336,929 | $47.2K | 0.00% | +155,030+85.2% | Added |
| Bank of New York Mellon Corp | 379,545 | $53.2K | 0.00% | +21,681+6.1% | Added |
| Credit Agricole S A | 539,582 | $75.6K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 766,131 | $107.3K | 0.00% | −91,802−10.7% | Reduced |
| HighTower Advisors, LLC | 966,214 | $136.0K | 0.00% | +181,064+23.1% | Added |
| Compagnie Lombard Odier SCmA | 1,272,381 | $178.0K | 0.00% | −466,750−26.8% | Reduced |
| Geode Capital Management, LLC | 1,456,321 | $204.0K | 0.00% | −735−0.1% | Reduced |
| State Street Corp | 1,548,459 | $216.9K | 0.00% | −456,647−22.8% | Reduced |
| Vanguard Group Inc | 1,775,302 | $248.7K | 0.00% | −32,388−1.8% | Reduced |
| BlackRock Inc. | 5,714,363 | $800.6K | 0.00% | −141,965−2.4% | Reduced |
| Ieq Capital, LLC | 0 | $0 | 0.00% | −699,355−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −220,533−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −212,300−100.0% | Sold out |
| Intrinsic Edge Capital Management LLC | 0 | $0 | 0.00% | −179,523−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −42,932−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −39,041−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −38,706−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −32,657−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −27,400−100.0% | Sold out |
| Powell Investment Advisors, LLC | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −23,851−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −24,540−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −20,954−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −16,776−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −13,086−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −1,618−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −256−100.0% | Sold out |
| Kore Private Wealth LLC | – | – | – | – | Not filed |