NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in NeuBase Therapeutics, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- +1 vs. Q2 2022
- Shares held
- 12.0M
- −770.9K (−6.0%) vs. Q2 2022
- Total value
- $4.74M
- −$8.64M (−64.6%) vs. Q2 2022
- New holders
- 7
- 5 more added
- Sold out
- 6
- 11 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 576 | $0 | 0.00% | −47,921−98.8% | Reduced |
| Wells Fargo & Company | 1,223 | $0 | 0.00% | +1,020+502.5% | Added |
| The PNC Financial Services Group, Inc. | 427 | $0 | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 150 | $0 | 0.00% | −81−35.1% | Reduced |
| Advisor Group Holdings, Inc. | 450 | $0 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 250 | $0 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 25 | $0 | 0.00% | +25 | New |
| Simplex Trading, LLC | 171 | $0 | 0.00% | +171 | New |
| Heritage Wealth Advisors | 10,000 | $3.95K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 14,124 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 12,851 | $5.00K | 0.00% | +10,900+558.7% | Added |
| Bank of America Corp | 16,103 | $6.00K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,750 | $6.00K | 0.00% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 14,350 | $6.00K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 15,500 | $6.00K | 0.00% | +15,500 | New |
| Jane Street Group, LLC | 14,156 | $6.00K | 0.00% | +14,156 | New |
| Knightsbridge Asset Management, LLC | 20,212 | $8.00K | 0.00% | −2,136−9.6% | Reduced |
| Millennium Management LLC | 22,309 | $9.00K | 0.00% | +22,309 | New |
| Citadel Advisors LLC | 22,799 | $9.00K | 0.00% | +22,799 | New |
| Charles Schwab Investment Management Inc | 29,716 | $12.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 31,992 | $13.0K | 0.00% | +31,992 | New |
| Davenport & Co LLC | 40,500 | $16.0K | 0.00% | −5,000−11.0% | Reduced |
| Tocqueville Asset Management L.P. | 42,500 | $17.0K | 0.00% | −11,000−20.6% | Reduced |
| Northern Trust Corp | 54,926 | $22.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 68,687 | $27.0K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 73,122 | $29.0K | 0.00% | −2,077−2.8% | Reduced |
| Waldron Private Wealth LLC | 79,620 | $31.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 82,199 | $32.0K | 0.00% | −300−0.4% | Reduced |
| Perkins Capital Management Inc | 98,000 | $39.0K | 0.04% | +16,500+20.2% | Added |
| Worth Venture Partners, LLC | 212,035 | $84.0K | 0.05% | −44,518−17.4% | Reduced |
| Geode Capital Management, LLC | 234,571 | $92.0K | 0.00% | 00.0% | Unchanged |
| Sio Capital Management, LLC | 259,441 | $102.0K | 0.04% | −647,004−71.4% | Reduced |
| Renaissance Technologies LLC | 287,386 | $114.0K | 0.00% | +48,255+20.2% | Added |
| Prelude Capital Management, LLC | 311,000 | $123.0K | 0.01% | 00.0% | Unchanged |
| CM Management, LLC | 450,000 | $178.0K | 0.20% | +80,000+21.6% | Added |
| Jacob Asset Management of New York LLC | 470,524 | $186.0K | 0.20% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 509,678 | $201.0K | 0.00% | −1,000−0.2% | Reduced |
| Polar Asset Management Partners Inc. | 634,618 | $251.0K | 0.00% | 00.0% | Unchanged |
| AIGH Capital Management LLC | 872,023 | $345.0K | 0.14% | −155,562−15.1% | Reduced |
| Carnegie Mellon University | 939,412 | $371.0K | 0.21% | 00.0% | Unchanged |
| Decheng Capital Management III (Cayman), LLC | 1,000,000 | $395.0K | 0.14% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,059,054 | $419.0K | 0.00% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 1,250,000 | $494.0K | 0.00% | 00.0% | Unchanged |
| Greenlight Capital Inc | 2,727,027 | $1.08M | 0.08% | 00.0% | Unchanged |
| Deutsche Bank AG | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −2,457−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −1,839−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −665−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −12,714−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −250−100.0% | Sold out |