NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in NeuBase Therapeutics, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −1 vs. Q4 2021
- Shares held
- 12.4M
- +1.13M (+10.1%) vs. Q4 2021
- Total value
- $23.3M
- −$8.32M (−26.4%) vs. Q4 2021
- New holders
- 6
- 8 more added
- Sold out
- 7
- 12 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 190 | $0 | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 250 | $0 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 250 | $0 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 427 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 450 | $1.00K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 1,029 | $2.00K | 0.00% | −8,388−89.1% | Reduced |
| Cubist Systematic Strategies, LLC | 2,525 | $5.00K | 0.00% | −3,792−60.0% | Reduced |
| Simplex Trading, LLC | 5,316 | $9.00K | 0.00% | −3,008−36.1% | Reduced |
| Heritage Wealth Advisors | 10,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 10,222 | $19.0K | 0.00% | +10,222 | New |
| Knightsbridge Asset Management, LLC | 10,523 | $20.0K | 0.01% | +10,523 | New |
| Tower Research Capital LLC (TRC) | 12,072 | $23.0K | 0.00% | −7,873−39.5% | Reduced |
| First Manhattan Co | 14,124 | $26.0K | 0.00% | +14,124 | New |
| Oppenheimer & Co Inc | 15,750 | $30.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 16,103 | $31.0K | 0.00% | −359−2.2% | Reduced |
| Millennium Management LLC | 17,375 | $33.0K | 0.00% | −9,877−36.2% | Reduced |
| Susquehanna International Group, LLP | 18,339 | $34.0K | 0.00% | −15,193−45.3% | Reduced |
| Wealthsource Partners, LLC | 23,850 | $45.0K | 0.00% | +23,850 | New |
| Two Sigma Advisers, LP | 25,350 | $48.0K | 0.00% | −14,740−36.8% | Reduced |
| D. E. Shaw & Co., Inc. | 37,416 | $70.0K | 0.00% | +37,416 | New |
| Davenport & Co LLC | 45,500 | $86.0K | 0.00% | −3,000−6.2% | Reduced |
| Tocqueville Asset Management L.P. | 53,500 | $101.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 54,926 | $103.0K | 0.00% | 00.0% | Unchanged |
| Perkins Capital Management Inc | 66,500 | $125.0K | 0.10% | +36,500+121.7% | Added |
| State Street Corp | 68,687 | $129.0K | 0.00% | +10,674+18.4% | Added |
| BlackRock Inc. | 75,425 | $141.0K | 0.00% | −3,087−3.9% | Reduced |
| Waldron Private Wealth LLC | 79,620 | $149.0K | 0.01% | +59,532+296.4% | Added |
| Goldman Sachs Group Inc | 82,199 | $155.0K | 0.00% | −192−0.2% | Reduced |
| Bank of New York Mellon Corp | 87,210 | $164.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 100,000 | $188.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 114,473 | $215.0K | 0.00% | +44,791+64.3% | Added |
| Renaissance Technologies LLC | 214,838 | $404.0K | 0.00% | +92,452+75.5% | Added |
| Geode Capital Management, LLC | 243,984 | $458.0K | 0.00% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 256,553 | $482.0K | 0.23% | +27,300+11.9% | Added |
| Prelude Capital Management, LLC | 311,000 | $585.0K | 0.03% | 00.0% | Unchanged |
| CM Management, LLC | 325,000 | $611.0K | 0.51% | +175,000+116.7% | Added |
| Jacob Asset Management of New York LLC | 426,424 | $802.0K | 0.49% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 634,618 | $1.19M | 0.01% | 00.0% | Unchanged |
| Sio Capital Management, LLC | 906,445 | $1.70M | 0.69% | 00.0% | Unchanged |
| Carnegie Mellon University | 939,412 | $1.77M | 0.74% | 00.0% | Unchanged |
| Decheng Capital Management III (Cayman), LLC | 1,000,000 | $1.88M | 0.58% | +1,000,000 | New |
| AIGH Capital Management LLC | 1,027,585 | $1.93M | 0.70% | +27,300+2.7% | Added |
| Vanguard Group Inc | 1,059,054 | $1.99M | 0.00% | −305,580−22.4% | Reduced |
| Point72 Asset Management, L.P. | 1,250,000 | $2.35M | 0.01% | 00.0% | Unchanged |
| Greenlight Capital Inc | 2,727,027 | $5.13M | 0.33% | 00.0% | Unchanged |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −29,528−100.0% | Sold out |
| Fifth Lane Capital, LP | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −7,436−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −3,210−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Ancora Advisors, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Ritter Daniher Financial Advisory, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |