Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Neophotonics Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- −11 vs. Q2 2021
- Shares held
- 42.5M
- −1.39M (−3.2%) vs. Q2 2021
- Total value
- $370.4M
- −$77.4M (−17.3%) vs. Q2 2021
- New holders
- 9
- 49 more added
- Sold out
- 20
- 40 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northern Trust Corp | 510,238 | $4.45M | 0.00% | +6,305+1.3% | Added |
| Two Sigma Investments, LP | 587,328 | $5.12M | 0.01% | +155,012+35.9% | Added |
| Penserra Capital Management LLC | 598,826 | $5.21M | 0.11% | +9,269+1.6% | Added |
| Boardman Bay Capital Management LLC | 603,999 | $5.26M | 9.52% | +110,809+22.5% | Added |
| Two Sigma Advisers, LP | 651,951 | $5.68M | 0.01% | +44,800+7.4% | Added |
| Anqa Management LLC | 823,000 | $7.17M | 7.90% | 00.0% | Unchanged |
| Scout Investments, Inc. | 856,542 | $7.46M | 0.11% | −8,401−1.0% | Reduced |
| Jacobs Levy Equity Management, Inc | 1,008,029 | $8.78M | 0.06% | −26,037−2.5% | Reduced |
| Kennedy Capital Management, Inc. | 1,015,468 | $8.85M | 0.20% | +165,725+19.5% | Added |
| Ameriprise Financial Inc | 1,062,699 | $9.26M | 0.00% | +663,980+166.5% | Added |
| Granahan Investment Management Inc | 1,063,486 | $9.26M | 0.18% | −25,922−2.4% | Reduced |
| Masters Capital Management LLC | 1,100,000 | $9.58M | 1.58% | +100,000+10.0% | Added |
| Needham Investment Management LLC | 1,147,500 | $9.99M | 1.33% | +211,150+22.6% | Added |
| Systematic Financial Management LP | 1,183,932 | $10.3M | 0.32% | +234,331+24.7% | Added |
| Geode Capital Management, LLC | 1,192,313 | $10.4M | 0.00% | +93,373+8.5% | Added |
| AWM Investment Company, Inc. | 1,920,722 | $16.7M | 1.64% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 1,941,439 | $16.9M | 0.01% | −108,858−5.3% | Reduced |
| Renaissance Technologies LLC | 1,961,515 | $17.1M | 0.02% | −230,642−10.5% | Reduced |
| Russell Investments Group, Ltd. | 1,997,133 | $17.4M | 0.03% | +441,398+28.4% | Added |
| Paradigm Capital Management Inc | 2,300,000 | $20.0M | 1.03% | 00.0% | Unchanged |
| State Street Corp | 2,577,697 | $22.5M | 0.00% | −321,571−11.1% | Reduced |
| Wasatch Advisors Inc | 2,607,289 | $22.7M | 0.09% | −7,596−0.3% | Reduced |
| BlackRock Inc. | 3,566,869 | $31.1M | 0.00% | −85,000−2.3% | Reduced |
| Vanguard Group Inc | 3,612,349 | $31.5M | 0.00% | −126,168−3.4% | Reduced |
| Friess Associates LLC | 0 | $0 | 0.00% | −586,126−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −358,730−100.0% | Sold out |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −334,147−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −164,148−100.0% | Sold out |
| Cinctive Capital Management LP | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −111,400−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −53,178−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −21,469−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −20,997−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −18,048−100.0% | Sold out |
| American Century Companies Inc | 0 | $0 | 0.00% | −13,478−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −13,086−100.0% | Sold out |
| Hancock Whitney Corp | 0 | $0 | 0.00% | −12,811−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −12,800−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −11,469−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −9,792−100.0% | Sold out |
| STRS Ohio | 0 | $0 | 0.00% | −9,300−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −1,863−100.0% | Sold out |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −61−100.0% | Sold out |
| QS Investors, LLC | – | – | – | – | Not filed |
| Hoover Financial Advisors, Inc. | – | – | – | – | Not filed |
| Smith Asset Management Group LP | – | – | – | – | Not filed |