Neuberger Energy Infrastructure & Income Fund Inc.
NML- Exchange
- NYSE
- SEC CIK
- 0001562051
No open-market purchases or sales by Neuberger Energy Infrastructure & Income Fund Inc. insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $211.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Neuberger Energy Infrastructure & Income Fund Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −4 vs. Q3 2023
- Shares held
- 28.7M
- +344.6K (+1.2%) vs. Q3 2023
- Total value
- $197.7M
- +$2.36M (+1.2%) vs. Q3 2023
- New holders
- 4
- 22 more added
- Sold out
- 8
- 17 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NML on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $211.0M |
| Q1 2026 | 88 | $215.2M |
| Q4 2025 | 85 | $166.9M |
| Q3 2025 | 83 | $160.3M |
| Q2 2025 | 83 | $177.8M |
| Q1 2025 | 84 | $178.4M |
| Q4 2024 | 81 | $181.0M |
| Q3 2024 | 76 | $184.1M |
| Q2 2024 | 75 | $190.5M |
| Q1 2024 | 73 | $195.6M |
| Q4 2023 | 65 | $197.7M |
| Q3 2023 | 71 | $195.7M |
| Q2 2023 | 68 | $204.4M |
| Q1 2023 | 64 | $201.8M |
| Q4 2022 | 72 | $204.8M |
| Q3 2022 | 62 | $187.5M |
| Q2 2022 | 71 | $173.2M |
| Q1 2022 | 70 | $163.4M |
| Q4 2021 | 70 | $132.9M |
| Q3 2021 | 69 | $116.3M |
| Q2 2021 | 70 | $113.0M |
| Q1 2021 | 73 | $91.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Neuberger Energy Infrastructure & Income Fund Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| City of London Investment Management Co Ltd | 7,657,213 | $52.7M | 4.30% | +250,044+3.4% | Added |
| Morgan Stanley | 6,336,608 | $43.6M | 0.00% | −7,241−0.1% | Reduced |
| Saba Capital Management, L.P. | 4,813,029 | $33.1M | 0.81% | −650,452−11.9% | Reduced |
| Private Management Group Inc | 1,621,174 | $11.2M | 0.43% | −13,434−0.8% | Reduced |
| Bank of America Corp | 1,409,412 | $9.70M | 0.00% | +160,386+12.8% | Added |
| Advisors Asset Management, Inc. | 1,274,618 | $8.77M | 0.18% | +214,201+20.2% | Added |
| D. E. Shaw & Co., Inc. | 1,138,151 | $7.83M | 0.01% | 00.0% | Unchanged |
| Kayne Anderson Capital Advisors LP | 402,347 | $2.77M | 0.09% | +146,900+57.5% | Added |
| UBS Group AG | 401,384 | $2.76M | 0.00% | +254,954+174.1% | Added |
| Ameriprise Financial Inc | 400,940 | $2.76M | 0.00% | +47,176+13.3% | Added |
| Relative Value Partners Group, LLC | 356,509 | $2.45M | 0.15% | −1,977−0.6% | Reduced |
| Wells Fargo & Company | 340,401 | $2.34M | 0.00% | −914−0.3% | Reduced |
| Stifel Financial Corp | 320,597 | $2.21M | 0.00% | −11,198−3.4% | Reduced |
| Matisse Capital | 295,359 | $2.03M | 1.08% | +295,359 | New |
| LPL Financial LLC | 261,160 | $1.80M | 0.00% | +11,976+4.8% | Added |
| Oppenheimer & Co Inc | 214,341 | $1.47M | 0.03% | +15,412+7.7% | Added |
| Optimum Investment Advisors | 139,250 | $958.0K | 0.48% | +4,100+3.0% | Added |
| Michelson Medical Research Foundation, Inc. | 115,872 | $797.2K | 0.53% | 00.0% | Unchanged |
| Staley Capital Advisers Inc | 115,000 | $791.2K | 0.04% | 00.0% | Unchanged |
| Raymond James & Associates | 103,914 | $714.9K | 0.00% | +16,564+19.0% | Added |
| Advisor Group Holdings, Inc. | 97,779 | $672.8K | 0.00% | −82,058−45.6% | Reduced |
| Cornerstone Wealth Management, LLC | 78,739 | $541.7K | 0.05% | +5,056+6.9% | Added |
| Knollwood Investment Advisory, LLC | 77,116 | $530.6K | 0.11% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 65,061 | $447.6K | 0.22% | +3,100+5.0% | Added |
| Logan Stone Capital, LLC | 57,632 | $396.5K | 0.08% | −61,578−51.7% | Reduced |
| HighTower Advisors, LLC | 48,057 | $330.0K | 0.00% | −31−0.1% | Reduced |
| Rockefeller Capital Management L.P. | 45,106 | $310.3K | 0.00% | +10,449+30.1% | Added |
| Landscape Capital Management, L.L.C. | 41,976 | $288.8K | 0.03% | +41,976 | New |
| Truist Financial Corp | 38,939 | $267.9K | 0.00% | −705−1.8% | Reduced |
| Royal Bank of Canada | 38,027 | $262.0K | 0.00% | +36+0.1% | Added |
| IFG Advisory, LLC | 26,726 | $183.9K | 0.01% | −7,402−21.7% | Reduced |
| Stratos Wealth Advisors, LLC | 26,000 | $178.9K | 0.01% | +4,000+18.2% | Added |
| CI Private Wealth, LLC | 25,000 | $172.0K | 0.00% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 22,080 | $151.9K | 0.02% | −6,000−21.4% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 21,400 | $147.2K | 0.04% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 21,262 | $146.3K | 0.00% | +444+2.1% | Added |
| Clough Capital Partners L P | 21,110 | $145.2K | 0.02% | 00.0% | Unchanged |
| Quarry LP | 21,110 | $145.2K | 0.07% | 00.0% | Unchanged |
| Aristides Capital LLC | 20,456 | $140.7K | 0.07% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 20,387 | $140.3K | 0.01% | +1,100+5.7% | Added |
| Cohen & Steers, Inc. | 19,450 | $134.0K | 0.00% | −125,000−86.5% | Reduced |
| JPMorgan Chase & Co | 18,541 | $127.6K | 0.00% | +18,541 | New |
| Commonwealth Equity Services, LLC | 17,461 | $120.0K | 0.00% | +203+1.2% | Added |
| GWM Advisors LLC | 14,730 | $95.3K | 0.00% | −2,681−15.4% | Reduced |
| Gladstone Institutional Advisory LLC | 13,646 | $93.9K | 0.01% | +71+0.5% | Added |
| BFSG, LLC | 12,750 | $87.7K | 0.01% | −320−2.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 12,623 | $86.8K | 0.00% | +118+0.9% | Added |
| Astoria Portfolio Advisors LLC. | 12,664 | $82.6K | 0.03% | +1,730+15.8% | Added |
| Green Square Capital Advisors LLC | 11,325 | $77.9K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 10,987 | $75.6K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,739 | $73.9K | 0.00% | −2,981−21.7% | Reduced |
| Sea Otter Advisors LLC | 10,000 | $68.8K | 0.07% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 8,944 | $61.5K | 0.01% | +8,944 | New |
| Monetary Management Group Inc | 7,000 | $48.2K | 0.02% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 4,900 | $33.7K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 4,870 | $31.1K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,025 | $27.7K | 0.00% | −1,600−28.4% | Reduced |
| Citigroup Inc | 3,000 | $20.6K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,526 | $10.5K | 0.00% | +39+2.6% | Added |
| Sit Investment Associates Inc | 800 | $6.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 500 | $3.44K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 400 | $2.75K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 390 | $2.68K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 151 | $1.04K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 49 | $337 | 0.00% | 00.0% | Unchanged |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −156,104−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −18,589−100.0% | Sold out |
| Baker Ellis Asset Management LLC | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −2,400−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −959−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Antonetti Capital Management LLC | – | – | – | – | Not filed |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |