NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in NeuBase Therapeutics, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 35
- −9 vs. Q3 2022
- Shares held
- 10.1M
- −1.86M (−15.5%) vs. Q3 2022
- Total value
- $1.94M
- −$2.80M (−59.0%) vs. Q3 2022
- New holders
- 4
- 5 more added
- Sold out
- 13
- 9 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenlight Capital Inc | 2,727,027 | $518.7K | 0.04% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 1,250,000 | $237.8K | 0.00% | 00.0% | Unchanged |
| Decheng Capital Management III (Cayman), LLC | 1,000,000 | $190.2K | 0.07% | 00.0% | Unchanged |
| Vanguard Group Inc | 945,674 | $179.9K | 0.00% | −113,380−10.7% | Reduced |
| Carnegie Mellon University | 939,412 | $178.7K | 0.10% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 634,618 | $120.7K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 509,678 | $96.9K | 0.00% | 00.0% | Unchanged |
| CM Management, LLC | 350,000 | $67.0K | 0.08% | −100,000−22.2% | Reduced |
| Jacob Asset Management of New York LLC | 313,100 | $59.6K | 0.07% | −157,424−33.5% | Reduced |
| Prelude Capital Management, LLC | 311,000 | $59.2K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 285,221 | $54.0K | 0.00% | −2,165−0.8% | Reduced |
| Geode Capital Management, LLC | 233,973 | $44.0K | 0.00% | −598−0.3% | Reduced |
| Waldron Private Wealth LLC | 79,620 | $31.0K | 0.00% | 00.0% | Unchanged |
| Perkins Capital Management Inc | 99,000 | $19.0K | 0.02% | +1,000+1.0% | Added |
| BlackRock Inc. | 74,369 | $14.1K | 0.00% | +1,247+1.7% | Added |
| State Street Corp | 68,687 | $13.1K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 54,926 | $10.4K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 40,500 | $7.70K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 37,899 | $7.21K | 0.00% | +37,899 | New |
| Susquehanna International Group, LLP | 37,891 | $7.21K | 0.00% | +37,891 | New |
| Charles Schwab Investment Management Inc | 29,716 | $5.65K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 17,677 | $3.36K | 0.00% | −14,315−44.7% | Reduced |
| Bank of America Corp | 16,067 | $3.05K | 0.00% | −36−0.2% | Reduced |
| Mariner, LLC | 15,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 17,767 | $3.00K | 0.00% | +4,916+38.3% | Added |
| First Manhattan Co | 14,124 | $2.69K | 0.00% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 14,000 | $2.66K | 0.00% | −350−2.4% | Reduced |
| HRT Financial LP | 15,581 | $2.00K | 0.00% | +15,581 | New |
| Wells Fargo & Company | 5,229 | $995 | 0.00% | +4,006+327.6% | Added |
| The PNC Financial Services Group, Inc. | 427 | $81 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 250 | $48 | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 187 | $36 | 0.00% | +37+24.7% | Added |
| Royal Bank of Canada | 30 | $0 | 0.00% | −546−94.8% | Reduced |
| Advisor Group Holdings, Inc. | 450 | $0 | 0.00% | 00.0% | Unchanged |
| Ritter Daniher Financial Advisory LLC | 2 | $0 | 0.00% | +2 | New |
| AIGH Capital Management LLC | 0 | $0 | 0.00% | −872,023−100.0% | Sold out |
| Sio Capital Management, LLC | 0 | $0 | 0.00% | −259,441−100.0% | Sold out |
| Worth Venture Partners, LLC | 0 | $0 | 0.00% | −212,035−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −82,199−100.0% | Sold out |
| Tocqueville Asset Management L.P. | 0 | $0 | 0.00% | −42,500−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −22,309−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −22,799−100.0% | Sold out |
| Knightsbridge Asset Management, LLC | 0 | $0 | 0.00% | −20,212−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −15,750−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −14,156−100.0% | Sold out |
| Heritage Wealth Advisors | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −171−100.0% | Sold out |