Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Neophotonics Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 145
- +21 vs. Q3 2021
- Shares held
- 45.5M
- +3.02M (+7.1%) vs. Q3 2021
- Total value
- $699.3M
- +$328.9M (+88.8%) vs. Q3 2021
- New holders
- 56
- 32 more added
- Sold out
- 35
- 40 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Calamos Advisors LLC | 195,000 | $3.00M | 0.01% | +195,000 | New |
| Bank of New York Mellon Corp | 196,588 | $3.02M | 0.00% | −22,929−10.4% | Reduced |
| Qube Research & Technologies Ltd | 199,320 | $3.06M | 0.02% | +199,320 | New |
| Herald Investment Management Ltd | 200,000 | $3.07M | 0.50% | 00.0% | Unchanged |
| Millrace Asset Group, Inc. | 203,381 | $3.13M | 1.82% | +203,381 | New |
| Omni Event Management Ltd | 206,992 | $3.18M | 0.18% | +206,992 | New |
| Citadel Advisors LLC | 209,175 | $3.21M | 0.00% | +196,384+1,535.3% | Added |
| Ramius Advisors LLC | 224,842 | $3.46M | 1.21% | +224,842 | New |
| Gabelli Funds LLC | 250,130 | $3.84M | 0.02% | +250,130 | New |
| Havens Advisors LLC | 273,273 | $4.20M | 4.96% | +273,273 | New |
| Credit Suisse AG | 274,315 | $4.22M | 0.00% | +244,040+806.1% | Added |
| White Pine Capital LLC | 285,847 | $4.39M | 1.30% | −69,930−19.7% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 359,000 | $5.52M | 0.01% | +359,000 | New |
| Assenagon Asset Management S.A. | 384,002 | $5.90M | 0.02% | +384,002 | New |
| Two Sigma Investments, LP | 386,120 | $5.93M | 0.01% | −201,208−34.3% | Reduced |
| Glazer Capital, LLC | 396,411 | $6.09M | 0.15% | +396,411 | New |
| Ergoteles LLC | 401,365 | $6.17M | 0.24% | +401,365 | New |
| Rice Hall James & Associates, LLC | 423,249 | $6.50M | 0.23% | +133,411+46.0% | Added |
| Penserra Capital Management LLC | 439,828 | $6.76M | 0.14% | −158,998−26.6% | Reduced |
| Two Sigma Advisers, LP | 473,351 | $7.28M | 0.02% | −178,600−27.4% | Reduced |
| Crabel Capital Management, LLC | 477,707 | $7.34M | 1.31% | +477,707 | New |
| Northern Trust Corp | 501,811 | $7.71M | 0.00% | −8,427−1.7% | Reduced |
| Morgan Stanley | 601,893 | $9.25M | 0.00% | +589,383+4,711.3% | Added |
| Goldman Sachs Group Inc | 735,481 | $11.3M | 0.00% | +517,533+237.5% | Added |
| Millennium Management LLC | 761,971 | $11.7M | 0.01% | +680,199+831.8% | Added |
| Masters Capital Management LLC | 808,016 | $12.4M | 2.22% | −291,984−26.5% | Reduced |
| CNH Partners LLC | 820,841 | $12.6M | 0.37% | +820,841 | New |
| TIG Advisors, LLC | 831,978 | $12.8M | 0.64% | +831,978 | New |
| Alliancebernstein L.P. | 850,599 | $13.1M | 0.00% | +850,599 | New |
| Geode Capital Management, LLC | 878,109 | $13.5M | 0.00% | −314,204−26.4% | Reduced |
| Westchester Capital Management, LLC | 879,808 | $13.5M | 0.41% | +879,808 | New |
| Systematic Financial Management LP | 1,004,500 | $15.4M | 0.46% | −179,432−15.2% | Reduced |
| Kennedy Capital Management, Inc. | 1,010,065 | $15.5M | 0.33% | −5,403−0.5% | Reduced |
| Needham Investment Management LLC | 1,090,000 | $16.8M | 2.10% | −57,500−5.0% | Reduced |
| Versor Investments LP | 1,106,272 | $17.0M | 0.51% | +1,106,272 | New |
| Water Island Capital LLC | 1,640,632 | $25.2M | 1.39% | +1,640,632 | New |
| Renaissance Technologies LLC | 1,778,057 | $27.3M | 0.03% | −183,458−9.4% | Reduced |
| AWM Investment Company, Inc. | 1,920,722 | $29.5M | 2.96% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 1,926,988 | $29.6M | 0.01% | −14,451−0.7% | Reduced |
| State Street Corp | 2,014,618 | $31.0M | 0.00% | −563,079−21.8% | Reduced |
| Alpine Associates Management Inc. | 2,127,407 | $32.7M | 1.22% | +2,127,407 | New |
| Paradigm Capital Management Inc | 2,250,000 | $34.6M | 1.54% | −50,000−2.2% | Reduced |
| Vanguard Group Inc | 2,557,139 | $39.3M | 0.00% | −1,055,210−29.2% | Reduced |
| Magnetar Financial LLC | 2,607,770 | $40.1M | 0.40% | +2,607,770 | New |
| BlackRock Inc. | 3,613,596 | $55.5M | 0.00% | +46,727+1.3% | Added |
| Wasatch Advisors Inc | 0 | $0 | 0.00% | −2,607,289−100.0% | Sold out |
| Granahan Investment Management Inc | 0 | $0 | 0.00% | −1,063,486−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −1,008,029−100.0% | Sold out |
| Scout Investments, Inc. | 0 | $0 | 0.00% | −856,542−100.0% | Sold out |
| Boardman Bay Capital Management LLC | 0 | $0 | 0.00% | −603,999−100.0% | Sold out |
| J. Goldman & Co LP | 0 | $0 | 0.00% | −363,402−100.0% | Sold out |
| Royce & Associates LP | 0 | $0 | 0.00% | −344,400−100.0% | Sold out |
| Fuller & Thaler Asset Management, Inc. | 0 | $0 | 0.00% | −276,455−100.0% | Sold out |
| M&G Investment Management Ltd | 0 | $0 | 0.00% | −249,928−100.0% | Sold out |
| Gilder Gagnon Howe & Co LLC | 0 | $0 | 0.00% | −180,083−100.0% | Sold out |
| Shay Capital LLC | 0 | $0 | 0.00% | −145,000−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −144,341−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −110,230−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −82,496−100.0% | Sold out |
| Redmond Asset Management, LLC | 0 | $0 | 0.00% | −65,932−100.0% | Sold out |
| Alpha Paradigm Partners, LLC | 0 | $0 | 0.00% | −58,518−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −53,013−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −51,944−100.0% | Sold out |
| Franklin Resources Inc | 0 | $0 | 0.00% | −51,559−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −36,500−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −33,713−100.0% | Sold out |
| Bronson Point Management LLC | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −25,877−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −13,115−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −12,633−100.0% | Sold out |
| HighVista Strategies LLC | 0 | $0 | 0.00% | −10,633−100.0% | Sold out |
| MONECO Advisors, LLC | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −8,323−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −7,637−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −175−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −293−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −220−100.0% | Sold out |
| Concord Wealth Partners | 0 | $0 | 0.00% | −157−100.0% | Sold out |