NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in NeuBase Therapeutics, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- +2 vs. Q1 2021
- Shares held
- 10.8M
- +2.72M (+33.8%) vs. Q1 2021
- Total value
- $51.5M
- −$7.87M (−13.2%) vs. Q1 2021
- New holders
- 15
- 17 more added
- Sold out
- 13
- 18 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenlight Capital Inc | 2,727,027 | $13.1M | 0.82% | +700,000+34.5% | Added |
| Vanguard Group Inc | 1,297,848 | $6.22M | 0.00% | +339,017+35.4% | Added |
| Point72 Asset Management, L.P. | 1,250,000 | $5.99M | 0.03% | +1,250,000 | New |
| Sio Capital Management, LLC | 868,699 | $4.16M | 1.13% | +475,000+120.7% | Added |
| Polar Asset Management Partners Inc. | 634,618 | $3.04M | 0.04% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 424,851 | $2.04M | 0.00% | +228,973+116.9% | Added |
| Gsa Capital Partners LLP | 346,151 | $1.66M | 0.19% | +284,988+465.9% | Added |
| Jacob Asset Management of New York LLC | 345,500 | $1.66M | 0.55% | +110,000+46.7% | Added |
| Prelude Capital Management, LLC | 311,000 | $1.49M | 0.08% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 233,856 | $1.12M | 0.00% | −81,669−25.9% | Reduced |
| Two Sigma Advisers, LP | 204,190 | $978.0K | 0.00% | +129,800+174.5% | Added |
| Two Sigma Investments, LP | 184,931 | $886.0K | 0.00% | +92,607+100.3% | Added |
| Millennium Management LLC | 174,020 | $834.0K | 0.00% | +127,767+276.2% | Added |
| Frontier Wealth Management LLC | 145,000 | $695.0K | 0.05% | 00.0% | Unchanged |
| Marshall Wace, LLP | 136,421 | $653.0K | 0.00% | +136,421 | New |
| Morgan Stanley | 119,678 | $574.0K | 0.00% | +95,447+393.9% | Added |
| Goldman Sachs Group Inc | 109,685 | $525.0K | 0.00% | +5,450+5.2% | Added |
| Deutsche Bank AG | 100,000 | $479.0K | 0.00% | +88,300+754.7% | Added |
| Bank of New York Mellon Corp | 87,210 | $418.0K | 0.00% | −35,691−29.0% | Reduced |
| BlackRock Inc. | 86,954 | $416.0K | 0.00% | −842,446−90.6% | Reduced |
| Royal Bank of Canada | 85,955 | $412.0K | 0.00% | +74,711+664.5% | Added |
| Granite Point Capital Management, L.P. | 81,209 | $389.0K | 0.12% | +81,209 | New |
| Ergoteles LLC | 76,652 | $367.0K | 0.01% | +76,652 | New |
| First Trust Advisors LP | 73,098 | $350.0K | 0.00% | +19,441+36.2% | Added |
| Tibra Equities Europe Ltd | 66,400 | $318.0K | 0.10% | +66,400 | New |
| D. E. Shaw & Co., Inc. | 57,974 | $278.0K | 0.00% | −38,265−39.8% | Reduced |
| Davenport & Co LLC | 57,000 | $273.0K | 0.00% | −2,500−4.2% | Reduced |
| Northern Trust Corp | 54,926 | $263.0K | 0.00% | −127,360−69.9% | Reduced |
| JPMorgan Chase & Co | 48,311 | $231.0K | 0.00% | −2,911−5.7% | Reduced |
| Susquehanna International Group, LLP | 39,942 | $191.0K | 0.00% | −26,777−40.1% | Reduced |
| HRT Financial LP | 36,993 | $177.0K | 0.00% | +36,993 | New |
| Bank of America Corp | 31,312 | $150.0K | 0.00% | +1,118+3.7% | Added |
| Stonepine Capital Management, LLC | 31,070 | $149.0K | 0.08% | +31,070 | New |
| Tocqueville Asset Management L.P. | 28,800 | $138.0K | 0.00% | −17,750−38.1% | Reduced |
| Citadel Advisors LLC | 27,677 | $133.0K | 0.00% | +13,959+101.8% | Added |
| State Street Corp | 23,813 | $114.0K | 0.00% | −234,313−90.8% | Reduced |
| Opal Wealth Advisors, LLC | 20,000 | $96.0K | 0.09% | 00.0% | Unchanged |
| Waldron Private Wealth LLC | 20,088 | $96.0K | 0.01% | +20,088 | New |
| Trexquant Investment LP | 19,230 | $92.0K | 0.01% | +19,230 | New |
| Walleye Capital LLC | 17,212 | $82.0K | 0.00% | +17,212 | New |
| Charles Schwab Investment Management Inc | 15,720 | $76.0K | 0.00% | −25,438−61.8% | Reduced |
| Perkins Capital Management Inc | 14,800 | $71.0K | 0.04% | +14,800 | New |
| Oppenheimer & Co Inc | 12,750 | $61.0K | 0.00% | +2,000+18.6% | Added |
| Cubist Systematic Strategies, LLC | 6,832 | $33.0K | 0.00% | +6,832 | New |
| Tower Research Capital LLC (TRC) | 5,306 | $25.0K | 0.00% | −3,618−40.5% | Reduced |
| Simplex Trading, LLC | 4,893 | $23.0K | 0.00% | −11,457−70.1% | Reduced |
| Clean Yield Group | 3,100 | $15.0K | 0.01% | +3,100 | New |
| Optiver Holding B.V. | 3,210 | $15.0K | 0.00% | +3,210 | New |
| Eaton Vance Management | 750 | $4.00K | 0.00% | −750−50.0% | Reduced |
| Advisor Group Holdings, Inc. | 450 | $2.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 427 | $2.00K | 0.00% | +427 | New |
| New York State Common Retirement Fund | 128 | $1.00K | 0.00% | −9,072−98.6% | Reduced |
| Wells Fargo & Company | 194 | $1.00K | 0.00% | −6,080−96.9% | Reduced |
| UBS Group AG | 115 | $1.00K | 0.00% | −2,814−96.1% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1 | $0 | 0.00% | −1,111−99.9% | Reduced |
| Ancora Advisors, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Ritter Daniher Financial Advisory, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Glenview Capital Management, LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −93,911−100.0% | Sold out |
| MYDA Advisors LLC | 0 | $0 | 0.00% | −45,000−100.0% | Sold out |
| Sphera Funds Management Ltd. | 0 | $0 | 0.00% | −31,900−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −25,319−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −21,652−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −16,175−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −10,202−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −9,786−100.0% | Sold out |
| Heritage Wealth Advisors | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −1,979−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −1,525−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −458−100.0% | Sold out |