Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2024
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 192
- +15 vs. Q2 2024
- Shares held
- 92.7M
- +7.66M (+9.0%) vs. Q2 2024
- Total value
- $1.71B
- −$121.4M (−6.6%) vs. Q2 2024
- New holders
- 34
- 66 more added
- Sold out
- 19
- 53 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| VELA Investment Management, LLC | 30,959 | $571.8K | 0.20% | +10,186+49.0% | Added |
| Rathbone Brothers plc | 30,000 | $554.1K | 0.00% | 00.0% | Unchanged |
| Intech Investment Management LLC | 28,555 | $527.4K | 0.01% | +28,555 | New |
| Sanders Morris Harris LLC | 27,709 | $511.8K | 0.08% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 26,251 | $484.9K | 0.04% | +8,259+45.9% | Added |
| HRT Financial LP | 26,149 | $482.0K | 0.00% | +26,149 | New |
| Profund Advisors LLC | 25,725 | $475.1K | 0.02% | +3,524+15.9% | Added |
| Sigma Planning Corp | 24,875 | $459.4K | 0.01% | −30−0.1% | Reduced |
| Wells Fargo & Company | 24,823 | $458.5K | 0.00% | +76+0.3% | Added |
| New York State Common Retirement Fund | 23,017 | $425.1K | 0.00% | −4,600−16.7% | Reduced |
| Two Sigma Investments, LP | 21,816 | $402.9K | 0.00% | −1,275−5.5% | Reduced |
| Voya Investment Management LLC | 21,468 | $396.5K | 0.00% | −379−1.7% | Reduced |
| Stifel Financial Corp | 20,093 | $371.1K | 0.00% | −490−2.4% | Reduced |
| Yarbrough Capital, LLC | 19,531 | $360.7K | 0.01% | 00.0% | Unchanged |
| AQR Capital Management LLC | 18,908 | $349.2K | 0.00% | +18,908 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 18,767 | $346.6K | 0.00% | +1,675+9.8% | Added |
| HighTower Advisors, LLC | 18,821 | $346.0K | 0.00% | −5,556−22.8% | Reduced |
| Arizona State Retirement System | 18,298 | $338.0K | 0.00% | +563+3.2% | Added |
| Handelsbanken Fonder AB | 18,200 | $336.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 17,812 | $329.0K | 0.00% | +3,802+27.1% | Added |
| China Universal Asset Management Co., Ltd. | 17,505 | $323.3K | 0.04% | +6,839+64.1% | Added |
| SEI Investments Co | 17,060 | $315.0K | 0.00% | +17,060 | New |
| Tudor Investment Corp Et Al | 16,787 | $310.1K | 0.00% | +16,787 | New |
| Mirador Capital Partners LP | 16,774 | $309.8K | 0.06% | +16,774 | New |
| Brevan Howard Capital Management LP | 16,720 | $308.8K | 0.01% | +16,720 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 16,499 | $304.7K | 0.01% | +473+3.0% | Added |
| State Board of Administration of Florida Retirement System | 16,300 | $301.1K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 16,174 | $298.7K | 0.00% | +1,289+8.7% | Added |
| The PNC Financial Services Group, Inc. | 16,113 | $297.6K | 0.00% | +577+3.7% | Added |
| Two Sigma Advisers, LP | 16,045 | $296.4K | 0.00% | −12,800−44.4% | Reduced |
| Teacher Retirement System of Texas | 15,937 | $294.0K | 0.00% | +2,023+14.5% | Added |
| Verition Fund Management LLC | 15,681 | $289.6K | 0.00% | +15,681 | New |
| XTX Topco Ltd | 15,503 | $286.3K | 0.02% | +15,503 | New |
| Dana Investment Advisors, Inc. | 14,981 | $276.7K | 0.01% | +1,134+8.2% | Added |
| Jefferies Financial Group Inc. | 14,500 | $267.8K | 0.00% | +14,500 | New |
| Royal Bank of Canada | 13,744 | $254.0K | 0.00% | +4,515+48.9% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 12,006 | $221.8K | 0.00% | −1,112−8.5% | Reduced |
| Kennedy Capital Management, Inc. | 11,843 | $218.7K | 0.00% | +11,843 | New |
| a16z Perennial Management, L.P. | 11,335 | $209.4K | 0.03% | 00.0% | Unchanged |
| Victory Capital Management Inc | 10,637 | $196.5K | 0.00% | −171−1.6% | Reduced |
| LPL Financial LLC | 10,393 | $192.0K | 0.00% | −86−0.8% | Reduced |
| Marshall Wace, LLP | 10,100 | $186.5K | 0.00% | −9,483−48.4% | Reduced |
| Bellevue Group AG | 9,300 | $171.8K | 0.00% | −10,400−52.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 8,500 | $157.0K | 0.00% | +1,000+13.3% | Added |
| Public Employees Retirement Association of Colorado | 8,193 | $151.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,958 | $128.5K | 0.00% | −7,647−52.4% | Reduced |
| Ameritas Investment Partners, Inc. | 6,494 | $119.9K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,276 | $116.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 6,128 | $113.0K | 0.00% | +6,128 | New |
| Values First Advisors, Inc. | 5,840 | $107.9K | 0.06% | +5,840 | New |
| ADAR1 Capital Management, LLC | 4,300 | $79.4K | 0.01% | +4,200+4,200.0% | Added |
| Virtus ETF Advisers LLC | 4,028 | $74.4K | 0.03% | +68+1.7% | Added |
| Amundi | 3,839 | $66.2K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,545 | $65.5K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 3,553 | $65.0K | 0.00% | +3,553 | New |
| Mirae Asset Global Investments Co., Ltd. | 3,292 | $60.8K | 0.00% | +582+21.5% | Added |
| Nisa Investment Advisors, LLC | 3,050 | $56.3K | 0.00% | −110−3.5% | Reduced |
| Leonteq Securities AG | 2,500 | $46.2K | 0.01% | +2,500 | New |
| Clearstead Advisors, LLC | 2,180 | $40.3K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 2,140 | $40.0K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 2,109 | $39.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 2,001 | $37.0K | 0.00% | +2,001 | New |
| CWM, LLC | 1,262 | $23.0K | 0.00% | +30+2.4% | Added |
| Signaturefd, LLC | 1,171 | $21.6K | 0.00% | +315+36.8% | Added |
| Aster Capital Management (DIFC) Ltd | 1,137 | $21.0K | 0.00% | +1,137 | New |
| US Bancorp | 852 | $15.7K | 0.00% | −230−21.3% | Reduced |
| BFSG, LLC | 500 | $9.23K | 0.00% | +300+150.0% | Added |
| Simplex Trading, LLC | 463 | $8.00K | 0.00% | −5,362−92.1% | Reduced |
| NBC Securities, Inc. | 437 | $8.00K | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 407 | $7.51K | 0.00% | +24+6.3% | Added |
| Advisor Group Holdings, Inc. | 381 | $7.04K | 0.00% | −14−3.5% | Reduced |
| Daiwa Securities Group Inc. | 304 | $6.00K | 0.00% | 00.0% | Unchanged |
| Point72 Asia (Singapore) Pte. Ltd. | 304 | $5.62K | 0.00% | +304 | New |
| Umb Bank N A | 278 | $5.13K | 0.00% | −102−26.8% | Reduced |
| Huntington National Bank | 223 | $4.12K | 0.00% | −5−2.2% | Reduced |
| Jones Financial Companies LLLP | 220 | $4.06K | 0.00% | 00.0% | Unchanged |
| Point72 (DIFC) Ltd | 197 | $3.63K | 0.00% | +197 | New |
| Capital Analysts, LLC | 175 | $3.00K | 0.00% | +175 | New |
| Quadrant Capital Group LLC | 159 | $2.94K | 0.00% | +55+52.9% | Added |
| Lindbrook Capital, LLC | 114 | $2.11K | 0.00% | −103−47.5% | Reduced |
| Farther Finance Advisors, LLC | 102 | $1.88K | 0.00% | −3−2.9% | Reduced |
| GAMMA Investing LLC | 72 | $1.33K | 0.00% | +20+38.5% | Added |
| National Bank of Canada | 70 | $1.29K | 0.00% | +35+100.0% | Added |
| Private Wealth Management Group, LLC | 69 | $1.27K | 0.00% | 00.0% | Unchanged |
| Sterling Capital Management LLC | 68 | $1.26K | 0.00% | +68 | New |
| Parallel Advisors, LLC | 59 | $1.09K | 0.00% | +59 | New |
| Rothschild Investment LLC | 25 | $462 | 0.00% | +5+25.0% | Added |
| First Horizon Advisors, Inc. | 24 | $443 | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 20 | $369 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 11 | $204 | 0.00% | +11 | New |
| Lazard Asset Management LLC | 30 | $0 | 0.00% | −48−61.5% | Reduced |
| Covestor Ltd | 6 | $0 | 0.00% | 00.0% | Unchanged |
| EcoR1 Capital, LLC | 0 | $0 | 0.00% | −508,393−100.0% | Sold out |
| Adage Capital Partners GP, L.L.C. | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| GMT Capital Corp | 0 | $0 | 0.00% | −188,100−100.0% | Sold out |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −150,578−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −102,705−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −99,574−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −21,981−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −29,986−100.0% | Sold out |