New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q3 2023
Institutional positions in New Mountain Finance Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- +8 vs. Q2 2023
- Shares held
- 32.7M
- +49.8K (+0.2%) vs. Q2 2023
- Total value
- $423.2M
- +$16.9M (+4.2%) vs. Q2 2023
- New holders
- 22
- 52 more added
- Sold out
- 14
- 46 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Key Client Fiduciary Advisors, LLC | 58,150 | $753.0K | 0.46% | +12,161+26.4% | Added |
| Citadel Advisors LLC | 61,478 | $796.1K | 0.00% | −96,783−61.2% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 66,559 | $861.9K | 0.45% | +66,559 | New |
| SEI Investments Co | 66,871 | $866.0K | 0.00% | +22,575+51.0% | Added |
| Guild Investment Management, Inc. | 72,285 | $936.1K | 1.57% | −1,070−1.5% | Reduced |
| Valeo Financial Advisors, LLC | 73,250 | $948.6K | 0.04% | 00.0% | Unchanged |
| Trexquant Investment LP | 74,511 | $964.9K | 0.02% | +30,881+70.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 75,448 | $977.0K | 0.00% | +7,066+10.3% | Added |
| Wedbush Securities Inc | 76,459 | $990.0K | 0.05% | −11,379−13.0% | Reduced |
| Merit Financial Group, LLC | 78,616 | $1.02M | 0.03% | +78,616 | New |
| Sigma Planning Corp | 81,469 | $1.06M | 0.04% | −2,766−3.3% | Reduced |
| Cynosure Management, LLC | 85,441 | $1.11M | 0.34% | +1,391+1.7% | Added |
| Great West Life Assurance Co | 87,517 | $1.13M | 0.00% | +942+1.1% | Added |
| Ares Management LLC | 93,088 | $1.21M | 0.03% | 00.0% | Unchanged |
| Macquarie Group Ltd | 95,300 | $1.23M | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 98,400 | $1.27M | 0.01% | −31,900−24.5% | Reduced |
| Tranquility Partners, LLC | 99,767 | $1.29M | 0.55% | +2,305+2.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 105,069 | $1.36M | 0.01% | +1,455+1.4% | Added |
| Bramshill Investments, LLC | 111,399 | $1.44M | 0.17% | −13,930−11.1% | Reduced |
| GraniteShares Advisors LLC | 119,515 | $1.55M | 1.44% | +4,585+4.0% | Added |
| Alberta Investment Management Corp | 121,800 | $1.58M | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 132,618 | $1.72M | 0.00% | −9,063−6.4% | Reduced |
| Commonwealth Equity Services, LLC | 132,854 | $1.72M | 0.00% | +10,504+8.6% | Added |
| Epoch Investment Partners, Inc. | 136,466 | $1.77M | 0.01% | +24,281+21.6% | Added |
| McKinley Capital Management LLC /Delaware | 140,626 | $1.82M | 0.26% | −8,045−5.4% | Reduced |
| Janney Montgomery Scott LLC | 142,083 | $1.84M | 0.01% | −370−0.3% | Reduced |
| Royal Bank of Canada | 154,974 | $2.01M | 0.00% | −335−0.2% | Reduced |
| Tudor Investment Corp Et Al | 157,816 | $2.04M | 0.03% | +157,816 | New |
| Hennion & Walsh Asset Management, Inc. | 158,442 | $2.05M | 0.13% | −77,919−33.0% | Reduced |
| Captrust Financial Advisors | 187,847 | $2.43M | 0.01% | −1,179−0.6% | Reduced |
| Rockingstone Advisors LLC | 189,285 | $2.45M | 1.35% | −2,490−1.3% | Reduced |
| Ameriprise Financial Inc | 189,530 | $2.46M | 0.00% | +24,544+14.9% | Added |
| Goldman Sachs Group Inc | 219,565 | $2.84M | 0.00% | +142,868+186.3% | Added |
| Condor Capital Management | 227,952 | $2.95M | 0.36% | +25,899+12.8% | Added |
| Neuberger Berman Group LLC | 242,572 | $3.14M | 0.00% | +4,705+2.0% | Added |
| Wells Fargo & Company | 251,148 | $3.25M | 0.00% | +6,509+2.7% | Added |
| BlackRock Inc. | 318,001 | $4.12M | 0.00% | −128,591−28.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 322,821 | $4.18M | 0.00% | −20,137−5.9% | Reduced |
| UBS Group AG | 330,285 | $4.28M | 0.00% | −41,718−11.2% | Reduced |
| Muzinich & Co., Inc. | 335,460 | $4.34M | 3.81% | −23,597−6.6% | Reduced |
| Acadian Asset Management LLC | 344,782 | $4.46M | 0.02% | +344,782 | New |
| Advisors Asset Management, Inc. | 355,491 | $4.60M | 0.10% | +25,908+7.9% | Added |
| Advisor Group Holdings, Inc. | 359,870 | $4.66M | 0.01% | +6,721+1.9% | Added |
| Confluence Investment Management LLC | 375,382 | $4.86M | 0.08% | +3,154+0.8% | Added |
| Lindbrook Capital, LLC | 393,175 | $5.09M | 0.57% | +16,750+4.4% | Added |
| Two Sigma Advisers, LP | 461,900 | $5.98M | 0.02% | +56,000+13.8% | Added |
| Bank of America Corp | 488,911 | $6.33M | 0.00% | +47,414+10.7% | Added |
| Two Sigma Investments, LP | 525,585 | $6.81M | 0.02% | +93,599+21.7% | Added |
| Brandywine Global Investment Management, LLC | 545,163 | $7.06M | 0.06% | −6,393−1.2% | Reduced |
| Legal & General Group Plc | 728,982 | $9.44M | 0.00% | −10,181−1.4% | Reduced |
| Cliffwater LLC | 845,982 | $11.0M | 3.59% | +16,847+2.0% | Added |
| Millennium Management LLC | 867,555 | $11.2M | 0.01% | +167,954+24.0% | Added |
| Palisade Capital Management LLC | 998,754 | $12.9M | 0.36% | −26,690−2.6% | Reduced |
| JPMorgan Chase & Co | 1,158,964 | $15.0M | 0.00% | −23,824−2.0% | Reduced |
| Dimension Capital Management LLC | 1,210,723 | $15.7M | 3.66% | +18,871+1.6% | Added |
| Van Eck Associates Corp | 1,405,785 | $18.2M | 0.04% | +85,873+6.5% | Added |
| Morgan Stanley | 2,170,606 | $28.1M | 0.00% | +263,886+13.8% | Added |
| LSV Asset Management | 2,625,003 | $34.0M | 0.08% | −48,265−1.8% | Reduced |
| HighTower Advisors, LLC | 2,828,491 | $36.6M | 0.07% | +93,195+3.4% | Added |
| Allspring Global Investments Holdings, LLC | 3,074,990 | $39.8M | 0.07% | +1,666+0.1% | Added |
| Cerity Partners LLC | 3,483,221 | $45.1M | 0.22% | −267,840−7.1% | Reduced |
| Advisors Capital Management, LLC | 0 | $0 | 0.00% | −360,140−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −268,751−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −221,458−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −39,635−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −39,350−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −21,598−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −20,840−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −11,801−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −10,072−100.0% | Sold out |
| Bourgeon Capital Management LLC | 0 | $0 | 0.00% | −3,392−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,785−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,031−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −779−100.0% | Sold out |