NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in NeuBase Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- −11 vs. Q2 2021
- Shares held
- 10.1M
- −625.8K (−5.8%) vs. Q2 2021
- Total value
- $36.6M
- −$14.9M (−29.0%) vs. Q2 2021
- New holders
- 1
- 12 more added
- Sold out
- 12
- 18 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenlight Capital Inc | 2,727,027 | $9.84M | 0.66% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,366,330 | $4.93M | 0.00% | +68,482+5.3% | Added |
| Point72 Asset Management, L.P. | 1,250,000 | $4.51M | 0.02% | 00.0% | Unchanged |
| Sio Capital Management, LLC | 906,445 | $3.27M | 1.05% | +37,746+4.3% | Added |
| Polar Asset Management Partners Inc. | 634,618 | $2.29M | 0.03% | 00.0% | Unchanged |
| Jacob Asset Management of New York LLC | 407,500 | $1.47M | 0.53% | +62,000+17.9% | Added |
| Renaissance Technologies LLC | 391,193 | $1.41M | 0.00% | −33,658−7.9% | Reduced |
| Gsa Capital Partners LLP | 351,178 | $1.27M | 0.13% | +5,027+1.5% | Added |
| Prelude Capital Management, LLC | 311,000 | $1.12M | 0.06% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 239,819 | $865.0K | 0.00% | +5,963+2.5% | Added |
| Two Sigma Advisers, LP | 178,821 | $646.0K | 0.00% | −25,369−12.4% | Reduced |
| Stonepine Capital Management, LLC | 109,742 | $396.0K | 0.18% | +78,672+253.2% | Added |
| Goldman Sachs Group Inc | 104,796 | $378.0K | 0.00% | −4,889−4.5% | Reduced |
| Deutsche Bank AG | 100,000 | $361.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 87,210 | $315.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 85,796 | $310.0K | 0.00% | −99,135−53.6% | Reduced |
| BlackRock Inc. | 81,716 | $295.0K | 0.00% | −5,238−6.0% | Reduced |
| CM Management, LLC | 75,000 | $271.0K | 0.20% | +75,000 | New |
| Ergoteles LLC | 74,552 | $269.0K | 0.01% | −2,100−2.7% | Reduced |
| Tocqueville Asset Management L.P. | 74,000 | $267.0K | 0.00% | +45,200+156.9% | Added |
| Susquehanna International Group, LLP | 63,748 | $230.0K | 0.00% | +23,806+59.6% | Added |
| Morgan Stanley | 60,230 | $218.0K | 0.00% | −59,448−49.7% | Reduced |
| Davenport & Co LLC | 58,500 | $211.0K | 0.00% | +1,500+2.6% | Added |
| State Street Corp | 58,013 | $209.0K | 0.00% | +34,200+143.6% | Added |
| Northern Trust Corp | 54,926 | $198.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 50,310 | $182.0K | 0.00% | −86,111−63.1% | Reduced |
| D. E. Shaw & Co., Inc. | 44,801 | $162.0K | 0.00% | −13,173−22.7% | Reduced |
| Royal Bank of Canada | 32,585 | $117.0K | 0.00% | −53,370−62.1% | Reduced |
| Millennium Management LLC | 28,200 | $102.0K | 0.00% | −145,820−83.8% | Reduced |
| HRT Financial LP | 27,056 | $97.0K | 0.00% | −9,937−26.9% | Reduced |
| Perkins Capital Management Inc | 21,000 | $76.0K | 0.05% | +6,200+41.9% | Added |
| Bank of America Corp | 20,236 | $73.0K | 0.00% | −11,076−35.4% | Reduced |
| Waldron Private Wealth LLC | 20,088 | $72.0K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 10,350 | $37.0K | 0.00% | −2,400−18.8% | Reduced |
| Simplex Trading, LLC | 4,893 | $23.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 5,182 | $19.0K | 0.00% | +5,067+4,406.1% | Added |
| Cubist Systematic Strategies, LLC | 4,525 | $16.0K | 0.00% | −2,307−33.8% | Reduced |
| Optiver Holding B.V. | 3,210 | $12.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,424 | $5.00K | 0.00% | −3,882−73.2% | Reduced |
| Eaton Vance Management | 750 | $3.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 427 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 450 | $2.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 385 | $1.00K | 0.00% | −47,926−99.2% | Reduced |
| Wells Fargo & Company | 190 | $1.00K | 0.00% | −4−2.1% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Ritter Daniher Financial Advisory, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Frontier Wealth Management LLC | 0 | $0 | 0.00% | −145,000−100.0% | Sold out |
| Granite Point Capital Management, L.P. | 0 | $0 | 0.00% | −81,209−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −73,098−100.0% | Sold out |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −66,400−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −27,677−100.0% | Sold out |
| Opal Wealth Advisors, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −19,230−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −17,212−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −15,720−100.0% | Sold out |
| Clean Yield Group | 0 | $0 | 0.00% | −3,100−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −128−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1−100.0% | Sold out |