Neuberger Energy Infrastructure & Income Fund Inc.
NML- Exchange
- NYSE
- SEC CIK
- 0001562051
No open-market purchases or sales by Neuberger Energy Infrastructure & Income Fund Inc. insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $211.0M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Neuberger Energy Infrastructure & Income Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- +1 vs. Q3 2021
- Shares held
- 25.4M
- +1.85M (+7.8%) vs. Q3 2021
- Total value
- $132.9M
- +$16.6M (+14.3%) vs. Q3 2021
- New holders
- 10
- 16 more added
- Sold out
- 9
- 23 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NML on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $211.0M |
| Q1 2026 | 88 | $215.2M |
| Q4 2025 | 85 | $166.9M |
| Q3 2025 | 83 | $160.3M |
| Q2 2025 | 83 | $177.8M |
| Q1 2025 | 84 | $178.4M |
| Q4 2024 | 81 | $181.0M |
| Q3 2024 | 76 | $184.1M |
| Q2 2024 | 75 | $190.5M |
| Q1 2024 | 73 | $195.6M |
| Q4 2023 | 65 | $197.7M |
| Q3 2023 | 71 | $195.7M |
| Q2 2023 | 68 | $204.4M |
| Q1 2023 | 64 | $201.8M |
| Q4 2022 | 72 | $204.8M |
| Q3 2022 | 62 | $187.5M |
| Q2 2022 | 71 | $173.2M |
| Q1 2022 | 70 | $163.4M |
| Q4 2021 | 70 | $132.9M |
| Q3 2021 | 69 | $116.3M |
| Q2 2021 | 70 | $113.0M |
| Q1 2021 | 73 | $91.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Neuberger Energy Infrastructure & Income Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| City of London Investment Management Co Ltd | 7,154,156 | $37.4M | 2.11% | +950,400+15.3% | Added |
| Morgan Stanley | 6,098,358 | $32.0M | 0.00% | +996,186+19.5% | Added |
| Private Management Group Inc | 3,474,023 | $18.2M | 0.73% | +20,412+0.6% | Added |
| Advisors Asset Management, Inc. | 1,496,173 | $7.84M | 0.11% | +331,369+28.4% | Added |
| Rivernorth Capital Management, LLC | 862,369 | $4.42M | 0.18% | +191,839+28.6% | Added |
| Cornerstone Advisors, LLC | 570,661 | $2.99M | 0.16% | +180,950+46.4% | Added |
| Quantedge Capital Pte Ltd | 521,513 | $2.73M | 1.16% | −55,503−9.6% | Reduced |
| Pathstone Family Office, LLC | 462,888 | $2.43M | 0.06% | +4,293+0.9% | Added |
| Ameriprise Financial Inc | 448,830 | $2.35M | 0.00% | +4,460+1.0% | Added |
| Relative Value Partners Group, LLC | 411,104 | $2.15M | 0.15% | +411,104 | New |
| Wolverine Asset Management LLC | 360,150 | $1.89M | 0.02% | +35,138+10.8% | Added |
| Stifel Financial Corp | 336,019 | $1.76M | 0.00% | −11,596−3.3% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 276,120 | $1.45M | 0.53% | −1,387−0.5% | Reduced |
| Ionic Capital Management LLC | 271,769 | $1.42M | 0.24% | −40,000−12.8% | Reduced |
| Logan Stone Capital, LLC | 265,750 | $1.39M | 1.39% | +265,750 | New |
| Wells Fargo & Company | 263,072 | $1.38M | 0.00% | +93,941+55.5% | Added |
| OTA Financial Group L.P. | 223,196 | $1.17M | 0.80% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 180,933 | $948.0K | 0.00% | 00.0% | Unchanged |
| 6 Meridian | 154,631 | $810.0K | 0.06% | +31,691+25.8% | Added |
| Staley Capital Advisers Inc | 135,700 | $711.0K | 0.03% | −600−0.4% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 129,800 | $680.0K | 0.25% | −5,840−4.3% | Reduced |
| UBS Group AG | 128,053 | $671.0K | 0.00% | −10,138−7.3% | Reduced |
| Kayne Anderson Capital Advisors LP | 124,775 | $654.0K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 91,406 | $479.0K | 0.00% | −2,474−2.6% | Reduced |
| Truist Financial Corp | 85,387 | $447.0K | 0.00% | −51,874−37.8% | Reduced |
| Arlington Capital Management, Inc. | 83,196 | $436.0K | 0.78% | −5,221−5.9% | Reduced |
| Raymond James & Associates | 64,245 | $337.0K | 0.00% | +5,502+9.4% | Added |
| Bordeaux Wealth Advisors LLC | 63,007 | $330.0K | 0.15% | −44,285−41.3% | Reduced |
| Guggenheim Capital LLC | 58,613 | $307.0K | 0.00% | −48,647−45.4% | Reduced |
| Bank of America Corp | 53,310 | $279.0K | 0.00% | +1,788+3.5% | Added |
| Envestnet Asset Management Inc | 43,283 | $227.0K | 0.00% | −51,874−54.5% | Reduced |
| Antonetti Capital Management LLC | 34,300 | $180.0K | 0.14% | −1,625−4.5% | Reduced |
| Optimum Investment Advisors | 32,500 | $170.0K | 0.07% | +4,000+14.0% | Added |
| Transcend Wealth Collective, LLC | 25,000 | $131.0K | 0.01% | 00.0% | Unchanged |
| Walleye Trading LLC | 24,058 | $126.0K | 0.00% | +24,058 | New |
| SkyView Investment Advisors, LLC | 23,242 | $122.0K | 0.03% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 23,287 | $122.0K | 0.00% | +5,000+27.3% | Added |
| Green Square Capital Advisors LLC | 22,534 | $118.0K | 0.02% | −188,429−89.3% | Reduced |
| Invesco Ltd. | 21,695 | $114.0K | 0.00% | −22,651−51.1% | Reduced |
| Matisse Capital | 21,400 | $112.0K | 0.08% | −1,145,205−98.2% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 21,400 | $112.0K | 0.03% | 00.0% | Unchanged |
| Aristides Capital LLC | 20,456 | $107.0K | 0.06% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 20,030 | $105.0K | 0.02% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,771 | $93.0K | 0.00% | −2,100−10.6% | Reduced |
| LPL Financial LLC | 17,183 | $90.0K | 0.00% | −5,939−25.7% | Reduced |
| Royal Bank of Canada | 16,326 | $86.0K | 0.00% | −8,000−32.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 16,501 | $86.0K | 0.00% | +16,501 | New |
| Commonwealth Equity Services, LLC | 16,319 | $85.0K | 0.00% | −806−4.7% | Reduced |
| Spire Wealth Management | 14,540 | $76.0K | 0.00% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 14,471 | $76.0K | 0.00% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 14,056 | $74.0K | 0.01% | +806+6.1% | Added |
| Successful Portfolios LLC | 12,700 | $67.0K | 0.04% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 11,560 | $61.0K | 0.00% | 00.0% | Unchanged |
| Calamos Advisors LLC | 10,852 | $57.0K | 0.00% | 00.0% | Unchanged |
| Veritable, L.P. | 10,000 | $52.0K | 0.00% | 00.0% | Unchanged |
| Toroso Investments, LLC | 10,000 | $52.0K | 0.00% | 00.0% | Unchanged |
| Nomura Holdings Inc | 10,000 | $52.0K | 0.00% | +10,000 | New |
| Northwestern Mutual Wealth Management Co | 8,172 | $43.0K | 0.00% | −594−6.8% | Reduced |
| Eagle Bay Advisors LLC | 7,600 | $40.0K | 0.03% | −9,600−55.8% | Reduced |
| Citigroup Inc | 3,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 3,000 | $16.0K | 0.00% | +3,000 | New |
| Bessemer Group Inc | 2,148 | $11.0K | 0.00% | +2,148 | New |
| Fifth Third Bancorp | 2,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,025 | $5.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 983 | $5.00K | 0.00% | +983 | New |
| Larson Financial Group LLC | 500 | $3.00K | 0.00% | +500 | New |
| North Star Investment Management Corp. | 390 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 290 | $2.00K | 0.00% | +290 | New |
| Tower Research Capital LLC (TRC) | 95 | $0 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −14,703−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Tower View Investment Management & Research LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| NEXT Financial Group, Inc | 0 | $0 | 0.00% | −2,547−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −629−100.0% | Sold out |
| Eukles Asset Management | 0 | $0 | 0.00% | −416−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |