Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2024
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 192
- +15 vs. Q2 2024
- Shares held
- 92.7M
- +7.66M (+9.0%) vs. Q2 2024
- Total value
- $1.71B
- −$121.4M (−6.6%) vs. Q2 2024
- New holders
- 34
- 66 more added
- Sold out
- 19
- 53 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lazard Asset Management LLC | 30 | $0 | 0.00% | −48−61.5% | Reduced |
| Covestor Ltd | 6 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 11 | $204 | 0.00% | +11 | New |
| Allspring Global Investments Holdings, LLC | 20 | $369 | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 24 | $443 | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 25 | $462 | 0.00% | +5+25.0% | Added |
| Parallel Advisors, LLC | 59 | $1.09K | 0.00% | +59 | New |
| Sterling Capital Management LLC | 68 | $1.26K | 0.00% | +68 | New |
| Private Wealth Management Group, LLC | 69 | $1.27K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 70 | $1.29K | 0.00% | +35+100.0% | Added |
| GAMMA Investing LLC | 72 | $1.33K | 0.00% | +20+38.5% | Added |
| Farther Finance Advisors, LLC | 102 | $1.88K | 0.00% | −3−2.9% | Reduced |
| Lindbrook Capital, LLC | 114 | $2.11K | 0.00% | −103−47.5% | Reduced |
| Quadrant Capital Group LLC | 159 | $2.94K | 0.00% | +55+52.9% | Added |
| Capital Analysts, LLC | 175 | $3.00K | 0.00% | +175 | New |
| Point72 (DIFC) Ltd | 197 | $3.63K | 0.00% | +197 | New |
| Jones Financial Companies LLLP | 220 | $4.06K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 223 | $4.12K | 0.00% | −5−2.2% | Reduced |
| Umb Bank N A | 278 | $5.13K | 0.00% | −102−26.8% | Reduced |
| Point72 Asia (Singapore) Pte. Ltd. | 304 | $5.62K | 0.00% | +304 | New |
| Daiwa Securities Group Inc. | 304 | $6.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 381 | $7.04K | 0.00% | −14−3.5% | Reduced |
| Smartleaf Asset Management LLC | 407 | $7.51K | 0.00% | +24+6.3% | Added |
| Simplex Trading, LLC | 463 | $8.00K | 0.00% | −5,362−92.1% | Reduced |
| NBC Securities, Inc. | 437 | $8.00K | 0.00% | 00.0% | Unchanged |
| BFSG, LLC | 500 | $9.23K | 0.00% | +300+150.0% | Added |
| US Bancorp | 852 | $15.7K | 0.00% | −230−21.3% | Reduced |
| Aster Capital Management (DIFC) Ltd | 1,137 | $21.0K | 0.00% | +1,137 | New |
| Signaturefd, LLC | 1,171 | $21.6K | 0.00% | +315+36.8% | Added |
| CWM, LLC | 1,262 | $23.0K | 0.00% | +30+2.4% | Added |
| Spire Wealth Management | 2,001 | $37.0K | 0.00% | +2,001 | New |
| KBC Group NV | 2,109 | $39.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 2,140 | $40.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,180 | $40.3K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 2,500 | $46.2K | 0.01% | +2,500 | New |
| Nisa Investment Advisors, LLC | 3,050 | $56.3K | 0.00% | −110−3.5% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 3,292 | $60.8K | 0.00% | +582+21.5% | Added |
| Acadian Asset Management LLC | 3,553 | $65.0K | 0.00% | +3,553 | New |
| Harbour Investments, Inc. | 3,545 | $65.5K | 0.00% | 00.0% | Unchanged |
| Amundi | 3,839 | $66.2K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 4,028 | $74.4K | 0.03% | +68+1.7% | Added |
| ADAR1 Capital Management, LLC | 4,300 | $79.4K | 0.01% | +4,200+4,200.0% | Added |
| Values First Advisors, Inc. | 5,840 | $107.9K | 0.06% | +5,840 | New |
| SG Americas Securities, LLC | 6,128 | $113.0K | 0.00% | +6,128 | New |
| Great West Life Assurance Co | 6,276 | $116.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 6,494 | $119.9K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,958 | $128.5K | 0.00% | −7,647−52.4% | Reduced |
| Public Employees Retirement Association of Colorado | 8,193 | $151.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 8,500 | $157.0K | 0.00% | +1,000+13.3% | Added |
| Bellevue Group AG | 9,300 | $171.8K | 0.00% | −10,400−52.8% | Reduced |
| Marshall Wace, LLP | 10,100 | $186.5K | 0.00% | −9,483−48.4% | Reduced |
| LPL Financial LLC | 10,393 | $192.0K | 0.00% | −86−0.8% | Reduced |
| Victory Capital Management Inc | 10,637 | $196.5K | 0.00% | −171−1.6% | Reduced |
| a16z Perennial Management, L.P. | 11,335 | $209.4K | 0.03% | 00.0% | Unchanged |
| Kennedy Capital Management, Inc. | 11,843 | $218.7K | 0.00% | +11,843 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 12,006 | $221.8K | 0.00% | −1,112−8.5% | Reduced |
| Royal Bank of Canada | 13,744 | $254.0K | 0.00% | +4,515+48.9% | Added |
| Jefferies Financial Group Inc. | 14,500 | $267.8K | 0.00% | +14,500 | New |
| Dana Investment Advisors, Inc. | 14,981 | $276.7K | 0.01% | +1,134+8.2% | Added |
| XTX Topco Ltd | 15,503 | $286.3K | 0.02% | +15,503 | New |
| Verition Fund Management LLC | 15,681 | $289.6K | 0.00% | +15,681 | New |
| Teacher Retirement System of Texas | 15,937 | $294.0K | 0.00% | +2,023+14.5% | Added |
| Two Sigma Advisers, LP | 16,045 | $296.4K | 0.00% | −12,800−44.4% | Reduced |
| The PNC Financial Services Group, Inc. | 16,113 | $297.6K | 0.00% | +577+3.7% | Added |
| Cetera Investment Advisers | 16,174 | $298.7K | 0.00% | +1,289+8.7% | Added |
| State Board of Administration of Florida Retirement System | 16,300 | $301.1K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 16,499 | $304.7K | 0.01% | +473+3.0% | Added |
| Brevan Howard Capital Management LP | 16,720 | $308.8K | 0.01% | +16,720 | New |
| Mirador Capital Partners LP | 16,774 | $309.8K | 0.06% | +16,774 | New |
| Tudor Investment Corp Et Al | 16,787 | $310.1K | 0.00% | +16,787 | New |
| SEI Investments Co | 17,060 | $315.0K | 0.00% | +17,060 | New |
| China Universal Asset Management Co., Ltd. | 17,505 | $323.3K | 0.04% | +6,839+64.1% | Added |
| ProShare Advisors LLC | 17,812 | $329.0K | 0.00% | +3,802+27.1% | Added |
| Handelsbanken Fonder AB | 18,200 | $336.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 18,298 | $338.0K | 0.00% | +563+3.2% | Added |
| HighTower Advisors, LLC | 18,821 | $346.0K | 0.00% | −5,556−22.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 18,767 | $346.6K | 0.00% | +1,675+9.8% | Added |
| AQR Capital Management LLC | 18,908 | $349.2K | 0.00% | +18,908 | New |
| Yarbrough Capital, LLC | 19,531 | $360.7K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 20,093 | $371.1K | 0.00% | −490−2.4% | Reduced |
| Voya Investment Management LLC | 21,468 | $396.5K | 0.00% | −379−1.7% | Reduced |
| Two Sigma Investments, LP | 21,816 | $402.9K | 0.00% | −1,275−5.5% | Reduced |
| New York State Common Retirement Fund | 23,017 | $425.1K | 0.00% | −4,600−16.7% | Reduced |
| Wells Fargo & Company | 24,823 | $458.5K | 0.00% | +76+0.3% | Added |
| Sigma Planning Corp | 24,875 | $459.4K | 0.01% | −30−0.1% | Reduced |
| Profund Advisors LLC | 25,725 | $475.1K | 0.02% | +3,524+15.9% | Added |
| HRT Financial LP | 26,149 | $482.0K | 0.00% | +26,149 | New |
| Campbell & CO Investment Adviser LLC | 26,251 | $484.9K | 0.04% | +8,259+45.9% | Added |
| Sanders Morris Harris LLC | 27,709 | $511.8K | 0.08% | 00.0% | Unchanged |
| Intech Investment Management LLC | 28,555 | $527.4K | 0.01% | +28,555 | New |
| Rathbone Brothers plc | 30,000 | $554.1K | 0.00% | 00.0% | Unchanged |
| VELA Investment Management, LLC | 30,959 | $571.8K | 0.20% | +10,186+49.0% | Added |
| Envestnet Asset Management Inc | 31,142 | $575.2K | 0.00% | +1,351+4.5% | Added |
| Pier 88 Investment Partners LLC | 32,490 | $600.1K | 0.13% | +1,590+5.1% | Added |
| Main Management ETF Advisors, LLC | 32,592 | $602.0K | 0.03% | +32,592 | New |
| B. Metzler seel. Sohn & Co. AG | 34,418 | $635.7K | 0.01% | 00.0% | Unchanged |
| B. Metzler seel. Sohn & Co. Holding AG | 34,418 | $635.7K | 0.01% | +34,418 | New |
| Corebridge Financial, Inc. | 35,182 | $649.8K | 0.00% | −218−0.6% | Reduced |
| State of Wisconsin Investment Board | 37,010 | $683.6K | 0.00% | −7,735−17.3% | Reduced |
| Vontobel Holding Ltd. | 37,398 | $690.7K | 0.00% | −1,146−3.0% | Reduced |