Neuberger Energy Infrastructure & Income Fund Inc.
NML- Exchange
- NYSE
- SEC CIK
- 0001562051
No open-market purchases or sales by Neuberger Energy Infrastructure & Income Fund Inc. insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $211.0M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Neuberger Energy Infrastructure & Income Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- 0 vs. Q2 2021
- Shares held
- 23.6M
- +961.3K (+4.3%) vs. Q2 2021
- Total value
- $116.3M
- +$3.40M (+3.0%) vs. Q2 2021
- New holders
- 6
- 19 more added
- Sold out
- 6
- 26 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NML on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $211.0M |
| Q1 2026 | 88 | $215.2M |
| Q4 2025 | 85 | $166.9M |
| Q3 2025 | 83 | $160.3M |
| Q2 2025 | 83 | $177.8M |
| Q1 2025 | 84 | $178.4M |
| Q4 2024 | 81 | $181.0M |
| Q3 2024 | 76 | $184.1M |
| Q2 2024 | 75 | $190.5M |
| Q1 2024 | 73 | $195.6M |
| Q4 2023 | 65 | $197.7M |
| Q3 2023 | 71 | $195.7M |
| Q2 2023 | 68 | $204.4M |
| Q1 2023 | 64 | $201.8M |
| Q4 2022 | 72 | $204.8M |
| Q3 2022 | 62 | $187.5M |
| Q2 2022 | 71 | $173.2M |
| Q1 2022 | 70 | $163.4M |
| Q4 2021 | 70 | $132.9M |
| Q3 2021 | 69 | $116.3M |
| Q2 2021 | 70 | $113.0M |
| Q1 2021 | 73 | $91.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Neuberger Energy Infrastructure & Income Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 95 | $0 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Atlas Private Wealth Advisors | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 390 | $2.00K | 0.00% | 00.0% | Unchanged |
| Eukles Asset Management | 416 | $2.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 600 | $3.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 629 | $3.00K | 0.00% | +6+1.0% | Added |
| Steward Partners Investment Advisory, LLC | 1,025 | $5.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,000 | $10.0K | 0.00% | −3,000−60.0% | Reduced |
| NEXT Financial Group, Inc | 2,547 | $13.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 3,000 | $15.0K | 0.00% | −4,800−61.5% | Reduced |
| Tower View Investment Management & Research LLC | 3,000 | $15.0K | 0.01% | +3,000 | New |
| FNY Investment Advisers, LLC | 7,500 | $36.0K | 0.02% | −12,500−62.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 8,766 | $43.0K | 0.00% | +8,713+16,439.6% | Added |
| Veritable, L.P. | 10,000 | $49.0K | 0.00% | 00.0% | Unchanged |
| Toroso Investments, LLC | 10,000 | $49.0K | 0.00% | 00.0% | Unchanged |
| Calamos Advisors LLC | 10,852 | $54.0K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 11,560 | $57.0K | 0.00% | +1,200+11.6% | Added |
| Successful Portfolios LLC | 12,700 | $63.0K | 0.04% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 13,250 | $65.0K | 0.01% | +24+0.2% | Added |
| Summit Trail Advisors, LLC | 14,471 | $71.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 14,540 | $72.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 14,703 | $73.0K | 0.00% | +140+1.0% | Added |
| Commonwealth Equity Services, LLC | 17,125 | $84.0K | 0.00% | +73+0.4% | Added |
| Eagle Bay Advisors LLC | 17,200 | $84.0K | 0.05% | +9,412+120.9% | Added |
| U.S. Capital Wealth Advisors, LLC | 18,287 | $90.0K | 0.00% | +18,287 | New |
| Private Advisor Group, LLC | 19,871 | $98.0K | 0.00% | −3,730−15.8% | Reduced |
| Aveo Capital Partners, LLC | 20,030 | $99.0K | 0.02% | −9,800−32.9% | Reduced |
| Aristides Capital LLC | 20,456 | $101.0K | 0.08% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 21,400 | $105.0K | 0.03% | 00.0% | Unchanged |
| LPL Financial LLC | 23,122 | $114.0K | 0.00% | −1,572−6.4% | Reduced |
| SkyView Investment Advisors, LLC | 23,242 | $115.0K | 0.03% | +23,242 | New |
| Royal Bank of Canada | 24,326 | $120.0K | 0.00% | −2,000−7.6% | Reduced |
| Transcend Wealth Collective, LLC | 25,000 | $138.0K | 0.01% | +25,000 | New |
| Optimum Investment Advisors | 28,500 | $141.0K | 0.06% | +19,500+216.7% | Added |
| Antonetti Capital Management LLC | 35,925 | $177.0K | 0.14% | +35,925 | New |
| Invesco Ltd. | 44,346 | $219.0K | 0.00% | −1,168−2.6% | Reduced |
| Bank of America Corp | 51,522 | $254.0K | 0.00% | −2,189−4.1% | Reduced |
| Raymond James & Associates | 58,743 | $290.0K | 0.00% | −3,604−5.8% | Reduced |
| Arlington Capital Management, Inc. | 88,417 | $436.0K | 0.82% | −8,589−8.9% | Reduced |
| Advisor Group Holdings, Inc. | 93,880 | $463.0K | 0.00% | +4,358+4.9% | Added |
| Envestnet Asset Management Inc | 95,157 | $469.0K | 0.00% | −14,633−13.3% | Reduced |
| Guggenheim Capital LLC | 107,260 | $529.0K | 0.00% | −60,634−36.1% | Reduced |
| Bordeaux Wealth Advisors LLC | 107,292 | $529.0K | 0.30% | 00.0% | Unchanged |
| 6 Meridian | 122,940 | $606.0K | 0.05% | −34,669−22.0% | Reduced |
| Kayne Anderson Capital Advisors LP | 124,775 | $615.0K | 0.02% | 00.0% | Unchanged |
| Shepherd Kaplan Krochuk, LLC | 135,640 | $669.0K | 0.25% | +4,650+3.5% | Added |
| Staley Capital Advisers Inc | 136,300 | $672.0K | 0.04% | −20,000−12.8% | Reduced |
| Truist Financial Corp | 137,261 | $677.0K | 0.00% | −18,185−11.7% | Reduced |
| UBS Group AG | 138,191 | $682.0K | 0.00% | −10,246−6.9% | Reduced |
| Wells Fargo & Company | 169,131 | $833.0K | 0.00% | −407−0.2% | Reduced |
| First Republic Investment Management, Inc. | 180,933 | $892.0K | 0.00% | +47,065+35.2% | Added |
| Green Square Capital Advisors LLC | 210,963 | $1.04M | 0.24% | −8,996−4.1% | Reduced |
| OTA Financial Group L.P. | 223,196 | $1.10M | 1.33% | −24,114−9.8% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 277,507 | $1.37M | 0.60% | +210.0% | Added |
| Ionic Capital Management LLC | 311,769 | $1.54M | 0.23% | +10,300+3.4% | Added |
| Wolverine Asset Management LLC | 325,012 | $1.60M | 0.02% | −79,256−19.6% | Reduced |
| Stifel Financial Corp | 347,615 | $1.71M | 0.00% | −9,223−2.6% | Reduced |
| Cornerstone Advisors, LLC | 389,711 | $1.92M | 0.11% | −1,900−0.5% | Reduced |
| Ameriprise Financial Inc | 444,370 | $2.19M | 0.00% | −5,493−1.2% | Reduced |
| Pathstone Family Office, LLC | 458,595 | $2.26M | 0.07% | +4,598+1.0% | Added |
| Quantedge Capital Pte Ltd | 577,016 | $2.85M | 1.38% | +41,224+7.7% | Added |
| Rivernorth Capital Management, LLC | 670,530 | $3.35M | 0.18% | +95,350+16.6% | Added |
| Advisors Asset Management, Inc. | 1,164,804 | $5.74M | 0.09% | +187,066+19.1% | Added |
| Matisse Capital | 1,166,605 | $5.75M | 2.12% | −56,980−4.7% | Reduced |
| Private Management Group Inc | 3,453,611 | $17.0M | 0.71% | −4,051−0.1% | Reduced |
| Morgan Stanley | 5,102,172 | $25.2M | 0.00% | +578,821+12.8% | Added |
| City of London Investment Management Co Ltd | 6,203,756 | $30.7M | 1.84% | +423,449+7.3% | Added |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −121,278−100.0% | Sold out |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −43,825−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −11,712−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Crescent Capital Consulting, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |