Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q2 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 164
- +1 vs. Q1 2023
- Shares held
- 76.4M
- −1.91M (−2.4%) vs. Q1 2023
- Total value
- $1.52B
- +$176.7M (+13.2%) vs. Q1 2023
- New holders
- 18
- 61 more added
- Sold out
- 17
- 54 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sigma Planning Corp | 26,087 | $518.3K | 0.02% | −1,508−5.5% | Reduced |
| Gilder Gagnon Howe & Co LLC | 23,388 | $464.7K | 0.01% | −60−0.3% | Reduced |
| Tudor Investment Corp Et Al | 22,873 | $454.5K | 0.01% | +22,873 | New |
| New York State Common Retirement Fund | 22,735 | $451.7K | 0.00% | −5,980−20.8% | Reduced |
| Voya Investment Management LLC | 22,218 | $441.5K | 0.00% | +1,674+8.1% | Added |
| Stifel Financial Corp | 21,516 | $427.5K | 0.00% | +2,436+12.8% | Added |
| Cornerstone Advisory, LLC | 18,000 | $357.7K | 0.06% | −77,000−81.1% | Reduced |
| Envestnet Asset Management Inc | 17,444 | $346.6K | 0.00% | +3,356+23.8% | Added |
| Principal Financial Group Inc | 17,330 | $344.3K | 0.00% | +1,333+8.3% | Added |
| Erste Asset Management GmbH | 16,700 | $334.8K | 0.01% | 00.0% | Unchanged |
| Dana Investment Advisors, Inc. | 16,724 | $332.3K | 0.02% | +931+5.9% | Added |
| Squarepoint Ops LLC | 16,561 | $329.1K | 0.00% | +16,561 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 16,280 | $323.5K | 0.02% | −894−5.2% | Reduced |
| State Board of Administration of Florida Retirement System | 15,930 | $316.5K | 0.00% | −560−3.4% | Reduced |
| Arizona State Retirement System | 15,601 | $310.0K | 0.00% | −1,508−8.8% | Reduced |
| Teacher Retirement System of Texas | 15,080 | $300.0K | 0.00% | −3,109−17.1% | Reduced |
| The PNC Financial Services Group, Inc. | 14,832 | $294.7K | 0.00% | +480+3.3% | Added |
| Virtu Financial LLC | 14,435 | $287.0K | 0.02% | +14,435 | New |
| Y-Intercept (Hong Kong) Ltd | 14,089 | $279.9K | 0.03% | +14,089 | New |
| E Fund Management Co., Ltd. | 12,532 | $249.0K | 0.02% | −4,469−26.3% | Reduced |
| ProShare Advisors LLC | 12,503 | $248.4K | 0.00% | +431+3.6% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 12,496 | $248.3K | 0.00% | −3,896−23.8% | Reduced |
| Handelsbanken Fonder AB | 12,300 | $244.0K | 0.00% | +12,300 | New |
| LPL Financial LLC | 11,941 | $237.3K | 0.00% | −1,300−9.8% | Reduced |
| NinePointTwo Capital | 11,936 | $237.0K | 0.09% | 00.0% | Unchanged |
| EFG Asset Management (Americas) Corp. | 11,711 | $232.7K | 0.05% | +829+7.6% | Added |
| Efg Capital International Corp. | 11,711 | $232.7K | 0.05% | +11,711 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 11,693 | $232.3K | 0.00% | −256−2.1% | Reduced |
| Prudential Financial Inc | 15,575 | $225.1K | 0.00% | +15,575 | New |
| Occudo Quantitative Strategies LP | 10,702 | $212.6K | 0.02% | −12,785−54.4% | Reduced |
| Federated Hermes, Inc. | 9,481 | $188.4K | 0.00% | −1,701−15.2% | Reduced |
| Public Employees Retirement Association of Colorado | 8,193 | $163.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 8,213 | $163.0K | 0.00% | +2,434+42.1% | Added |
| Royal Bank of Canada | 7,234 | $144.0K | 0.00% | −15,631−68.4% | Reduced |
| Tower Research Capital LLC (TRC) | 6,414 | $127.4K | 0.00% | +3,393+112.3% | Added |
| Virtus ETF Advisers LLC | 4,792 | $95.2K | 0.06% | +351+7.9% | Added |
| Amundi | 4,652 | $92.9K | 0.00% | −767−14.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 4,512 | $89.7K | 0.00% | −567−11.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,500 | $89.4K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 4,300 | $85.4K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 3,068 | $61.0K | 0.00% | +168+5.8% | Added |
| Clearstead Advisors, LLC | 2,957 | $58.8K | 0.00% | +1,117+60.7% | Added |
| Nisa Investment Advisors, LLC | 2,540 | $50.5K | 0.00% | +550+27.6% | Added |
| Advisor Group Holdings, Inc. | 2,249 | $44.7K | 0.00% | +250+12.5% | Added |
| Aquatic Capital Management LLC | 2,000 | $40.0K | 0.00% | +2,000 | New |
| Great West Life Assurance Co | 1,619 | $32.0K | 0.00% | −1,302−44.6% | Reduced |
| Lazard Asset Management LLC | 1,643 | $32.0K | 0.00% | +45+2.8% | Added |
| US Bancorp | 1,331 | $26.4K | 0.00% | +113+9.3% | Added |
| Harbour Investments, Inc. | 1,315 | $26.1K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,218 | $24.0K | 0.00% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 1,054 | $20.9K | 0.01% | −21−2.0% | Reduced |
| Natixis | 660 | $13.1K | 0.00% | −34−4.9% | Reduced |
| Signaturefd, LLC | 499 | $9.91K | 0.00% | +82+19.7% | Added |
| Huntington National Bank | 480 | $9.54K | 0.00% | +480 | New |
| Wolverine Asset Management LLC | 399 | $7.93K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 304 | $6.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 104 | $2.07K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 88 | $1.75K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 52 | $1.03K | 0.00% | 00.0% | Unchanged |
| Mendota Financial Group, LLC | 45 | $895 | 0.00% | +20+80.0% | Added |
| Gradient Investments LLC | 34 | $676 | 0.00% | +34 | New |
| IFP Advisors, Inc | 25 | $496 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 18 | $358 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 6 | $0 | 0.00% | 00.0% | Unchanged |
| Ra Capital Management, L.P. | 0 | $0 | 0.00% | −1,131,775−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −326,605−100.0% | Sold out |
| Jefferies Financial Group Inc. | 0 | $0 | 0.00% | −235,316−100.0% | Sold out |
| Alps Advisors Inc | 0 | $0 | 0.00% | −52,273−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −49,799−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −44,278−100.0% | Sold out |
| Harvest Investment Services, LLC | 0 | $0 | 0.00% | −26,684−100.0% | Sold out |
| ClariVest Asset Management LLC | 0 | $0 | 0.00% | −26,702−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −11,757−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −11,612−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −4,790−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,385−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| STRS Ohio | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −332−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −132−100.0% | Sold out |
| Values First Advisors, Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |