Neuberger Energy Infrastructure & Income Fund Inc.
NML- Exchange
- NYSE
- SEC CIK
- 0001562051
No open-market purchases or sales by Neuberger Energy Infrastructure & Income Fund Inc. insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $211.0M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Neuberger Energy Infrastructure & Income Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- +3 vs. Q2 2023
- Shares held
- 28.5M
- −1.27M (−4.3%) vs. Q2 2023
- Total value
- $195.7M
- −$8.62M (−4.2%) vs. Q2 2023
- New holders
- 10
- 19 more added
- Sold out
- 7
- 17 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NML on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $211.0M |
| Q1 2026 | 88 | $215.2M |
| Q4 2025 | 85 | $166.9M |
| Q3 2025 | 83 | $160.3M |
| Q2 2025 | 83 | $177.8M |
| Q1 2025 | 84 | $178.4M |
| Q4 2024 | 81 | $181.0M |
| Q3 2024 | 76 | $184.1M |
| Q2 2024 | 75 | $190.5M |
| Q1 2024 | 73 | $195.6M |
| Q4 2023 | 65 | $197.7M |
| Q3 2023 | 71 | $195.7M |
| Q2 2023 | 68 | $204.4M |
| Q1 2023 | 64 | $201.8M |
| Q4 2022 | 72 | $204.8M |
| Q3 2022 | 62 | $187.5M |
| Q2 2022 | 71 | $173.2M |
| Q1 2022 | 70 | $163.4M |
| Q4 2021 | 70 | $132.9M |
| Q3 2021 | 69 | $116.3M |
| Q2 2021 | 70 | $113.0M |
| Q1 2021 | 73 | $91.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Neuberger Energy Infrastructure & Income Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| City of London Investment Management Co Ltd | 7,407,169 | $51.0M | 4.46% | −369,463−4.8% | Reduced |
| Morgan Stanley | 6,343,849 | $43.6M | 0.00% | −42,041−0.7% | Reduced |
| Saba Capital Management, L.P. | 5,463,481 | $37.6M | 1.20% | 00.0% | Unchanged |
| Private Management Group Inc | 1,634,608 | $11.2M | 0.46% | −973,541−37.3% | Reduced |
| Bank of America Corp | 1,249,026 | $8.59M | 0.00% | +169,602+15.7% | Added |
| D. E. Shaw & Co., Inc. | 1,138,151 | $7.83M | 0.01% | −2,925−0.3% | Reduced |
| Advisors Asset Management, Inc. | 1,060,417 | $7.30M | 0.16% | −85,488−7.5% | Reduced |
| Relative Value Partners Group, LLC | 358,486 | $2.47M | 0.17% | −10,191−2.8% | Reduced |
| Ameriprise Financial Inc | 353,764 | $2.44M | 0.00% | +13,149+3.9% | Added |
| Wells Fargo & Company | 341,315 | $2.35M | 0.00% | −443−0.1% | Reduced |
| Stifel Financial Corp | 331,795 | $2.28M | 0.00% | +1,004+0.3% | Added |
| Kayne Anderson Capital Advisors LP | 255,447 | $1.76M | 0.05% | +158,000+162.1% | Added |
| LPL Financial LLC | 249,184 | $1.71M | 0.00% | −23,801−8.7% | Reduced |
| Oppenheimer & Co Inc | 198,929 | $1.37M | 0.03% | +1,553+0.8% | Added |
| Advisor Group Holdings, Inc. | 179,837 | $1.24M | 0.00% | +88,700+97.3% | Added |
| Atlas Wealth LLC | 156,104 | $1.07M | 0.20% | −64,404−29.2% | Reduced |
| UBS Group AG | 146,430 | $1.01M | 0.00% | +9,025+6.6% | Added |
| Cohen & Steers, Inc. | 144,450 | $994.0K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 135,150 | $929.8K | 0.48% | +1,500+1.1% | Added |
| Logan Stone Capital, LLC | 119,210 | $820.2K | 0.22% | −45,571−27.7% | Reduced |
| Michelson Medical Research Foundation, Inc. | 115,872 | $797.2K | 0.54% | 00.0% | Unchanged |
| Staley Capital Advisers Inc | 115,000 | $791.2K | 0.04% | 00.0% | Unchanged |
| Raymond James & Associates | 87,350 | $601.0K | 0.00% | −5,605−6.0% | Reduced |
| Knollwood Investment Advisory, LLC | 77,116 | $530.6K | 0.25% | +1,263+1.7% | Added |
| Cornerstone Wealth Management, LLC | 73,683 | $507.0K | 0.05% | +15,170+25.9% | Added |
| Quantedge Capital Pte Ltd | 61,961 | $426.3K | 0.23% | −86,900−58.4% | Reduced |
| HighTower Advisors, LLC | 48,088 | $330.0K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 44,400 | $305.5K | 0.48% | 00.0% | Unchanged |
