NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in NeuBase Therapeutics, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- +1 vs. Q2 2022
- Shares held
- 12.0M
- −770.9K (−6.0%) vs. Q2 2022
- Total value
- $4.74M
- −$8.64M (−64.6%) vs. Q2 2022
- New holders
- 7
- 5 more added
- Sold out
- 6
- 11 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenlight Capital Inc | 2,727,027 | $1.08M | 0.08% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 1,250,000 | $494.0K | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,059,054 | $419.0K | 0.00% | 00.0% | Unchanged |
| Decheng Capital Management III (Cayman), LLC | 1,000,000 | $395.0K | 0.14% | 00.0% | Unchanged |
| Carnegie Mellon University | 939,412 | $371.0K | 0.21% | 00.0% | Unchanged |
| AIGH Capital Management LLC | 872,023 | $345.0K | 0.14% | −155,562−15.1% | Reduced |
| Polar Asset Management Partners Inc. | 634,618 | $251.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 509,678 | $201.0K | 0.00% | −1,000−0.2% | Reduced |
| Jacob Asset Management of New York LLC | 470,524 | $186.0K | 0.20% | 00.0% | Unchanged |
| CM Management, LLC | 450,000 | $178.0K | 0.20% | +80,000+21.6% | Added |
| Prelude Capital Management, LLC | 311,000 | $123.0K | 0.01% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 287,386 | $114.0K | 0.00% | +48,255+20.2% | Added |
| Sio Capital Management, LLC | 259,441 | $102.0K | 0.04% | −647,004−71.4% | Reduced |
| Geode Capital Management, LLC | 234,571 | $92.0K | 0.00% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 212,035 | $84.0K | 0.05% | −44,518−17.4% | Reduced |
| Perkins Capital Management Inc | 98,000 | $39.0K | 0.04% | +16,500+20.2% | Added |
| Goldman Sachs Group Inc | 82,199 | $32.0K | 0.00% | −300−0.4% | Reduced |
| Waldron Private Wealth LLC | 79,620 | $31.0K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 73,122 | $29.0K | 0.00% | −2,077−2.8% | Reduced |
| State Street Corp | 68,687 | $27.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 54,926 | $22.0K | 0.00% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 42,500 | $17.0K | 0.00% | −11,000−20.6% | Reduced |
| Davenport & Co LLC | 40,500 | $16.0K | 0.00% | −5,000−11.0% | Reduced |
| Two Sigma Securities, LLC | 31,992 | $13.0K | 0.00% | +31,992 | New |
| Charles Schwab Investment Management Inc | 29,716 | $12.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 22,309 | $9.00K | 0.00% | +22,309 | New |
| Citadel Advisors LLC | 22,799 | $9.00K | 0.00% | +22,799 | New |
| Knightsbridge Asset Management, LLC | 20,212 | $8.00K | 0.00% | −2,136−9.6% | Reduced |
| Bank of America Corp | 16,103 | $6.00K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,750 | $6.00K | 0.00% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 14,350 | $6.00K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 15,500 | $6.00K | 0.00% | +15,500 | New |
| Jane Street Group, LLC | 14,156 | $6.00K | 0.00% | +14,156 | New |
| First Manhattan Co | 14,124 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 12,851 | $5.00K | 0.00% | +10,900+558.7% | Added |
| Heritage Wealth Advisors | 10,000 | $3.95K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 576 | $0 | 0.00% | −47,921−98.8% | Reduced |
| Wells Fargo & Company | 1,223 | $0 | 0.00% | +1,020+502.5% | Added |
| The PNC Financial Services Group, Inc. | 427 | $0 | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 150 | $0 | 0.00% | −81−35.1% | Reduced |
| Advisor Group Holdings, Inc. | 450 | $0 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 250 | $0 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 25 | $0 | 0.00% | +25 | New |
| Simplex Trading, LLC | 171 | $0 | 0.00% | +171 | New |
| Deutsche Bank AG | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −2,457−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −1,839−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −665−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −12,714−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −250−100.0% | Sold out |