NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q2 2023
Institutional positions in NeuBase Therapeutics, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 26
- −10 vs. Q1 2023
- Shares held
- 578.9K
- +115.0K (+24.8%) vs. Q1 2023Converted for a 1-for-20 split
- Total value
- $1.08M
- −$634.6K (−37.0%) vs. Q1 2023
- New holders
- 5
- 3 more added
- Sold out
- 15
- 7 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Armistice Capital, LLC | 166,174 | $310.7K | 0.01% | +166,174 | New |
| Greenlight Capital Inc | 136,350 | $255.0K | 0.01% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Point72 Asset Management, L.P. | 62,500 | $116.9K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Decheng Capital Management III (Cayman), LLC | 50,000 | $92.5K | 0.03% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Carnegie Mellon University | 46,970 | $87.8K | 0.12% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Kestra Advisory Services, LLC | 25,483 | $47.7K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Vanguard Group Inc | 18,981 | $35.5K | 0.00% | +143+0.8% | AddedConverted for a 1-for-20 split |
| Prelude Capital Management, LLC | 15,550 | $29.1K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Jacob Asset Management of New York LLC | 15,655 | $29.0K | 0.03% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Renaissance Technologies LLC | 12,601 | $24.0K | 0.00% | +3,970+46.0% | AddedConverted for a 1-for-20 split |
| Geode Capital Management, LLC | 11,696 | $21.6K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Tower Research Capital LLC (TRC) | 7,815 | $14.6K | 0.00% | +6,926+779.2% | AddedConverted for a 1-for-20 split |
| CM Management, LLC | 6,000 | $11.0K | 0.01% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Bank of America Corp | 804 | $1.50K | 0.00% | −1,894−70.2% | ReducedConverted for a 1-for-20 split |
| First Manhattan Co | 706 | $1.32K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Royal Bank of Canada | 283 | $1.00K | 0.00% | +283 | New |
| JPMorgan Chase & Co | 539 | $997 | 0.00% | +539 | New |
| BlackRock Inc. | 464 | $868 | 0.00% | −3,355−87.8% | ReducedConverted for a 1-for-20 split |
| IFP Advisors, Inc | 105 | $469 | 0.00% | +105 | New |
| UBS Group AG | 68 | $127 | 0.00% | −118−63.5% | ReducedConverted for a 1-for-20 split |
| Wells Fargo & Company | 62 | $116 | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Advisor Group Holdings, Inc. | 22 | $41 | 0.00% | −1−2.2% | ReducedConverted for a 1-for-20 split |
| The PNC Financial Services Group, Inc. | 21 | $39 | 0.00% | −0−1.6% | ReducedConverted for a 1-for-20 split |
| Newbridge Financial Services Group, Inc. | 12 | $22 | 0.00% | −1−4.0% | ReducedConverted for a 1-for-20 split |
| Global Wealth Management Investment Advisory, Inc. | 12 | $22 | 0.00% | +12 | New |
| Morgan Stanley | 7 | $13 | 0.00% | −1−6.7% | ReducedConverted for a 1-for-20 split |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −31,731−100.0% | Sold outConverted for a 1-for-20 split |
| Perkins Capital Management Inc | 0 | $0 | 0.00% | −6,625−100.0% | Sold outConverted for a 1-for-20 split |
| Waldron Private Wealth LLC | 0 | $0 | 0.00% | −3,981−100.0% | Sold outConverted for a 1-for-20 split |
| State Street Corp | 0 | $0 | 0.00% | −3,434−100.0% | Sold outConverted for a 1-for-20 split |
| Northern Trust Corp | 0 | $0 | 0.00% | −2,746−100.0% | Sold outConverted for a 1-for-20 split |
| Virtu Financial LLC | 0 | $0 | 0.00% | −2,031−100.0% | Sold outConverted for a 1-for-20 split |
| Davenport & Co LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold outConverted for a 1-for-20 split |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −1,486−100.0% | Sold outConverted for a 1-for-20 split |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −1,158−100.0% | Sold outConverted for a 1-for-20 split |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −963−100.0% | Sold outConverted for a 1-for-20 split |
| Mariner, LLC | 0 | $0 | 0.00% | −775−100.0% | Sold outConverted for a 1-for-20 split |
| Wealthsource Partners, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold outConverted for a 1-for-20 split |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −517−100.0% | Sold outConverted for a 1-for-20 split |
| Ritter Daniher Financial Advisory LLC | 0 | $0 | 0.00% | −0−100.0% | Sold outConverted for a 1-for-20 split |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −86−100.0% | Sold outConverted for a 1-for-20 split |