Neuberger Energy Infrastructure & Income Fund Inc.
NML- Exchange
- NYSE
- SEC CIK
- 0001562051
No open-market purchases or sales by Neuberger Energy Infrastructure & Income Fund Inc. insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $211.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Neuberger Energy Infrastructure & Income Fund Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −4 vs. Q3 2023
- Shares held
- 28.7M
- +344.6K (+1.2%) vs. Q3 2023
- Total value
- $197.7M
- +$2.36M (+1.2%) vs. Q3 2023
- New holders
- 4
- 22 more added
- Sold out
- 8
- 17 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NML on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $211.0M |
| Q1 2026 | 88 | $215.2M |
| Q4 2025 | 85 | $166.9M |
| Q3 2025 | 83 | $160.3M |
| Q2 2025 | 83 | $177.8M |
| Q1 2025 | 84 | $178.4M |
| Q4 2024 | 81 | $181.0M |
| Q3 2024 | 76 | $184.1M |
| Q2 2024 | 75 | $190.5M |
| Q1 2024 | 73 | $195.6M |
| Q4 2023 | 65 | $197.7M |
| Q3 2023 | 71 | $195.7M |
| Q2 2023 | 68 | $204.4M |
| Q1 2023 | 64 | $201.8M |
| Q4 2022 | 72 | $204.8M |
| Q3 2022 | 62 | $187.5M |
| Q2 2022 | 71 | $173.2M |
| Q1 2022 | 70 | $163.4M |
| Q4 2021 | 70 | $132.9M |
| Q3 2021 | 69 | $116.3M |
| Q2 2021 | 70 | $113.0M |
| Q1 2021 | 73 | $91.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Neuberger Energy Infrastructure & Income Fund Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 49 | $337 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 151 | $1.04K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 390 | $2.68K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 400 | $2.75K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 500 | $3.44K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 800 | $6.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,526 | $10.5K | 0.00% | +39+2.6% | Added |
| Citigroup Inc | 3,000 | $20.6K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,025 | $27.7K | 0.00% | −1,600−28.4% | Reduced |
| Spire Wealth Management | 4,870 | $31.1K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 4,900 | $33.7K | 0.02% | 00.0% | Unchanged |
| Monetary Management Group Inc | 7,000 | $48.2K | 0.02% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 8,944 | $61.5K | 0.01% | +8,944 | New |
| Sea Otter Advisors LLC | 10,000 | $68.8K | 0.07% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,739 | $73.9K | 0.00% | −2,981−21.7% | Reduced |
| Comerica Bank | 10,987 | $75.6K | 0.00% | 00.0% | Unchanged |
| Green Square Capital Advisors LLC | 11,325 | $77.9K | 0.01% | 00.0% | Unchanged |
| Astoria Portfolio Advisors LLC. | 12,664 | $82.6K | 0.03% | +1,730+15.8% | Added |
| Northwestern Mutual Wealth Management Co | 12,623 | $86.8K | 0.00% | +118+0.9% | Added |
| BFSG, LLC | 12,750 | $87.7K | 0.01% | −320−2.4% | Reduced |
| Gladstone Institutional Advisory LLC | 13,646 | $93.9K | 0.01% | +71+0.5% | Added |
| GWM Advisors LLC | 14,730 | $95.3K | 0.00% | −2,681−15.4% | Reduced |
| Commonwealth Equity Services, LLC | 17,461 | $120.0K | 0.00% | +203+1.2% | Added |
| JPMorgan Chase & Co | 18,541 | $127.6K | 0.00% | +18,541 | New |
| Cohen & Steers, Inc. | 19,450 | $134.0K | 0.00% | −125,000−86.5% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 20,387 | $140.3K | 0.01% | +1,100+5.7% | Added |
| Aristides Capital LLC | 20,456 | $140.7K | 0.07% | 00.0% | Unchanged |
| Clough Capital Partners L P | 21,110 | $145.2K | 0.02% | 00.0% | Unchanged |
| Quarry LP | 21,110 | $145.2K | 0.07% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 21,262 | $146.3K | 0.00% | +444+2.1% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 21,400 | $147.2K | 0.04% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 22,080 | $151.9K | 0.02% | −6,000−21.4% | Reduced |
| CI Private Wealth, LLC | 25,000 | $172.0K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Advisors, LLC | 26,000 | $178.9K | 0.01% | +4,000+18.2% | Added |
| IFG Advisory, LLC | 26,726 | $183.9K | 0.01% | −7,402−21.7% | Reduced |
| Royal Bank of Canada | 38,027 | $262.0K | 0.00% | +36+0.1% | Added |
| Truist Financial Corp | 38,939 | $267.9K | 0.00% | −705−1.8% | Reduced |
| Landscape Capital Management, L.L.C. | 41,976 | $288.8K | 0.03% | +41,976 | New |
| Rockefeller Capital Management L.P. | 45,106 | $310.3K | 0.00% | +10,449+30.1% | Added |
| HighTower Advisors, LLC | 48,057 | $330.0K | 0.00% | −31−0.1% | Reduced |
| Logan Stone Capital, LLC | 57,632 | $396.5K | 0.08% | −61,578−51.7% | Reduced |
| Quantedge Capital Pte Ltd | 65,061 | $447.6K | 0.22% | +3,100+5.0% | Added |
| Knollwood Investment Advisory, LLC | 77,116 | $530.6K | 0.11% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 78,739 | $541.7K | 0.05% | +5,056+6.9% | Added |
| Advisor Group Holdings, Inc. | 97,779 | $672.8K | 0.00% | −82,058−45.6% | Reduced |
| Raymond James & Associates | 103,914 | $714.9K | 0.00% | +16,564+19.0% | Added |
| Staley Capital Advisers Inc | 115,000 | $791.2K | 0.04% | 00.0% | Unchanged |
| Michelson Medical Research Foundation, Inc. | 115,872 | $797.2K | 0.53% | 00.0% | Unchanged |
| Optimum Investment Advisors | 139,250 | $958.0K | 0.48% | +4,100+3.0% | Added |
| Oppenheimer & Co Inc | 214,341 | $1.47M | 0.03% | +15,412+7.7% | Added |
| LPL Financial LLC | 261,160 | $1.80M | 0.00% | +11,976+4.8% | Added |
| Matisse Capital | 295,359 | $2.03M | 1.08% | +295,359 | New |
| Stifel Financial Corp | 320,597 | $2.21M | 0.00% | −11,198−3.4% | Reduced |
| Wells Fargo & Company | 340,401 | $2.34M | 0.00% | −914−0.3% | Reduced |
| Relative Value Partners Group, LLC | 356,509 | $2.45M | 0.15% | −1,977−0.6% | Reduced |
| Ameriprise Financial Inc | 400,940 | $2.76M | 0.00% | +47,176+13.3% | Added |
| UBS Group AG | 401,384 | $2.76M | 0.00% | +254,954+174.1% | Added |
| Kayne Anderson Capital Advisors LP | 402,347 | $2.77M | 0.09% | +146,900+57.5% | Added |
| D. E. Shaw & Co., Inc. | 1,138,151 | $7.83M | 0.01% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 1,274,618 | $8.77M | 0.18% | +214,201+20.2% | Added |
| Bank of America Corp | 1,409,412 | $9.70M | 0.00% | +160,386+12.8% | Added |
| Private Management Group Inc | 1,621,174 | $11.2M | 0.43% | −13,434−0.8% | Reduced |
| Saba Capital Management, L.P. | 4,813,029 | $33.1M | 0.81% | −650,452−11.9% | Reduced |
| Morgan Stanley | 6,336,608 | $43.6M | 0.00% | −7,241−0.1% | Reduced |
| City of London Investment Management Co Ltd | 7,657,213 | $52.7M | 4.30% | +250,044+3.4% | Added |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −156,104−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −18,589−100.0% | Sold out |
| Baker Ellis Asset Management LLC | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −2,400−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −959−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Antonetti Capital Management LLC | – | – | – | – | Not filed |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |