Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Neophotonics Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NPTN is no longer listed, so this page shows Q2 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 157
- +17 vs. Q1 2022
- Shares held
- 48.9M
- +2.36M (+5.1%) vs. Q1 2022
- Total value
- $780.4M
- +$73.2M (+10.3%) vs. Q1 2022
- New holders
- 34
- 45 more added
- Sold out
- 17
- 52 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Keebeck Alpha, LP | 133,119 | $2.09M | 0.94% | +35,716+36.7% | Added |
| Charles Schwab Investment Management Inc | 136,196 | $2.14M | 0.00% | −560.0% | Reduced |
| Millrace Asset Group, Inc. | 148,503 | $2.34M | 2.19% | −56,652−27.6% | Reduced |
| Nuveen Asset Management, LLC | 150,353 | $2.37M | 0.00% | −30,523−16.9% | Reduced |
| Hudson Bay Capital Management LP | 151,787 | $2.39M | 0.02% | +151,787 | New |
| Citigroup Inc | 157,387 | $2.48M | 0.00% | −263,171−62.6% | Reduced |
| Bank of New York Mellon Corp | 164,511 | $2.59M | 0.00% | −27,663−14.4% | Reduced |
| Candriam Luxembourg S.C.A. | 189,128 | $2.98M | 0.02% | 00.0% | Unchanged |
| Havens Advisors LLC | 191,000 | $3.00M | 4.76% | −17,800−8.5% | Reduced |
| Calamos Advisors LLC | 192,524 | $3.03M | 0.01% | −2,476−1.3% | Reduced |
| Voloridge Investment Management, LLC | 196,124 | $3.08M | 0.02% | +196,124 | New |
| Herald Investment Management Ltd | 200,000 | $3.14M | 0.73% | 00.0% | Unchanged |
| Omni Event Management Ltd | 203,965 | $3.21M | 0.22% | −7,227−3.4% | Reduced |
| Prelude Capital Management, LLC | 208,664 | $3.28M | 0.16% | +64,468+44.7% | Added |
| Gabelli & Co Investment Advisers, Inc. | 231,076 | $3.63M | 0.47% | +49,950+27.6% | Added |
| Needham Investment Management LLC | 240,000 | $3.78M | 0.71% | −50,000−17.2% | Reduced |
| BCK Capital Management LP | 259,809 | $4.09M | 3.17% | 00.0% | Unchanged |
| Citadel Advisors LLC | 260,595 | $4.10M | 0.01% | −19,112−6.8% | Reduced |
| Marshall Wace, LLP | 272,134 | $4.28M | 0.01% | +203,039+293.9% | Added |
| Athos Capital Ltd | 273,000 | $4.29M | 2.08% | +273,000 | New |
| UBS Group AG | 294,314 | $4.63M | 0.00% | +46,396+18.7% | Added |
| Beryl Capital Management LLC | 298,468 | $4.70M | 0.49% | +298,468 | New |
| Penserra Capital Management LLC | 306,885 | $4.83M | 0.13% | −102,051−25.0% | Reduced |
| Norges Bank | 356,900 | $5.61M | 0.00% | +356,900 | New |
| Qube Research & Technologies Ltd | 364,574 | $5.74M | 0.04% | +158,972+77.3% | Added |
| Gabelli Funds LLC | 376,171 | $5.92M | 0.05% | +100,993+36.7% | Added |
| EHP Funds Inc. | 387,816 | $6.10M | 1.12% | −25,000−6.1% | Reduced |
| HSBC Holdings PLC | 390,545 | $6.14M | 0.01% | +19,201+5.2% | Added |
| Maso Capital Partners Ltd | 393,922 | $6.20M | 3.50% | +393,922 | New |
| Ergoteles LLC | 461,532 | $7.26M | 0.22% | +4,128+0.9% | Added |
| Crabel Capital Management, LLC | 477,707 | $7.51M | 3.94% | 00.0% | Unchanged |
| Northern Trust Corp | 494,857 | $7.78M | 0.00% | +7,186+1.5% | Added |
| Highland Capital Management Fund Advisors, L.P. | 529,170 | $8.32M | 0.74% | +529,170 | New |
| LMR Partners LLP | 532,582 | $8.38M | 0.18% | +532,582 | New |
| JPMorgan Chase & Co | 744,968 | $11.7M | 0.00% | +173,027+30.3% | Added |
| Man Group plc | – | $11.7M | 0.05% | – | New |
| Bank of America Corp | 747,914 | $11.8M | 0.00% | −5,537−0.7% | Reduced |
| Westchester Capital Management, LLC | 866,717 | $13.6M | 0.42% | −591,970−40.6% | Reduced |
| CNH Partners LLC | 872,818 | $13.7M | 0.31% | −7,313−0.8% | Reduced |
| Geode Capital Management, LLC | 879,817 | $13.8M | 0.00% | −21,536−2.4% | Reduced |
| Morgan Stanley | 991,236 | $15.6M | 0.00% | +392,101+65.4% | Added |
| Versor Investments LP | 1,106,272 | $17.4M | 0.67% | 00.0% | Unchanged |
| Water Island Capital LLC | 1,151,614 | $18.1M | 1.13% | −506,083−30.5% | Reduced |
| Renaissance Technologies LLC | 1,236,457 | $19.4M | 0.02% | −167,400−11.9% | Reduced |
| TIG Advisors, LLC | 1,362,380 | $21.4M | 0.90% | −740,179−35.2% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 1,395,500 | $22.0M | 0.10% | +317,000+29.4% | Added |
| Goldman Sachs Group Inc | 1,689,218 | $26.6M | 0.01% | +255,456+17.8% | Added |
| Dimensional Fund Advisors LP | 1,817,091 | $28.6M | 0.01% | −109,897−5.7% | Reduced |
| Alliancebernstein L.P. | 1,890,884 | $29.7M | 0.01% | +700,021+58.8% | Added |
| Millennium Management LLC | 1,955,993 | $30.8M | 0.04% | +1,697,326+656.2% | Added |
| Paradigm Capital Management Inc | 2,060,000 | $32.4M | 2.20% | 00.0% | Unchanged |
| Pentwater Capital Management LP | 2,100,000 | $33.0M | 0.56% | +1,974,000+1,566.7% | Added |
| State Street Corp | 2,305,202 | $36.3M | 0.00% | −809,098−26.0% | Reduced |
| Alpine Associates Management Inc. | 2,344,094 | $36.9M | 1.39% | +201,300+9.4% | Added |
| Magnetar Financial LLC | 2,424,399 | $38.1M | 0.44% | −163,973−6.3% | Reduced |
| Vanguard Group Inc | 2,641,795 | $41.6M | 0.00% | +51,479+2.0% | Added |
| BlackRock Inc. | 3,479,493 | $54.7M | 0.00% | −101,814−2.8% | Reduced |
| AWM Investment Company, Inc. | 0 | $0 | 0.00% | −1,920,722−100.0% | Sold out |
| White Pine Capital LLC | 0 | $0 | 0.00% | −276,756−100.0% | Sold out |
| Kennedy Capital Management, Inc. | 0 | $0 | 0.00% | −150,850−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −87,464−100.0% | Sold out |
| First Eagle Investment Management, LLC | 0 | $0 | 0.00% | −62,662−100.0% | Sold out |
| Privium Fund Management (UK) Ltd | 0 | $0 | 0.00% | −44,500−100.0% | Sold out |
| Systematic Financial Management LP | 0 | $0 | 0.00% | −44,398−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −34,016−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −13,132−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −12,691−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −10,857−100.0% | Sold out |
| EMC Capital Management | 0 | $0 | 0.00% | −2,753−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −2,248−100.0% | Sold out |
| Bollard Group LLC | 0 | $0 | 0.00% | −1,958−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Fairfield Financial Advisors, LTD | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| IndexIQ Advisors LLC | – | – | – | – | Not filed |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |
| Amalgamated Financial Corp. | – | – | – | – | Not filed |