NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in NeuBase Therapeutics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −2 vs. Q3 2021
- Shares held
- 11.2M
- +1.11M (+11.0%) vs. Q3 2021
- Total value
- $31.6M
- −$4.99M (−13.6%) vs. Q3 2021
- New holders
- 6
- 10 more added
- Sold out
- 8
- 11 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ancora Advisors, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Ritter Daniher Financial Advisory, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 427 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 450 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 190 | $1.00K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 750 | $2.00K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 3,210 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 6,317 | $18.0K | 0.00% | +1,792+39.6% | Added |
| UBS Group AG | 7,436 | $21.0K | 0.00% | +2,254+43.5% | Added |
| Simplex Trading, LLC | 8,324 | $23.0K | 0.00% | +3,431+70.1% | Added |
| Morgan Stanley | 9,417 | $26.0K | 0.00% | −50,813−84.4% | Reduced |
| Heritage Wealth Advisors | 10,000 | $28.0K | 0.00% | +10,000 | New |
| Oppenheimer & Co Inc | 15,750 | $44.0K | 0.00% | +5,400+52.2% | Added |
| Bank of America Corp | 16,462 | $47.0K | 0.00% | −3,774−18.6% | Reduced |
| Waldron Private Wealth LLC | 20,088 | $56.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 19,945 | $56.0K | 0.00% | +18,521+1,300.6% | Added |
| Fifth Lane Capital, LP | 20,000 | $56.0K | 0.03% | +20,000 | New |
| Millennium Management LLC | 27,252 | $77.0K | 0.00% | −948−3.4% | Reduced |
| Citadel Advisors LLC | 29,528 | $83.0K | 0.00% | +29,528 | New |
| Perkins Capital Management Inc | 30,000 | $84.0K | 0.06% | +9,000+42.9% | Added |
| Susquehanna International Group, LLP | 33,532 | $94.0K | 0.00% | −30,216−47.4% | Reduced |
| Two Sigma Advisers, LP | 40,090 | $113.0K | 0.00% | −138,731−77.6% | Reduced |
| Davenport & Co LLC | 48,500 | $136.0K | 0.00% | −10,000−17.1% | Reduced |
| Tocqueville Asset Management L.P. | 53,500 | $150.0K | 0.00% | −20,500−27.7% | Reduced |
| Northern Trust Corp | 54,926 | $154.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 58,013 | $163.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 69,682 | $196.0K | 0.00% | +37,097+113.8% | Added |
| BlackRock Inc. | 78,512 | $220.0K | 0.00% | −3,204−3.9% | Reduced |
| Goldman Sachs Group Inc | 82,391 | $232.0K | 0.00% | −22,405−21.4% | Reduced |
| Bank of New York Mellon Corp | 87,210 | $245.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 100,000 | $281.0K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 122,386 | $344.0K | 0.00% | −268,807−68.7% | Reduced |
| CM Management, LLC | 150,000 | $422.0K | 0.32% | +75,000+100.0% | Added |
| Worth Venture Partners, LLC | 229,253 | $644.0K | 0.32% | +229,253 | New |
| Geode Capital Management, LLC | 243,984 | $685.0K | 0.00% | +4,165+1.7% | Added |
| Prelude Capital Management, LLC | 311,000 | $874.0K | 0.04% | 00.0% | Unchanged |
| Jacob Asset Management of New York LLC | 426,424 | $1.20M | 0.53% | +18,924+4.6% | Added |
| Polar Asset Management Partners Inc. | 634,618 | $1.78M | 0.02% | 00.0% | Unchanged |
| Sio Capital Management, LLC | 906,445 | $2.55M | 0.78% | 00.0% | Unchanged |
| Carnegie Mellon University | 939,412 | $2.64M | 1.06% | +939,412 | New |
| AIGH Capital Management LLC | 1,000,285 | $2.81M | 0.88% | +1,000,285 | New |
| Point72 Asset Management, L.P. | 1,250,000 | $3.51M | 0.02% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,364,634 | $3.83M | 0.00% | −1,696−0.1% | Reduced |
| Greenlight Capital Inc | 2,727,027 | $7.66M | 0.47% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −351,178−100.0% | Sold out |
| Stonepine Capital Management, LLC | 0 | $0 | 0.00% | −109,742−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −85,796−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −74,552−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −50,310−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −44,801−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −27,056−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −385−100.0% | Sold out |