Neuberger Energy Infrastructure & Income Fund Inc.
NML- Exchange
- NYSE
- SEC CIK
- 0001562051
No open-market purchases or sales by Neuberger Energy Infrastructure & Income Fund Inc. insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $211.0M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Neuberger Energy Infrastructure & Income Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- +1 vs. Q3 2021
- Shares held
- 25.4M
- +1.85M (+7.8%) vs. Q3 2021
- Total value
- $132.9M
- +$16.6M (+14.3%) vs. Q3 2021
- New holders
- 10
- 16 more added
- Sold out
- 9
- 23 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NML on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $211.0M |
| Q1 2026 | 88 | $215.2M |
| Q4 2025 | 85 | $166.9M |
| Q3 2025 | 83 | $160.3M |
| Q2 2025 | 83 | $177.8M |
| Q1 2025 | 84 | $178.4M |
| Q4 2024 | 81 | $181.0M |
| Q3 2024 | 76 | $184.1M |
| Q2 2024 | 75 | $190.5M |
| Q1 2024 | 73 | $195.6M |
| Q4 2023 | 65 | $197.7M |
| Q3 2023 | 71 | $195.7M |
| Q2 2023 | 68 | $204.4M |
| Q1 2023 | 64 | $201.8M |
| Q4 2022 | 72 | $204.8M |
| Q3 2022 | 62 | $187.5M |
| Q2 2022 | 71 | $173.2M |
| Q1 2022 | 70 | $163.4M |
| Q4 2021 | 70 | $132.9M |
| Q3 2021 | 69 | $116.3M |
| Q2 2021 | 70 | $113.0M |
| Q1 2021 | 73 | $91.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Neuberger Energy Infrastructure & Income Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 95 | $0 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 390 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 290 | $2.00K | 0.00% | +290 | New |
| Larson Financial Group LLC | 500 | $3.00K | 0.00% | +500 | New |
| Steward Partners Investment Advisory, LLC | 1,025 | $5.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 983 | $5.00K | 0.00% | +983 | New |
| Fifth Third Bancorp | 2,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 2,148 | $11.0K | 0.00% | +2,148 | New |
| Citigroup Inc | 3,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 3,000 | $16.0K | 0.00% | +3,000 | New |
| Eagle Bay Advisors LLC | 7,600 | $40.0K | 0.03% | −9,600−55.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 8,172 | $43.0K | 0.00% | −594−6.8% | Reduced |
| Veritable, L.P. | 10,000 | $52.0K | 0.00% | 00.0% | Unchanged |
| Toroso Investments, LLC | 10,000 | $52.0K | 0.00% | 00.0% | Unchanged |
| Nomura Holdings Inc | 10,000 | $52.0K | 0.00% | +10,000 | New |
| Calamos Advisors LLC | 10,852 | $57.0K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 11,560 | $61.0K | 0.00% | 00.0% | Unchanged |
| Successful Portfolios LLC | 12,700 | $67.0K | 0.04% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 14,056 | $74.0K | 0.01% | +806+6.1% | Added |
| Spire Wealth Management | 14,540 | $76.0K | 0.00% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 14,471 | $76.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,319 | $85.0K | 0.00% | −806−4.7% | Reduced |
| Royal Bank of Canada | 16,326 | $86.0K | 0.00% | −8,000−32.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 16,501 | $86.0K | 0.00% | +16,501 | New |
| LPL Financial LLC | 17,183 | $90.0K | 0.00% | −5,939−25.7% | Reduced |
| Private Advisor Group, LLC | 17,771 | $93.0K | 0.00% | −2,100−10.6% | Reduced |
| Aveo Capital Partners, LLC | 20,030 | $105.0K | 0.02% | 00.0% | Unchanged |
| Aristides Capital LLC | 20,456 | $107.0K | 0.06% | 00.0% | Unchanged |
| Matisse Capital | 21,400 | $112.0K | 0.08% | −1,145,205−98.2% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 21,400 | $112.0K | 0.03% | 00.0% | Unchanged |
| Invesco Ltd. | 21,695 | $114.0K | 0.00% | −22,651−51.1% | Reduced |
| Green Square Capital Advisors LLC | 22,534 | $118.0K | 0.02% | −188,429−89.3% | Reduced |
| SkyView Investment Advisors, LLC | 23,242 | $122.0K | 0.03% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 23,287 | $122.0K | 0.00% | +5,000+27.3% | Added |
| Walleye Trading LLC | 24,058 | $126.0K | 0.00% | +24,058 | New |
| Transcend Wealth Collective, LLC | 25,000 | $131.0K | 0.01% | 00.0% | Unchanged |
| Optimum Investment Advisors | 32,500 | $170.0K | 0.07% | +4,000+14.0% | Added |
| Antonetti Capital Management LLC | 34,300 | $180.0K | 0.14% | −1,625−4.5% | Reduced |
| Envestnet Asset Management Inc | 43,283 | $227.0K | 0.00% | −51,874−54.5% | Reduced |
| Bank of America Corp | 53,310 | $279.0K | 0.00% | +1,788+3.5% | Added |
| Guggenheim Capital LLC | 58,613 | $307.0K | 0.00% | −48,647−45.4% | Reduced |
| Bordeaux Wealth Advisors LLC | 63,007 | $330.0K | 0.15% | −44,285−41.3% | Reduced |
| Raymond James & Associates | 64,245 | $337.0K | 0.00% | +5,502+9.4% | Added |
| Arlington Capital Management, Inc. | 83,196 | $436.0K | 0.78% | −5,221−5.9% | Reduced |
| Truist Financial Corp | 85,387 | $447.0K | 0.00% | −51,874−37.8% | Reduced |
| Advisor Group Holdings, Inc. | 91,406 | $479.0K | 0.00% | −2,474−2.6% | Reduced |
| Kayne Anderson Capital Advisors LP | 124,775 | $654.0K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 128,053 | $671.0K | 0.00% | −10,138−7.3% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 129,800 | $680.0K | 0.25% | −5,840−4.3% | Reduced |
| Staley Capital Advisers Inc | 135,700 | $711.0K | 0.03% | −600−0.4% | Reduced |
| 6 Meridian | 154,631 | $810.0K | 0.06% | +31,691+25.8% | Added |
| First Republic Investment Management, Inc. | 180,933 | $948.0K | 0.00% | 00.0% | Unchanged |
| OTA Financial Group L.P. | 223,196 | $1.17M | 0.80% | 00.0% | Unchanged |
| Wells Fargo & Company | 263,072 | $1.38M | 0.00% | +93,941+55.5% | Added |
| Logan Stone Capital, LLC | 265,750 | $1.39M | 1.39% | +265,750 | New |
| Ionic Capital Management LLC | 271,769 | $1.42M | 0.24% | −40,000−12.8% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 276,120 | $1.45M | 0.53% | −1,387−0.5% | Reduced |
| Stifel Financial Corp | 336,019 | $1.76M | 0.00% | −11,596−3.3% | Reduced |
| Wolverine Asset Management LLC | 360,150 | $1.89M | 0.02% | +35,138+10.8% | Added |
| Relative Value Partners Group, LLC | 411,104 | $2.15M | 0.15% | +411,104 | New |
| Ameriprise Financial Inc | 448,830 | $2.35M | 0.00% | +4,460+1.0% | Added |
| Pathstone Family Office, LLC | 462,888 | $2.43M | 0.06% | +4,293+0.9% | Added |
| Quantedge Capital Pte Ltd | 521,513 | $2.73M | 1.16% | −55,503−9.6% | Reduced |
| Cornerstone Advisors, LLC | 570,661 | $2.99M | 0.16% | +180,950+46.4% | Added |
| Rivernorth Capital Management, LLC | 862,369 | $4.42M | 0.18% | +191,839+28.6% | Added |
| Advisors Asset Management, Inc. | 1,496,173 | $7.84M | 0.11% | +331,369+28.4% | Added |
| Private Management Group Inc | 3,474,023 | $18.2M | 0.73% | +20,412+0.6% | Added |
| Morgan Stanley | 6,098,358 | $32.0M | 0.00% | +996,186+19.5% | Added |
| City of London Investment Management Co Ltd | 7,154,156 | $37.4M | 2.11% | +950,400+15.3% | Added |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −14,703−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Tower View Investment Management & Research LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| NEXT Financial Group, Inc | 0 | $0 | 0.00% | −2,547−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −629−100.0% | Sold out |
| Eukles Asset Management | 0 | $0 | 0.00% | −416−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |