Neuberger Energy Infrastructure & Income Fund Inc.
NML- Exchange
- NYSE
- SEC CIK
- 0001562051
No open-market purchases or sales by Neuberger Energy Infrastructure & Income Fund Inc. insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $211.0M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Neuberger Energy Infrastructure & Income Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- +3 vs. Q2 2023
- Shares held
- 28.5M
- −1.27M (−4.3%) vs. Q2 2023
- Total value
- $195.7M
- −$8.62M (−4.2%) vs. Q2 2023
- New holders
- 10
- 19 more added
- Sold out
- 7
- 17 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NML on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $211.0M |
| Q1 2026 | 88 | $215.2M |
| Q4 2025 | 85 | $166.9M |
| Q3 2025 | 83 | $160.3M |
| Q2 2025 | 83 | $177.8M |
| Q1 2025 | 84 | $178.4M |
| Q4 2024 | 81 | $181.0M |
| Q3 2024 | 76 | $184.1M |
| Q2 2024 | 75 | $190.5M |
| Q1 2024 | 73 | $195.6M |
| Q4 2023 | 65 | $197.7M |
| Q3 2023 | 71 | $195.7M |
| Q2 2023 | 68 | $204.4M |
| Q1 2023 | 64 | $201.8M |
| Q4 2022 | 72 | $204.8M |
| Q3 2022 | 62 | $187.5M |
| Q2 2022 | 71 | $173.2M |
| Q1 2022 | 70 | $163.4M |
| Q4 2021 | 70 | $132.9M |
| Q3 2021 | 69 | $116.3M |
| Q2 2021 | 70 | $113.0M |
| Q1 2021 | 73 | $91.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Neuberger Energy Infrastructure & Income Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 49 | $337 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 100 | $688 | 0.00% | +100 | New |
| Elequin Capital LP | 100 | $688 | 0.00% | +100 | New |
| Tower Research Capital LLC (TRC) | 151 | $1.04K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 390 | $2.68K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 400 | $2.75K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 500 | $3.44K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 800 | $6.00K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 959 | $6.60K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,487 | $10.2K | 0.00% | +50+3.5% | Added |
| Fifth Third Bancorp | 2,000 | $13.8K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 2,400 | $15.6K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 3,000 | $20.6K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 4,870 | $33.5K | 0.00% | −1,070−18.0% | Reduced |
| Eagle Bay Advisors LLC | 4,900 | $33.7K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,625 | $38.7K | 0.00% | 00.0% | Unchanged |
| Monetary Management Group Inc | 7,000 | $48.2K | 0.02% | 00.0% | Unchanged |
| Sea Otter Advisors LLC | 10,000 | $68.8K | 0.05% | +10,000 | New |
| Astoria Portfolio Advisors LLC. | 10,934 | $71.2K | 0.03% | +10,934 | New |
| Comerica Bank | 10,987 | $75.6K | 0.00% | +10,987 | New |
| Green Square Capital Advisors LLC | 11,325 | $77.9K | 0.01% | −2,373−17.3% | Reduced |
| Baker Ellis Asset Management LLC | 12,500 | $86.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 12,505 | $86.0K | 0.00% | +109+0.9% | Added |
| BFSG, LLC | 13,070 | $90.0K | 0.01% | +13,070 | New |
| Gladstone Institutional Advisory LLC | 13,575 | $93.4K | 0.01% | +65+0.5% | Added |
| Private Advisor Group, LLC | 13,720 | $94.4K | 0.00% | +41+0.3% | Added |
| Commonwealth Equity Services, LLC | 17,258 | $119.0K | 0.00% | +192+1.1% | Added |
| GWM Advisors LLC | 17,411 | $119.8K | 0.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 18,541 | $127.6K | 0.00% | −54,142−74.5% | Reduced |
| Susquehanna International Group, LLP | 18,589 | $127.9K | 0.00% | +18,589 | New |
| U.S. Capital Wealth Advisors, LLC | 19,287 | $132.7K | 0.01% | 00.0% | Unchanged |
| Aristides Capital LLC | 20,456 | $140.7K | 0.09% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 20,818 | $143.2K | 0.00% | +330+1.6% | Added |
| Clough Capital Partners L P | 21,110 | $145.2K | 0.02% | +21,110 | New |
| Quarry LP | 21,110 | $145.2K | 0.09% | +21,110 | New |
| First National Bank of Mount Dora, Trust Investment Services | 21,400 | $147.2K | 0.04% | 00.0% | Unchanged |
| Stratos Wealth Advisors, LLC | 22,000 | $151.4K | 0.01% | +8,000+57.1% | Added |
| CI Private Wealth, LLC | 25,000 | $172.0K | 0.00% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 28,080 | $193.2K | 0.03% | −4,143−12.9% | Reduced |
| IFG Advisory, LLC | 34,128 | $234.8K | 0.02% | +7,323+27.3% | Added |
| Rockefeller Capital Management L.P. | 34,657 | $238.4K | 0.00% | +34,657 | New |
| Royal Bank of Canada | 37,991 | $262.0K | 0.00% | +9,411+32.9% | Added |
| Truist Financial Corp | 39,644 | $272.7K | 0.00% | −245−0.6% | Reduced |
| Antonetti Capital Management LLC | 44,400 | $305.5K | 0.48% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 48,088 | $330.0K | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 61,961 | $426.3K | 0.23% | −86,900−58.4% | Reduced |
| Cornerstone Wealth Management, LLC | 73,683 | $507.0K | 0.05% | +15,170+25.9% | Added |
| Knollwood Investment Advisory, LLC | 77,116 | $530.6K | 0.25% | +1,263+1.7% | Added |
| Raymond James & Associates | 87,350 | $601.0K | 0.00% | −5,605−6.0% | Reduced |
| Staley Capital Advisers Inc | 115,000 | $791.2K | 0.04% | 00.0% | Unchanged |
| Michelson Medical Research Foundation, Inc. | 115,872 | $797.2K | 0.54% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 119,210 | $820.2K | 0.22% | −45,571−27.7% | Reduced |
| Optimum Investment Advisors | 135,150 | $929.8K | 0.48% | +1,500+1.1% | Added |
| Cohen & Steers, Inc. | 144,450 | $994.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 146,430 | $1.01M | 0.00% | +9,025+6.6% | Added |
| Atlas Wealth LLC | 156,104 | $1.07M | 0.20% | −64,404−29.2% | Reduced |
| Advisor Group Holdings, Inc. | 179,837 | $1.24M | 0.00% | +88,700+97.3% | Added |
| Oppenheimer & Co Inc | 198,929 | $1.37M | 0.03% | +1,553+0.8% | Added |
| LPL Financial LLC | 249,184 | $1.71M | 0.00% | −23,801−8.7% | Reduced |
| Kayne Anderson Capital Advisors LP | 255,447 | $1.76M | 0.05% | +158,000+162.1% | Added |
| Stifel Financial Corp | 331,795 | $2.28M | 0.00% | +1,004+0.3% | Added |
| Wells Fargo & Company | 341,315 | $2.35M | 0.00% | −443−0.1% | Reduced |
| Ameriprise Financial Inc | 353,764 | $2.44M | 0.00% | +13,149+3.9% | Added |
| Relative Value Partners Group, LLC | 358,486 | $2.47M | 0.17% | −10,191−2.8% | Reduced |
| Advisors Asset Management, Inc. | 1,060,417 | $7.30M | 0.16% | −85,488−7.5% | Reduced |
| D. E. Shaw & Co., Inc. | 1,138,151 | $7.83M | 0.01% | −2,925−0.3% | Reduced |
| Bank of America Corp | 1,249,026 | $8.59M | 0.00% | +169,602+15.7% | Added |
| Private Management Group Inc | 1,634,608 | $11.2M | 0.46% | −973,541−37.3% | Reduced |
| Saba Capital Management, L.P. | 5,463,481 | $37.6M | 1.20% | 00.0% | Unchanged |
| Morgan Stanley | 6,343,849 | $43.6M | 0.00% | −42,041−0.7% | Reduced |
| City of London Investment Management Co Ltd | 7,407,169 | $51.0M | 4.46% | −369,463−4.8% | Reduced |
| PFG Advisors | 0 | $0 | 0.00% | −60,472−100.0% | Sold out |
| SkyView Investment Advisors, LLC | 0 | $0 | 0.00% | −21,079−100.0% | Sold out |
| Summit Trail Advisors, LLC | 0 | $0 | 0.00% | −14,471−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −10,360−100.0% | Sold out |
| Toroso Investments, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,567−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −1,335−100.0% | Sold out |