NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in NeuBase Therapeutics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −2 vs. Q3 2021
- Shares held
- 11.2M
- +1.11M (+11.0%) vs. Q3 2021
- Total value
- $31.6M
- −$4.99M (−13.6%) vs. Q3 2021
- New holders
- 6
- 10 more added
- Sold out
- 8
- 11 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenlight Capital Inc | 2,727,027 | $7.66M | 0.47% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,364,634 | $3.83M | 0.00% | −1,696−0.1% | Reduced |
| Point72 Asset Management, L.P. | 1,250,000 | $3.51M | 0.02% | 00.0% | Unchanged |
| AIGH Capital Management LLC | 1,000,285 | $2.81M | 0.88% | +1,000,285 | New |
| Carnegie Mellon University | 939,412 | $2.64M | 1.06% | +939,412 | New |
| Sio Capital Management, LLC | 906,445 | $2.55M | 0.78% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 634,618 | $1.78M | 0.02% | 00.0% | Unchanged |
| Jacob Asset Management of New York LLC | 426,424 | $1.20M | 0.53% | +18,924+4.6% | Added |
| Prelude Capital Management, LLC | 311,000 | $874.0K | 0.04% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 243,984 | $685.0K | 0.00% | +4,165+1.7% | Added |
| Worth Venture Partners, LLC | 229,253 | $644.0K | 0.32% | +229,253 | New |
| CM Management, LLC | 150,000 | $422.0K | 0.32% | +75,000+100.0% | Added |
| Renaissance Technologies LLC | 122,386 | $344.0K | 0.00% | −268,807−68.7% | Reduced |
| Deutsche Bank AG | 100,000 | $281.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 87,210 | $245.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 82,391 | $232.0K | 0.00% | −22,405−21.4% | Reduced |
| BlackRock Inc. | 78,512 | $220.0K | 0.00% | −3,204−3.9% | Reduced |
| Royal Bank of Canada | 69,682 | $196.0K | 0.00% | +37,097+113.8% | Added |
| State Street Corp | 58,013 | $163.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 54,926 | $154.0K | 0.00% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 53,500 | $150.0K | 0.00% | −20,500−27.7% | Reduced |
| Davenport & Co LLC | 48,500 | $136.0K | 0.00% | −10,000−17.1% | Reduced |
| Two Sigma Advisers, LP | 40,090 | $113.0K | 0.00% | −138,731−77.6% | Reduced |
| Susquehanna International Group, LLP | 33,532 | $94.0K | 0.00% | −30,216−47.4% | Reduced |
| Perkins Capital Management Inc | 30,000 | $84.0K | 0.06% | +9,000+42.9% | Added |
| Citadel Advisors LLC | 29,528 | $83.0K | 0.00% | +29,528 | New |
| Millennium Management LLC | 27,252 | $77.0K | 0.00% | −948−3.4% | Reduced |
| Waldron Private Wealth LLC | 20,088 | $56.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 19,945 | $56.0K | 0.00% | +18,521+1,300.6% | Added |
| Fifth Lane Capital, LP | 20,000 | $56.0K | 0.03% | +20,000 | New |
| Bank of America Corp | 16,462 | $47.0K | 0.00% | −3,774−18.6% | Reduced |
| Oppenheimer & Co Inc | 15,750 | $44.0K | 0.00% | +5,400+52.2% | Added |
| Heritage Wealth Advisors | 10,000 | $28.0K | 0.00% | +10,000 | New |
| Morgan Stanley | 9,417 | $26.0K | 0.00% | −50,813−84.4% | Reduced |
| Simplex Trading, LLC | 8,324 | $23.0K | 0.00% | +3,431+70.1% | Added |
| UBS Group AG | 7,436 | $21.0K | 0.00% | +2,254+43.5% | Added |
| Cubist Systematic Strategies, LLC | 6,317 | $18.0K | 0.00% | +1,792+39.6% | Added |
| Optiver Holding B.V. | 3,210 | $12.0K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 750 | $2.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 427 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 450 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 190 | $1.00K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Ritter Daniher Financial Advisory, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −351,178−100.0% | Sold out |
| Stonepine Capital Management, LLC | 0 | $0 | 0.00% | −109,742−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −85,796−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −74,552−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −50,310−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −44,801−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −27,056−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −385−100.0% | Sold out |