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Neophotonics Corp

NPTNDelisted Aug 3, 2022
Industry
Semiconductors & Related Devices
SEC CIK
0001227025

Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.

13F holders, Q1 2021

Institutional positions in Neophotonics Corp as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
147
No complete 13F data for Q4 2020
Shares held
43.1M
No complete 13F data for Q4 2020
Total value
$515.4M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 147 institutions
Q1 2021: 147 institutionsQ2 2021: 138 institutionsQ3 2021: 124 institutionsQ4 2021: 145 institutionsQ1 2022: 143 institutionsQ2 2022: 157 institutionsQ3 2022: 2 institutionsQ4 2022: 0 institutionsQ1 2023: 0 institutionsQ2 2023: 0 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $515.4M
Q1 2021: $515.4MQ2 2021: $448.4MQ3 2021: $370.4MQ4 2021: $699.3MQ1 2022: $709.0MQ2 2022: $780.4MQ3 2022: $5.00KQ4 2022: $0Q1 2023: $0Q2 2023: $0Q3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding NPTN and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20230$0
Q1 20230$0
Q4 20220$0
Q3 20222$5.00K
Q2 2022157$780.4M
Q1 2022143$709.0M
Q4 2021145$699.3M
Q3 2021124$370.4M
Q2 2021138$448.4M
Q1 2021147$515.4M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Neophotonics Corp.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NPTN in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
California Public Employees Retirement System99,800$1.19M0.00%––
Fisher Asset Management, LLC100,376$1.20M0.00%––
Swiss National Bank108,900$1.30M0.00%––
Bank of Montreal119,229$1.42M0.00%––
Cinctive Capital Management LP150,000$1.79M0.11%––
UBS Group AG171,870$2.05M0.00%––
Two Sigma Investments, LP197,198$2.36M0.01%––
Herald Investment Management Ltd200,000$2.39M0.42%––
AQR Capital Management LLC210,135$2.51M0.00%––
Bank of New York Mellon Corp248,535$2.97M0.00%––
Los Angeles Capital Management LLC278,769$3.33M0.02%––
Fuller & Thaler Asset Management, Inc.284,835$3.40M0.02%––
Royce & Associates LP315,882$3.77M0.03%––
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.341,822$4.08M0.03%––
Ameriprise Financial Inc351,651$4.20M0.00%––
White Pine Capital LLC352,973$4.22M1.34%––
State of Wisconsin Investment Board379,364$4.53M0.01%––
Goldman Sachs Group Inc394,874$4.72M0.00%––
Charles Schwab Investment Management Inc400,295$4.78M0.00%––
Two Sigma Advisers, LP484,051$5.78M0.02%––
Arrowstreet Capital, Limited Partnership506,210$6.05M0.01%––
Northern Trust Corp533,332$6.37M0.00%––
Nuveen Asset Management, LLC538,679$6.44M0.00%––
Friess Associates LLC551,634$6.59M2.56%––
Acadian Asset Management LLC573,030$6.85M0.03%––
Needham Investment Management LLC637,500$7.62M1.04%––
Penserra Capital Management LLC641,787$7.67M0.14%––
Scout Investments, Inc.673,031$8.04M0.12%––
Kennedy Capital Management, Inc.783,103$9.36M0.19%––
Systematic Financial Management LP794,204$9.49M0.35%––
Anqa Management LLC823,000$9.84M12.45%––
Victory Capital Management Inc906,792$10.8M0.01%––
Granahan Investment Management Inc963,794$11.5M0.24%––
JPMorgan Chase & Co965,547$11.5M0.00%––
Masters Capital Management LLC1,000,000$11.9M2.19%––
Geode Capital Management, LLC1,072,202$12.8M0.00%––
Russell Investments Group, Ltd.1,107,136$13.2M0.02%––
Jacobs Levy Equity Management, Inc1,168,803$14.0M0.11%––
AWM Investment Company, Inc.1,920,722$23.0M2.56%––
Wasatch Advisors Inc1,928,945$23.1M0.10%––
Dimensional Fund Advisors LP2,093,696$25.0M0.01%––
Paradigm Capital Management Inc2,305,000$27.5M1.43%––
Renaissance Technologies LLC2,545,657$30.4M0.04%––
State Street Corp2,566,414$30.7M0.00%––
BlackRock Inc.3,758,660$44.9M0.00%––
Vanguard Group Inc3,798,000$45.4M0.00%––
Boardman Bay Capital Management LLC350––––