Rockley Photonics Holdings Ltd
RKLYDelisted Feb 8, 2023- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001852117
Rockley Photonics Holdings Ltd was delisted on Feb 8, 2023; its insiders filed their last Form 4 on Oct 21, 2022; 68 institutions reported holding it in 13F filings for Q4 2022, worth $2.39M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Rockley Photonics Holdings Ltd as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −2 vs. Q2 2022
- Shares held
- 20.9M
- +1.53M (+7.9%) vs. Q2 2022
- Total value
- $14.8M
- −$27.3M (−64.8%) vs. Q2 2022
- New holders
- 9
- 24 more added
- Sold out
- 11
- 20 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RKLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 1 | $0 |
| Q4 2022 | 68 | $2.39M |
| Q3 2022 | 70 | $14.8M |
| Q2 2022 | 72 | $42.2M |
| Q1 2022 | 64 | $41.3M |
| Q4 2021 | 60 | $38.6M |
| Q3 2021 | 31 | $69.4M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Rockley Photonics Holdings Ltd; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7 | $0 | 0.00% | 00.0% | Unchanged |
| Clear Street Markets LLC | 256 | $0 | 0.00% | +256 | New |
| Wells Fargo & Company | 1,618 | $1.00K | 0.00% | −1,196−42.5% | Reduced |
| Wolff Wiese Magana LLC | 996 | $1.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,241 | $1.00K | 0.00% | +667+116.2% | Added |
| Cutler Group LP | 3,200 | $2.00K | 0.00% | −1,030−24.3% | Reduced |
| Advisor Group Holdings, Inc. | 3,310 | $2.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 4,000 | $3.00K | 0.00% | −22,000−84.6% | Reduced |
| Citigroup Inc | 3,765 | $3.00K | 0.00% | −4,096−52.1% | Reduced |
| Sargent Bickham Lagudis LLC | 3,842 | $3.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 7,645 | $5.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 6,574 | $5.00K | 0.00% | +6,140+1,414.7% | Added |
| ProShare Advisors LLC | 11,237 | $7.00K | 0.00% | −214−1.9% | Reduced |
| Wolverine Asset Management LLC | 11,201 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 10,259 | $7.00K | 0.00% | +1,791+21.2% | Added |
| Jane Street Group, LLC | 10,295 | $7.00K | 0.00% | +10,295 | New |
| Brandywine Oak Private Wealth LLC | 10,222 | $7.00K | 0.00% | +10,222 | New |
| Bank of America Corp | 13,558 | $9.00K | 0.00% | −7,547−35.8% | Reduced |
| Teacher Retirement System of Texas | 13,086 | $9.00K | 0.00% | +273+2.1% | Added |
| Stratos Wealth Partners, LTD. | 13,037 | $9.00K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 14,662 | $10.0K | 0.00% | −1,164−7.4% | Reduced |
| Alliancebernstein L.P. | 14,000 | $10.0K | 0.00% | +14,000 | New |
| Kore Private Wealth LLC | 16,091 | $11.0K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 14,094 | $11.0K | 0.00% | +14,094 | New |
| State of Wisconsin Investment Board | 16,776 | $12.0K | 0.00% | −162,462−90.6% | Reduced |
| Amalgamated Bank | 16,363 | $12.0K | 0.00% | +263+1.6% | Added |
| Barclays PLC | 18,485 | $13.0K | 0.00% | −793−4.1% | Reduced |
| Truist Financial Corp | 18,165 | $13.0K | 0.00% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 20,954 | $14.0K | 0.00% | −211−1.0% | Reduced |
| SG Americas Securities, LLC | 20,231 | $14.0K | 0.00% | +20,231 | New |
| Arizona State Retirement System | 24,540 | $17.0K | 0.00% | +117+0.5% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 23,851 | $17.0K | 0.00% | 00.0% | Unchanged |
| Powell Investment Advisors, LLC | 26,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| Winton Group Ltd | 25,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 27,400 | $19.5K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 35,552 | $26.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 32,657 | $26.0K | 0.00% | +32,657 | New |
| Voya Investment Management LLC | 38,706 | $27.5K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 39,041 | $27.7K | 0.00% | +39,041 | New |
| Manufacturers Life Insurance Company, The | 42,932 | $30.5K | 0.00% | +129+0.3% | Added |
| Deutsche Bank AG | 44,258 | $31.0K | 0.00% | −18,792−29.8% | Reduced |
| American International Group, Inc. | 48,394 | $34.0K | 0.00% | +682+1.4% | Added |
| JPMorgan Chase & Co | 55,354 | $39.0K | 0.00% | +368+0.7% | Added |
| Credit Suisse AG | 54,918 | $39.0K | 0.00% | +535+1.0% | Added |
| Invesco Ltd. | 54,771 | $40.0K | 0.00% | +5,315+10.7% | Added |
| New York State Common Retirement Fund | 72,900 | $52.0K | 0.00% | +900+1.3% | Added |
| Game Plan Financial Advisors, LLC | 96,000 | $68.0K | 0.06% | +16,000+20.0% | Added |
| California State Teachers Retirement System | 117,942 | $84.0K | 0.00% | −3,025−2.5% | Reduced |
| Rhumbline Advisers | 119,285 | $85.0K | 0.00% | +8,455+7.6% | Added |
| Citadel Advisors LLC | 125,484 | $89.0K | 0.00% | +59,895+91.3% | Added |
| Goldman Sachs Group Inc | 139,938 | $99.0K | 0.00% | +81,797+140.7% | Added |
| Banque Cantonale Vaudoise | 142,720 | $101.0K | 0.01% | −5,000−3.4% | Reduced |
| Susquehanna International Group, LLP | 151,886 | $108.0K | 0.00% | −311,289−67.2% | Reduced |
| Intrinsic Edge Capital Management LLC | 179,523 | $127.0K | 0.01% | −200,477−52.8% | Reduced |
| Morgan Stanley | 181,899 | $128.0K | 0.00% | +79,153+77.0% | Added |
| Banque Pictet & Cie SA | 205,026 | $145.6K | 0.00% | −200,000−49.4% | Reduced |
| Swiss National Bank | 212,300 | $151.0K | 0.00% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 220,533 | $174.0K | 0.00% | +5,611+2.6% | Added |
| Charles Schwab Investment Management Inc | 262,262 | $187.0K | 0.00% | −3,033−1.1% | Reduced |
| Bank of New York Mellon Corp | 357,864 | $254.0K | 0.00% | +70,182+24.4% | Added |
| Credit Agricole S A | 539,582 | $383.0K | 0.01% | 00.0% | Unchanged |
| Ieq Capital, LLC | 699,355 | $497.0K | 0.01% | −56,012−7.4% | Reduced |
| HighTower Advisors, LLC | 785,150 | $558.0K | 0.00% | +150,333+23.7% | Added |
| Northern Trust Corp | 857,933 | $609.0K | 0.00% | −37,149−4.2% | Reduced |
| Geode Capital Management, LLC | 1,457,056 | $1.03M | 0.00% | −233,269−13.8% | Reduced |
| Pekin Hardy Strauss, Inc. | 1,686,662 | $1.20M | 0.20% | +743,552+78.8% | Added |
| Compagnie Lombard Odier SCmA | 1,739,131 | $1.24M | 0.04% | +1,739,131 | New |
| Vanguard Group Inc | 1,807,690 | $1.28M | 0.00% | +8,494+0.5% | Added |
| State Street Corp | 2,005,106 | $1.42M | 0.00% | +419,241+26.4% | Added |
| BlackRock Inc. | 5,856,328 | $4.16M | 0.00% | +26,105+0.4% | Added |
| HRT Financial LP | 0 | $0 | 0.00% | −493,340−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −139,906−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −60,167−100.0% | Sold out |
| STRS Ohio | 0 | $0 | 0.00% | −23,700−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −14,188−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −11,624−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −6,983−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −5,592−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −4,954−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −1,871−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |