Neuberger Energy Infrastructure & Income Fund Inc.
NML- Exchange
- NYSE
- SEC CIK
- 0001562051
No open-market purchases or sales by Neuberger Energy Infrastructure & Income Fund Inc. insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $211.0M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Neuberger Energy Infrastructure & Income Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- 0 vs. Q2 2021
- Shares held
- 23.6M
- +961.3K (+4.3%) vs. Q2 2021
- Total value
- $116.3M
- +$3.40M (+3.0%) vs. Q2 2021
- New holders
- 6
- 19 more added
- Sold out
- 6
- 26 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NML on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $211.0M |
| Q1 2026 | 88 | $215.2M |
| Q4 2025 | 85 | $166.9M |
| Q3 2025 | 83 | $160.3M |
| Q2 2025 | 83 | $177.8M |
| Q1 2025 | 84 | $178.4M |
| Q4 2024 | 81 | $181.0M |
| Q3 2024 | 76 | $184.1M |
| Q2 2024 | 75 | $190.5M |
| Q1 2024 | 73 | $195.6M |
| Q4 2023 | 65 | $197.7M |
| Q3 2023 | 71 | $195.7M |
| Q2 2023 | 68 | $204.4M |
| Q1 2023 | 64 | $201.8M |
| Q4 2022 | 72 | $204.8M |
| Q3 2022 | 62 | $187.5M |
| Q2 2022 | 71 | $173.2M |
| Q1 2022 | 70 | $163.4M |
| Q4 2021 | 70 | $132.9M |
| Q3 2021 | 69 | $116.3M |
| Q2 2021 | 70 | $113.0M |
| Q1 2021 | 73 | $91.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Neuberger Energy Infrastructure & Income Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| City of London Investment Management Co Ltd | 6,203,756 | $30.7M | 1.84% | +423,449+7.3% | Added |
| Morgan Stanley | 5,102,172 | $25.2M | 0.00% | +578,821+12.8% | Added |
| Private Management Group Inc | 3,453,611 | $17.0M | 0.71% | −4,051−0.1% | Reduced |
| Matisse Capital | 1,166,605 | $5.75M | 2.12% | −56,980−4.7% | Reduced |
| Advisors Asset Management, Inc. | 1,164,804 | $5.74M | 0.09% | +187,066+19.1% | Added |
| Rivernorth Capital Management, LLC | 670,530 | $3.35M | 0.18% | +95,350+16.6% | Added |
| Quantedge Capital Pte Ltd | 577,016 | $2.85M | 1.38% | +41,224+7.7% | Added |
| Pathstone Family Office, LLC | 458,595 | $2.26M | 0.07% | +4,598+1.0% | Added |
| Ameriprise Financial Inc | 444,370 | $2.19M | 0.00% | −5,493−1.2% | Reduced |
| Cornerstone Advisors, LLC | 389,711 | $1.92M | 0.11% | −1,900−0.5% | Reduced |
| Stifel Financial Corp | 347,615 | $1.71M | 0.00% | −9,223−2.6% | Reduced |
| Wolverine Asset Management LLC | 325,012 | $1.60M | 0.02% | −79,256−19.6% | Reduced |
| Ionic Capital Management LLC | 311,769 | $1.54M | 0.23% | +10,300+3.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 277,507 | $1.37M | 0.60% | +210.0% | Added |
| OTA Financial Group L.P. | 223,196 | $1.10M | 1.33% | −24,114−9.8% | Reduced |
| Green Square Capital Advisors LLC | 210,963 | $1.04M | 0.24% | −8,996−4.1% | Reduced |
| First Republic Investment Management, Inc. | 180,933 | $892.0K | 0.00% | +47,065+35.2% | Added |
| Wells Fargo & Company | 169,131 | $833.0K | 0.00% | −407−0.2% | Reduced |
| UBS Group AG | 138,191 | $682.0K | 0.00% | −10,246−6.9% | Reduced |
| Truist Financial Corp | 137,261 | $677.0K | 0.00% | −18,185−11.7% | Reduced |
| Staley Capital Advisers Inc | 136,300 | $672.0K | 0.04% | −20,000−12.8% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 135,640 | $669.0K | 0.25% | +4,650+3.5% | Added |
| Kayne Anderson Capital Advisors LP | 124,775 | $615.0K | 0.02% | 00.0% | Unchanged |
| 6 Meridian | 122,940 | $606.0K | 0.05% | −34,669−22.0% | Reduced |
| Guggenheim Capital LLC | 107,260 | $529.0K | 0.00% | −60,634−36.1% | Reduced |
| Bordeaux Wealth Advisors LLC | 107,292 | $529.0K | 0.30% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 95,157 | $469.0K | 0.00% | −14,633−13.3% | Reduced |
| Advisor Group Holdings, Inc. | 93,880 | $463.0K | 0.00% | +4,358+4.9% | Added |
| Arlington Capital Management, Inc. | 88,417 | $436.0K | 0.82% | −8,589−8.9% | Reduced |
| Raymond James & Associates | 58,743 | $290.0K | 0.00% | −3,604−5.8% | Reduced |
| Bank of America Corp | 51,522 | $254.0K | 0.00% | −2,189−4.1% | Reduced |
| Invesco Ltd. | 44,346 | $219.0K | 0.00% | −1,168−2.6% | Reduced |
| Antonetti Capital Management LLC | 35,925 | $177.0K | 0.14% | +35,925 | New |
| Optimum Investment Advisors | 28,500 | $141.0K | 0.06% | +19,500+216.7% | Added |
| Transcend Wealth Collective, LLC | 25,000 | $138.0K | 0.01% | +25,000 | New |
| Royal Bank of Canada | 24,326 | $120.0K | 0.00% | −2,000−7.6% | Reduced |
| SkyView Investment Advisors, LLC | 23,242 | $115.0K | 0.03% | +23,242 | New |
| LPL Financial LLC | 23,122 | $114.0K | 0.00% | −1,572−6.4% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 21,400 | $105.0K | 0.03% | 00.0% | Unchanged |
| Aristides Capital LLC | 20,456 | $101.0K | 0.08% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 20,030 | $99.0K | 0.02% | −9,800−32.9% | Reduced |
| Private Advisor Group, LLC | 19,871 | $98.0K | 0.00% | −3,730−15.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 18,287 | $90.0K | 0.00% | +18,287 | New |
| Commonwealth Equity Services, LLC | 17,125 | $84.0K | 0.00% | +73+0.4% | Added |
| Eagle Bay Advisors LLC | 17,200 | $84.0K | 0.05% | +9,412+120.9% | Added |
| HighTower Advisors, LLC | 14,703 | $73.0K | 0.00% | +140+1.0% | Added |
| Spire Wealth Management | 14,540 | $72.0K | 0.00% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 14,471 | $71.0K | 0.01% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 13,250 | $65.0K | 0.01% | +24+0.2% | Added |
| Successful Portfolios LLC | 12,700 | $63.0K | 0.04% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 11,560 | $57.0K | 0.00% | +1,200+11.6% | Added |
| Calamos Advisors LLC | 10,852 | $54.0K | 0.00% | 00.0% | Unchanged |
| Veritable, L.P. | 10,000 | $49.0K | 0.00% | 00.0% | Unchanged |
| Toroso Investments, LLC | 10,000 | $49.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 8,766 | $43.0K | 0.00% | +8,713+16,439.6% | Added |
| FNY Investment Advisers, LLC | 7,500 | $36.0K | 0.02% | −12,500−62.5% | Reduced |
| Citigroup Inc | 3,000 | $15.0K | 0.00% | −4,800−61.5% | Reduced |
| Tower View Investment Management & Research LLC | 3,000 | $15.0K | 0.01% | +3,000 | New |
| NEXT Financial Group, Inc | 2,547 | $13.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,000 | $10.0K | 0.00% | −3,000−60.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 1,025 | $5.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 600 | $3.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 629 | $3.00K | 0.00% | +6+1.0% | Added |
| North Star Investment Management Corp. | 390 | $2.00K | 0.00% | 00.0% | Unchanged |
| Eukles Asset Management | 416 | $2.00K | 0.00% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 95 | $0 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −121,278−100.0% | Sold out |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −43,825−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −11,712−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Crescent Capital Consulting, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |