NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in NeuBase Therapeutics, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −1 vs. Q4 2021
- Shares held
- 12.4M
- +1.13M (+10.1%) vs. Q4 2021
- Total value
- $23.3M
- −$8.32M (−26.4%) vs. Q4 2021
- New holders
- 6
- 8 more added
- Sold out
- 7
- 12 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenlight Capital Inc | 2,727,027 | $5.13M | 0.33% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 1,250,000 | $2.35M | 0.01% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,059,054 | $1.99M | 0.00% | −305,580−22.4% | Reduced |
| AIGH Capital Management LLC | 1,027,585 | $1.93M | 0.70% | +27,300+2.7% | Added |
| Decheng Capital Management III (Cayman), LLC | 1,000,000 | $1.88M | 0.58% | +1,000,000 | New |
| Carnegie Mellon University | 939,412 | $1.77M | 0.74% | 00.0% | Unchanged |
| Sio Capital Management, LLC | 906,445 | $1.70M | 0.69% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 634,618 | $1.19M | 0.01% | 00.0% | Unchanged |
| Jacob Asset Management of New York LLC | 426,424 | $802.0K | 0.49% | 00.0% | Unchanged |
| CM Management, LLC | 325,000 | $611.0K | 0.51% | +175,000+116.7% | Added |
| Prelude Capital Management, LLC | 311,000 | $585.0K | 0.03% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 256,553 | $482.0K | 0.23% | +27,300+11.9% | Added |
| Geode Capital Management, LLC | 243,984 | $458.0K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 214,838 | $404.0K | 0.00% | +92,452+75.5% | Added |
| Royal Bank of Canada | 114,473 | $215.0K | 0.00% | +44,791+64.3% | Added |
| Deutsche Bank AG | 100,000 | $188.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 87,210 | $164.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 82,199 | $155.0K | 0.00% | −192−0.2% | Reduced |
| Waldron Private Wealth LLC | 79,620 | $149.0K | 0.01% | +59,532+296.4% | Added |
| BlackRock Inc. | 75,425 | $141.0K | 0.00% | −3,087−3.9% | Reduced |
| State Street Corp | 68,687 | $129.0K | 0.00% | +10,674+18.4% | Added |
| Perkins Capital Management Inc | 66,500 | $125.0K | 0.10% | +36,500+121.7% | Added |
| Northern Trust Corp | 54,926 | $103.0K | 0.00% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 53,500 | $101.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 45,500 | $86.0K | 0.00% | −3,000−6.2% | Reduced |
| D. E. Shaw & Co., Inc. | 37,416 | $70.0K | 0.00% | +37,416 | New |
| Two Sigma Advisers, LP | 25,350 | $48.0K | 0.00% | −14,740−36.8% | Reduced |
| Wealthsource Partners, LLC | 23,850 | $45.0K | 0.00% | +23,850 | New |
| Susquehanna International Group, LLP | 18,339 | $34.0K | 0.00% | −15,193−45.3% | Reduced |
| Millennium Management LLC | 17,375 | $33.0K | 0.00% | −9,877−36.2% | Reduced |
| Bank of America Corp | 16,103 | $31.0K | 0.00% | −359−2.2% | Reduced |
| Oppenheimer & Co Inc | 15,750 | $30.0K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 14,124 | $26.0K | 0.00% | +14,124 | New |
| Tower Research Capital LLC (TRC) | 12,072 | $23.0K | 0.00% | −7,873−39.5% | Reduced |
| Knightsbridge Asset Management, LLC | 10,523 | $20.0K | 0.01% | +10,523 | New |
| Heritage Wealth Advisors | 10,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 10,222 | $19.0K | 0.00% | +10,222 | New |
| Simplex Trading, LLC | 5,316 | $9.00K | 0.00% | −3,008−36.1% | Reduced |
| Cubist Systematic Strategies, LLC | 2,525 | $5.00K | 0.00% | −3,792−60.0% | Reduced |
| Morgan Stanley | 1,029 | $2.00K | 0.00% | −8,388−89.1% | Reduced |
| The PNC Financial Services Group, Inc. | 427 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 450 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 190 | $0 | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 250 | $0 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 250 | $0 | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −29,528−100.0% | Sold out |
| Fifth Lane Capital, LP | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −7,436−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −3,210−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Ancora Advisors, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Ritter Daniher Financial Advisory, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |