NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in NeuBase Therapeutics, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +1 vs. Q4 2022
- Shares held
- 9.28M
- −862.9K (−8.5%) vs. Q4 2022
- Total value
- $1.72M
- −$226.3K (−11.6%) vs. Q4 2022
- New holders
- 4
- 5 more added
- Sold out
- 3
- 7 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 1,725 | $0 | 0.00% | +1,725 | New |
| Ritter Daniher Financial Advisory LLC | 2 | $1 | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 150 | $28 | 0.00% | −37−19.8% | Reduced |
| Newbridge Financial Services Group, Inc. | 250 | $46 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 427 | $79 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 450 | $83 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,237 | $229 | 0.00% | −3,992−76.3% | Reduced |
| UBS Group AG | 3,723 | $689 | 0.00% | +3,723 | New |
| Jane Street Group, LLC | 10,336 | $1.91K | 0.00% | +10,336 | New |
| Wealthsource Partners, LLC | 14,000 | $2.59K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 14,124 | $2.61K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 15,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 17,777 | $3.00K | 0.00% | +10+0.1% | Added |
| Susquehanna International Group, LLP | 19,264 | $3.56K | 0.00% | −18,627−49.2% | Reduced |
| Two Sigma Securities, LLC | 23,161 | $4.29K | 0.00% | +5,484+31.0% | Added |
| Charles Schwab Investment Management Inc | 29,716 | $5.50K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 30,000 | $5.55K | 0.00% | −10,500−25.9% | Reduced |
| Virtu Financial LLC | 40,619 | $8.00K | 0.00% | +40,619 | New |
| Bank of America Corp | 53,952 | $9.98K | 0.00% | +37,885+235.8% | Added |
| Northern Trust Corp | 54,926 | $10.2K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 68,687 | $12.7K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 76,372 | $14.1K | 0.00% | +2,003+2.7% | Added |
| Waldron Private Wealth LLC | 79,620 | $14.7K | 0.00% | 00.0% | Unchanged |
| CM Management, LLC | 120,000 | $22.0K | 0.03% | −230,000−65.7% | Reduced |
| Perkins Capital Management Inc | 132,500 | $25.0K | 0.02% | +33,500+33.8% | Added |
| Renaissance Technologies LLC | 172,628 | $32.0K | 0.00% | −112,593−39.5% | Reduced |
| Geode Capital Management, LLC | 233,973 | $43.3K | 0.00% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 311,000 | $57.5K | 0.00% | 00.0% | Unchanged |
| Jacob Asset Management of New York LLC | 313,100 | $57.9K | 0.07% | 00.0% | Unchanged |
| Vanguard Group Inc | 376,758 | $69.7K | 0.00% | −568,916−60.2% | Reduced |
| Kestra Advisory Services, LLC | 509,678 | $94.3K | 0.00% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 634,618 | $117.4K | 0.00% | 00.0% | Unchanged |
| Carnegie Mellon University | 939,412 | $173.8K | 0.12% | 00.0% | Unchanged |
| Decheng Capital Management III (Cayman), LLC | 1,000,000 | $185.0K | 0.07% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 1,250,000 | $231.3K | 0.00% | 00.0% | Unchanged |
| Greenlight Capital Inc | 2,727,027 | $504.5K | 0.03% | 00.0% | Unchanged |
| Ergoteles LLC | 0 | $0 | 0.00% | −37,899−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −15,581−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −30−100.0% | Sold out |