| Truist Financial Corp | 39,644 | $272.7K | 0.00% | −245−0.6% | Reduced |
| Royal Bank of Canada | 37,991 | $262.0K | 0.00% | +9,411+32.9% | Added |
| Rockefeller Capital Management L.P. | 34,657 | $238.4K | 0.00% | +34,657 | New |
| IFG Advisory, LLC | 34,128 | $234.8K | 0.02% | +7,323+27.3% | Added |
| Aveo Capital Partners, LLC | 28,080 | $193.2K | 0.03% | −4,143−12.9% | Reduced |
| CI Private Wealth, LLC | 25,000 | $172.0K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Advisors, LLC | 22,000 | $151.4K | 0.01% | +8,000+57.1% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 21,400 | $147.2K | 0.04% | 00.0% | Unchanged |
| Clough Capital Partners L P | 21,110 | $145.2K | 0.02% | +21,110 | New |
| Quarry LP | 21,110 | $145.2K | 0.09% | +21,110 | New |
| Envestnet Asset Management Inc | 20,818 | $143.2K | 0.00% | +330+1.6% | Added |
| Aristides Capital LLC | 20,456 | $140.7K | 0.09% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 19,287 | $132.7K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 18,589 | $127.9K | 0.00% | +18,589 | New |
| First Republic Investment Management, Inc. | 18,541 | $127.6K | 0.00% | −54,142−74.5% | Reduced |
| GWM Advisors LLC | 17,411 | $119.8K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,258 | $119.0K | 0.00% | +192+1.1% | Added |
| Private Advisor Group, LLC | 13,720 | $94.4K | 0.00% | +41+0.3% | Added |
| Gladstone Institutional Advisory LLC | 13,575 | $93.4K | 0.01% | +65+0.5% | Added |
| BFSG, LLC | 13,070 | $90.0K | 0.01% | +13,070 | New |
| Northwestern Mutual Wealth Management Co | 12,505 | $86.0K | 0.00% | +109+0.9% | Added |
| Baker Ellis Asset Management LLC | 12,500 | $86.0K | 0.02% | 00.0% | Unchanged |
| Green Square Capital Advisors LLC | 11,325 | $77.9K | 0.01% | −2,373−17.3% | Reduced |
| Comerica Bank | 10,987 | $75.6K | 0.00% | +10,987 | New |
| Astoria Portfolio Advisors LLC. | 10,934 | $71.2K | 0.03% | +10,934 | New |
| Sea Otter Advisors LLC | 10,000 | $68.8K | 0.05% | +10,000 | New |
| Monetary Management Group Inc | 7,000 | $48.2K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,625 | $38.7K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 4,900 | $33.7K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 4,870 | $33.5K | 0.00% | −1,070−18.0% | Reduced |
| Citigroup Inc | 3,000 | $20.6K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 2,400 | $15.6K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,000 | $13.8K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,487 | $10.2K | 0.00% | +50+3.5% | Added |
| Cary Street Partner Investment Advisory LLC | 959 | $6.60K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 800 | $6.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 500 | $3.44K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 400 | $2.75K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 390 | $2.68K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 151 | $1.04K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 100 | $688 | 0.00% | +100 | New |
| Elequin Capital LP | 100 | $688 | 0.00% | +100 | New |
| Sound Income Strategies, LLC | 49 | $337 | 0.00% | 00.0% | Unchanged |
| PFG Advisors | 0 | $0 | 0.00% | −60,472−100.0% | Sold out |
| SkyView Investment Advisors, LLC | 0 | $0 | 0.00% | −21,079−100.0% | Sold out |
| Summit Trail Advisors, LLC | 0 | $0 | 0.00% | −14,471−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −10,360−100.0% | Sold out |
| Toroso Investments, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,567−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −1,335−100.0% | Sold out |