NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in NeuBase Therapeutics, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +1 vs. Q4 2022
- Shares held
- 9.28M
- −862.9K (−8.5%) vs. Q4 2022
- Total value
- $1.72M
- −$226.3K (−11.6%) vs. Q4 2022
- New holders
- 4
- 5 more added
- Sold out
- 3
- 7 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenlight Capital Inc | 2,727,027 | $504.5K | 0.03% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 1,250,000 | $231.3K | 0.00% | 00.0% | Unchanged |
| Decheng Capital Management III (Cayman), LLC | 1,000,000 | $185.0K | 0.07% | 00.0% | Unchanged |
| Carnegie Mellon University | 939,412 | $173.8K | 0.12% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 634,618 | $117.4K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 509,678 | $94.3K | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 376,758 | $69.7K | 0.00% | −568,916−60.2% | Reduced |
| Jacob Asset Management of New York LLC | 313,100 | $57.9K | 0.07% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 311,000 | $57.5K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 233,973 | $43.3K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 172,628 | $32.0K | 0.00% | −112,593−39.5% | Reduced |
| Perkins Capital Management Inc | 132,500 | $25.0K | 0.02% | +33,500+33.8% | Added |
| CM Management, LLC | 120,000 | $22.0K | 0.03% | −230,000−65.7% | Reduced |
| Waldron Private Wealth LLC | 79,620 | $14.7K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 76,372 | $14.1K | 0.00% | +2,003+2.7% | Added |
| State Street Corp | 68,687 | $12.7K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 54,926 | $10.2K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 53,952 | $9.98K | 0.00% | +37,885+235.8% | Added |
| Virtu Financial LLC | 40,619 | $8.00K | 0.00% | +40,619 | New |
| Davenport & Co LLC | 30,000 | $5.55K | 0.00% | −10,500−25.9% | Reduced |
| Charles Schwab Investment Management Inc | 29,716 | $5.50K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 23,161 | $4.29K | 0.00% | +5,484+31.0% | Added |
| Susquehanna International Group, LLP | 19,264 | $3.56K | 0.00% | −18,627−49.2% | Reduced |
| Mariner, LLC | 15,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 17,777 | $3.00K | 0.00% | +10+0.1% | Added |
| First Manhattan Co | 14,124 | $2.61K | 0.00% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 14,000 | $2.59K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 10,336 | $1.91K | 0.00% | +10,336 | New |
| UBS Group AG | 3,723 | $689 | 0.00% | +3,723 | New |
| Wells Fargo & Company | 1,237 | $229 | 0.00% | −3,992−76.3% | Reduced |
| Advisor Group Holdings, Inc. | 450 | $83 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 427 | $79 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 250 | $46 | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 150 | $28 | 0.00% | −37−19.8% | Reduced |
| Ritter Daniher Financial Advisory LLC | 2 | $1 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,725 | $0 | 0.00% | +1,725 | New |
| Ergoteles LLC | 0 | $0 | 0.00% | −37,899−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −15,581−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −30−100.0% | Sold out |